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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$950M
AUM Growth
-$195M
Cap. Flow
-$268M
Cap. Flow %
-28.24%
Top 10 Hldgs %
71.59%
Holding
594
New
150
Increased
51
Reduced
81
Closed
305

Top Buys

Rank Stock Value
1
EQNR icon
Equinor
EQNR
+$33.9M
2
APTV icon
Aptiv
APTV
+$21.7M
3
CTRA
Coterra Energy
CTRA
+$19.8M
4
EQT icon
EQT Corp
EQT
+$18.5M
5
OPTU
Optimum Communications Inc
OPTU
+$15.9M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$38.6M
2
AAPL icon
Apple
AAPL
+$21.7M
3
GLD icon
SPDR Gold Trust
GLD
+$20.6M
4
AMZN icon
Amazon
AMZN
+$17M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$16.9M

Sector Composition

Rank Sector Weight
1 Energy 14.91%
2 Technology 9.97%
3 Consumer Discretionary 9.75%
4 Communication Services 3.54%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
401
HCA Healthcare
HCA
$89.4B
– –
-2,321
Closed -$225K
HII icon
402
Huntington Ingalls Industries
HII
$12.9B
– –
-2,236
Closed -$390K
HIW icon
403
Highwoods Properties
HIW
$3.44B
– –
-7,057
Closed -$263K
HOG icon
404
Harley-Davidson
HOG
$2.81B
– –
-13,388
Closed -$318K
HPE icon
405
Hewlett Packard
HPE
$72B
– –
-83,008
Closed -$808K
HSY icon
406
Hershey
HSY
$36.7B
– –
-3,019
Closed -$391K
HTGC icon
407
Hercules Capital
HTGC
$3.13B
– –
-25,094
Closed -$263K
HTLD icon
408
Heartland Express
HTLD
$918M
– –
-13,647
Closed -$284K
HUM icon
409
Humana
HUM
$45B
– –
-748
Closed -$290K
ICFI icon
410
ICF International
ICFI
$1.64B
– –
-10,442
Closed -$677K
INCY icon
411
Incyte
INCY
$24.4B
– –
-2,724
Closed -$283K
INVA icon
412
Innoviva
INVA
$1.49B
– –
-39,534
Closed -$553K
IRTC icon
413
iRhythm Holdings
IRTC
$4.04B
– –
-2,054
Closed -$238K
ITRI icon
414
Itron
ITRI
$4.53B
– –
-82,100
Closed -$5.44M
JBSS icon
415
John B. Sanfilippo & Son
JBSS
$977M
– –
-3,963
Closed -$338K
JJSF icon
416
J&J Snack Foods
JJSF
$1.68B
– –
-2,734
Closed -$348K
JNJ icon
417
Johnson & Johnson
JNJ
$626B
– –
-2,115
Closed -$297K
JPM icon
418
JPMorgan Chase
JPM
$963B
– –
-2,178
Closed -$205K
KALU icon
419
Kaiser Aluminum
KALU
$3.15B
– –
-4,372
Closed -$322K
KELYA icon
420
Kelly Services Class A
KELYA
$533M
– –
-20,756
Closed -$328K
KEY icon
421
KeyCorp
KEY
$24.4B
– –
-11,982
Closed -$146K
KLAC icon
422
KLA
KLAC
$261B
– –
-26,030
Closed -$506K
KLIC icon
423
Kulicke & Soffa
KLIC
$4.72B
– –
-11,331
Closed -$236K
KRG icon
424
Kite Realty
KRG
$5.26B
– –
-14,568
Closed -$168K
LAUR icon
425
Laureate Education
LAUR
$5.02B
– –
-16,795
Closed -$167K
15 16
17
18 19

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LSAG
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Caxton Associates (New York)'s Q3 2020 Portfolio in Review

As of Q3 2020, Caxton Associates (New York) held 594 positions worth $950M, down 17% from $1.15B the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Caxton Associates (New York) withdrew a net $268M in Q3 2020, closing 305 positions and reducing 81 holdings. Its most notable exit was iShares Silver Trust, an estimated $38.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, up from 7.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in Equinor worth $30.9M.

  • Caxton Associates (New York)'s largest Q3 2020 buy was Equinor: 2,196,285 shares worth $30.9M.
  • Caxton Associates (New York) added most to Aptiv in Q3 2020, an estimated $21.7M increase.
  • Caxton Associates (New York)'s biggest Q3 2020 reduction was Apple, cutting an estimated $21.7M.
  • Caxton Associates (New York) fully exited iShares Silver Trust in Q3 2020, selling an estimated $38.6M.
  • Caxton Associates (New York)'s ten largest holdings make up 72% of its $950M portfolio in Q3 2020.
  • Caxton Associates (New York) opened 150 new positions and closed 305 in Q3 2020.
  • Caxton Associates (New York)'s portfolio value fell 17% quarter-over-quarter to $950M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2020, filed 16 Nov 2020.