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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$905M
AUM Growth
-$6.65M
Cap. Flow
+$9.3M
Cap. Flow %
1.03%
Top 10 Hldgs %
52.46%
Holding
657
New
198
Increased
119
Reduced
86
Closed
223

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$67.4M
2
PFE icon
Pfizer
PFE
+$65.6M
3
APTV icon
Aptiv
APTV
+$29.7M
4
MRNA icon
Moderna
MRNA
+$22.6M
5
CRM icon
Salesforce
CRM
+$19.6M

Top Sells

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$85.2M
2
RUN icon
Sunrun
RUN
+$64.1M
3
TPIC
TPI Composites
TPIC
+$31.4M
4
MSFT icon
Microsoft
MSFT
+$30.9M
5
AMZN icon
Amazon
AMZN
+$30.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.6%
2 Healthcare 14.17%
3 Technology 11.37%
4 Financials 4.47%
5 Communication Services 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TX icon
401
Ternium
TX
$10.8B
$200K 0.02%
+4,730
New +$231K
MTL
402
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$189K 0.02%
+46,588
New +$131K
CMO
403
DELISTED
Capstead Mortgage Corp.
CMO
$185K 0.02%
+27,627
New +$181K
UE icon
404
Urban Edge Properties
UE
$2.75B
$183K 0.02%
+10,011
New +$187K
SUP
405
DELISTED
Superior Industries International
SUP
$179K 0.02%
25,397
-10,891
-30% -$85K
ROIC
406
DELISTED
Retail Opportunity Investments Corp.
ROIC
$177K 0.02%
+10,135
New +$178K
EVC icon
407
Entravision Communication
EVC
$1.08B
$176K 0.02%
24,760
-24,401
-50% -$165K
RWT
408
Redwood Trust
RWT
$574M
$172K 0.02%
+13,338
New +$163K
GSKY
409
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$170K 0.02%
+15,195
New +$119K
BDN
410
Brandywine Realty Trust
BDN
$530M
$161K 0.02%
11,999
– –
TTI icon
411
TETRA Technologies
TTI
$1.28B
$157K 0.02%
50,316
+14,443
+40% +$46.3K
TDAY
412
USA Today Co
TDAY
$1.05B
$152K 0.02%
+22,817
New +$134K
TRUE
413
DELISTED
TrueCar
TRUE
$149K 0.02%
+35,859
New +$166K
GNW icon
414
Genworth Financial
GNW
$3.75B
$146K 0.02%
38,837
+4,529
+13% +$16.1K
WTI icon
415
W&T Offshore
WTI
$577M
$146K 0.02%
39,361
-113,087
-74% -$404K
PFLT icon
416
PennantPark Floating Rate Capital
PFLT
$734M
$143K 0.02%
+11,196
New +$145K
EWJ icon
417
iShares MSCI Japan ETF
EWJ
$22.6B
$141K 0.02%
+2,000
New +$139K
XBIT icon
418
XBiotech
XBIT
$69.5M
$134K 0.01%
10,309
– –
EWG icon
419
iShares MSCI Germany ETF
EWG
$1.67B
$132K 0.01%
4,000
– –
HIMX
420
Himax Technologies
HIMX
$2.57B
$127K 0.01%
+11,938
New +$153K
FSP
421
Franklin Street Properties
FSP
$45.3M
$125K 0.01%
26,865
-17,844
-40% -$87K
VKTX icon
422
Viking Therapeutics
VKTX
$4.02B
$116K 0.01%
18,506
-13,401
-42% -$82.8K
IMMR icon
423
Immersion
IMMR
$257M
$112K 0.01%
+16,302
New +$122K
KNDI
424
Kandi Technologies Group
KNDI
$63.1M
$108K 0.01%
+24,355
New +$123K
PUMP icon
425
ProPetro Holding
PUMP
$1.43B
$108K 0.01%
+12,538
New +$98K
15 16
17
18 19

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Caxton Associates (New York)'s Q3 2021 Portfolio in Review

As of Q3 2021, Caxton Associates (New York) held 657 positions worth $905M, down 0.73% from $912M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Caxton Associates (New York)'s Q3 2021 filing shows 198 new, 119 increased, 86 reduced and 223 closed positions. Its largest new stake was Pfizer: 1,480,000 shares worth $63.7M. The largest sale was Baidu, an estimated $85.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 20% a quarter earlier, followed by Healthcare and Technology.

  • Caxton Associates (New York)'s largest Q3 2021 buy was Pfizer: 1,480,000 shares worth $63.7M.
  • Caxton Associates (New York) added most to Tesla in Q3 2021, an estimated $67.4M increase.
  • Caxton Associates (New York)'s biggest Q3 2021 reduction was Sunrun, cutting an estimated $64.1M.
  • Caxton Associates (New York) fully exited Baidu in Q3 2021, selling an estimated $85.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 52% of its $905M portfolio in Q3 2021.
  • Caxton Associates (New York) opened 198 new positions and closed 223 in Q3 2021.
  • Caxton Associates (New York)'s portfolio value fell 0.73% quarter-over-quarter to $905M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2021, filed 15 Nov 2021.