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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.21B
AUM Growth
-$742M
Cap. Flow
-$818M
Cap. Flow %
-36.94%
Top 10 Hldgs %
49.88%
Holding
303
New
123
Increased
37
Reduced
47
Closed
92

Top Buys

Rank Stock Value
1
B
Barrick Mining
B
+$92M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$57M
3
X
US Steel
X
+$52.7M
4
MS icon
Morgan Stanley
MS
+$49.8M
5
INSW icon
International Seaways
INSW
+$33.2M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$72.3M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$61.5M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$57.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$26.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 19.28%
2 Materials 15.48%
3 Consumer Discretionary 8.03%
4 Financials 7.03%
5 Industrials 6.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHK icon
26
Mohawk Industries
MHK
$9.01B
$13M 0.59%
65,000
+30,000
+86% +$5.89M
ATH
27
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$13M 0.59%
+270,000
New +$12.5M
URI icon
28
United Rentals
URI
$69.5B
$12.7M 0.57%
+120,000
New +$10.9M
YUM icon
29
CALL
Yum! Brands
YUM
$40.6B
$12.7M 0.57%
+200,000
New +$12.6M
TAP icon
30
Molson Coors Class B
TAP
$7.86B
$12.7M 0.57%
130,000
-85,000
-40% -$8.67M
DXJ icon
31
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.2B
$12.4M 0.56%
+250,000
New +$11.7M
WLK icon
32
Westlake Corp
WLK
$8.95B
$11.5M 0.52%
205,000
+155,000
+310% +$8.47M
SPY icon
33
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$11.2M 0.5%
50,000
-1,450,000
-97% -$317M
HOG icon
34
CALL
Harley-Davidson
HOG
$2.66B
$11.1M 0.5%
190,000
+170,000
+850% +$9.7M
GIS icon
35
PUT
General Mills
GIS
$19.3B
$10.8M 0.49%
+175,000
New +$10.8M
YUM icon
36
Yum! Brands
YUM
$40.6B
$10.8M 0.49%
170,000
+86,540
+104% +$5.44M
GDX icon
37
CALL
VanEck Gold Miners ETF
GDX
$23.8B
$10.5M 0.47%
+500,000
New +$11.1M
WMT icon
38
PUT
Walmart Inc
WMT
$888B
$10.4M 0.47%
450,000
+405,000
+900% +$9.45M
DE icon
39
Deere & Co
DE
$163B
$10.3M 0.47%
+100,000
New +$9.4M
JCI icon
40
Johnson Controls International
JCI
$93.1B
$10.3M 0.46%
250,000
+25,000
+11% +$1.09M
PNRA
41
CALL
DELISTED
Panera Bread Co
PNRA
$10.3M 0.46%
+50,000
New +$10.1M
BALL icon
42
Ball Corp
BALL
$17B
$9.76M 0.44%
+260,000
New +$10.1M
TGT icon
43
Target
TGT
$67.8B
$9.75M 0.44%
+135,000
New +$9.77M
ALB icon
44
Albemarle
ALB
$14.2B
$9.47M 0.43%
+110,000
New +$9.31M
SBUX icon
45
Starbucks
SBUX
$120B
$9.16M 0.41%
165,000
-180,000
-52% -$9.97M
NKE icon
46
PUT
Nike
NKE
$61.6B
$9.15M 0.41%
180,000
+30,000
+20% +$1.54M
XME icon
47
State Street SPDR S&P Metals & Mining ETF
XME
$4.12B
$9.07M 0.41%
+298,400
New +$8.6M
DOV icon
48
Dover
DOV
$27.7B
$8.99M 0.41%
+148,560
New +$8.58M
C icon
49
Citigroup
C
$230B
$8.91M 0.4%
150,000
+50,000
+50% +$2.7M
CP icon
50
Canadian Pacific Kansas City
CP
$79.7B
$8.57M 0.39%
300,000
+100,000
+50% +$2.95M
1
2
3 4 5

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CCM
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Caxton Associates (New York)'s Q4 2016 Portfolio in Review

As of Q4 2016, Caxton Associates (New York) held 303 positions worth $2.21B, down 25% from $2.96B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Caxton Associates (New York) withdrew a net $818M in Q4 2016, closing 92 positions and reducing 47 holdings. Its most notable exit was State Street Real Estate Select Sector SPDR ETF, an estimated $57.2M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 19% a quarter earlier, followed by Materials and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in State Street SPDR S&P Oil & Gas Exploration & Production ETF worth $60.2M.

  • Caxton Associates (New York)'s largest Q4 2016 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 363,125 shares worth $60.2M.
  • Caxton Associates (New York) added most to Barrick Mining in Q4 2016, an estimated $92M increase.
  • Caxton Associates (New York)'s biggest Q4 2016 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $72.3M.
  • Caxton Associates (New York) fully exited State Street Real Estate Select Sector SPDR ETF in Q4 2016, selling an estimated $57.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 50% of its $2.21B portfolio in Q4 2016.
  • Caxton Associates (New York) opened 123 new positions and closed 92 in Q4 2016.
  • Caxton Associates (New York)'s portfolio value fell 25% quarter-over-quarter to $2.21B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2016, filed 14 Feb 2017.