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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.1B
AUM Growth
-$345M
Cap. Flow
-$330M
Cap. Flow %
-29.93%
Top 10 Hldgs %
62.04%
Holding
493
New
354
Increased
33
Reduced
21
Closed
79

Top Buys

Rank Stock Value
1
RUN icon
Sunrun
RUN
+$95.5M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$79.4M
3
META icon
Meta Platforms (Facebook)
META
+$73.9M
4
MSFT icon
Microsoft
MSFT
+$73.7M
5
AMZN icon
Amazon
AMZN
+$65.6M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$382M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$81.3M
3
AES icon
AES
AES
+$49.5M
4
SLV icon
iShares Silver Trust
SLV
+$24M
5
AAPL icon
Apple
AAPL
+$17.1M

Sector Composition

Rank Sector Weight
1 Technology 24.37%
2 Communication Services 21.75%
3 Consumer Discretionary 16.84%
4 Energy 9.76%
5 Industrials 6.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNLN icon
401
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
TTI icon
402
TETRA Technologies
TTI
$1.28B
$88K 0.01%
+36,814
New +$79.2K
KRMD icon
403
KORU Medical Systems
KRMD
$157M
$87K 0.01%
+24,698
New +$107K
OESX icon
404
Orion Energy Systems
OESX
$78.3M
$87K 0.01%
+1,250
New +$117K
OIS icon
405
Oil States International
OIS
$534M
$83K 0.01%
+13,737
New +$93.7K
AWH
406
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$77K 0.01%
+756
New +$83.1K
OVID icon
407
Ovid Therapeutics
OVID
$489M
$70K 0.01%
+17,386
New +$57.7K
MNOV icon
408
MediciNova
MNOV
$65M
$67K 0.01%
+13,247
New +$77.1K
CSLT
409
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$58K 0.01%
+38,096
New +$66.1K
TRAW icon
410
Traws Pharma
TRAW
$8.22M
$57K 0.01%
+152
New +$57.3K
PARA
411
CALL
DELISTED
Paramount Global Class B
PARA
$45K ﹤0.01%
+1,000
New +$61.1K
PARA
412
PUT
DELISTED
Paramount Global Class B
PARA
$45K ﹤0.01%
+1,000
New +$61.1K
RESN
413
DELISTED
Resonant Inc.
RESN
$45K ﹤0.01%
+10,568
New +$56.8K
VXX icon
414
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
$19K ﹤0.01%
+27
New +$27K
ABNB icon
415
Airbnb
ABNB
$111B
– –
-12,600
Closed -$1.85M
ADBE icon
416
Adobe
ADBE
$109B
– –
-6,438
Closed -$3.22M
ADSK icon
417
Autodesk
ADSK
$54.1B
– –
-992
Closed -$303K
AES icon
418
AES
AES
$10.5B
– –
-2,105,805
Closed -$49.5M
ALTO icon
419
Alto Ingredients
ALTO
$328M
– –
-16,337
Closed -$89K
AMBA icon
420
Ambarella
AMBA
$3.6B
– –
-38,500
Closed -$3.54M
AMD icon
421
Advanced Micro Devices
AMD
$767B
– –
-52,428
Closed -$4.81M
AMT icon
422
American Tower
AMT
$78.8B
– –
-2,002
Closed -$449K
AMZN icon
423
CALL
Amazon
AMZN
$3T
– –
-40,000
Closed -$6.51M
OPTU
424
Optimum Communications Inc
OPTU
$306M
– –
-6,732
Closed -$255K
AVTR icon
425
Avantor
AVTR
$9.29B
– –
-10,221
Closed -$288K
15 16
17
18 19

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Caxton Associates (New York)'s Q1 2021 Portfolio in Review

As of Q1 2021, Caxton Associates (New York) held 493 positions worth $1.1B, down 24% from $1.45B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Caxton Associates (New York) withdrew a net $330M in Q1 2021, closing 79 positions and reducing 21 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $81.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 9.8% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in Sunrun worth $83.1M.

  • Caxton Associates (New York)'s largest Q1 2021 buy was Sunrun: 1,374,100 shares worth $83.1M.
  • Caxton Associates (New York) added most to Microsoft in Q1 2021, an estimated $73.7M increase.
  • Caxton Associates (New York)'s biggest Q1 2021 reduction was SPDR Gold Trust, cutting an estimated $382M.
  • Caxton Associates (New York) fully exited iShares MSCI Emerging Markets ETF in Q1 2021, selling an estimated $81.3M.
  • Caxton Associates (New York)'s ten largest holdings make up 62% of its $1.1B portfolio in Q1 2021.
  • Caxton Associates (New York) opened 354 new positions and closed 79 in Q1 2021.
  • Caxton Associates (New York)'s portfolio value fell 24% quarter-over-quarter to $1.1B.

Based on Caxton Associates (New York)'s 13F filing for Q1 2021, filed 17 May 2021.