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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
-16.37%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$544M
AUM Growth
-$185M
Cap. Flow
-$53.4M
Cap. Flow %
-9.81%
Top 10 Hldgs %
56.76%
Holding
672
New
285
Increased
56
Reduced
46
Closed
279

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$86.3M
2
JPM icon
JPMorgan Chase
JPM
+$69.5M
3
BABA icon
Alibaba
BABA
+$58.4M
4
DE icon
Deere & Co
DE
+$36.4M
5
JD icon
JD.com
JD
+$13.7M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
APTV icon
Aptiv
APTV
+$11.9M
3
VOYA icon
Voya Financial
VOYA
+$9.61M
4
BAC icon
Bank of America
BAC
+$9.31M
5
TSM icon
TSMC
TSM
+$8.85M

Sector Composition

Rank Sector Weight
1 Technology 26.9%
2 Consumer Discretionary 20.23%
3 Financials 17.52%
4 Industrials 7.99%
5 Energy 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGEN
401
Agenus
AGEN
$294M
– –
-3,678
Closed -$294K
AJG icon
402
Arthur J. Gallagher & Co
AJG
$65.6B
– –
-5,491
Closed -$523K
AMKR icon
403
Amkor Technology
AMKR
$13.3B
– –
-31,073
Closed -$404K
AMWD
404
DELISTED
American Woodmark
AMWD
– –
-2,113
Closed -$221K
ANDE icon
405
Andersons Inc
ANDE
$2.2B
– –
-9,229
Closed -$233K
ANSS
406
DELISTED
Ansys
ANSS
– –
-1,824
Closed -$470K
APOG icon
407
Apogee Enterprises
APOG
$908M
– –
-10,751
Closed -$349K
ARDX icon
408
Ardelyx
ARDX
$997M
– –
-12,287
Closed -$92K
ASIX icon
409
AdvanSix
ASIX
$457M
– –
-19,418
Closed -$388K
CVSA
410
Covista Inc
CVSA
$4.38B
– –
-6,425
Closed -$225K
ATKR icon
411
Atkore
ATKR
$3.17B
– –
-23,899
Closed -$967K
OPTU
412
Optimum Communications Inc
OPTU
$317M
– –
-57,500
Closed -$1.57M
AVGO icon
413
Broadcom
AVGO
$1.99T
– –
-13,330
Closed -$421K
AVT icon
414
Avnet
AVT
$7.94B
– –
-12,515
Closed -$531K
AX icon
415
Axos Financial
AX
$5.69B
– –
-11,627
Closed -$352K
AYI icon
416
Acuity Brands
AYI
$10.8B
– –
-15,141
Closed -$2.09M
BAH icon
417
Booz Allen Hamilton
BAH
$9.4B
– –
-8,416
Closed -$599K
BCH icon
418
Banco de Chile
BCH
$20.8B
– –
-14,789
Closed -$310K
BDN
419
Brandywine Realty Trust
BDN
$539M
– –
-14,393
Closed -$224K
BEN icon
420
Franklin Resources
BEN
$17.1B
– –
-18,659
Closed -$485K
BHF icon
421
Brighthouse Financial
BHF
$3.43B
– –
-5,153
Closed -$202K
BNY
422
Bank of New York Mellon
BNY
$109B
– –
-111,814
Closed -$5.63M
BLD
423
DELISTED
TopBuild
BLD
– –
-8,818
Closed -$909K
BLDR icon
424
Builders FirstSource
BLDR
$8.03B
– –
-32,033
Closed -$814K
BLK icon
425
Blackrock
BLK
$178B
– –
-10,000
Closed -$5.03M
15 16
17
18 19

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CCM
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LSAG
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Caxton Associates (New York)'s Q1 2020 Portfolio in Review

As of Q1 2020, Caxton Associates (New York) held 672 positions worth $544M, down 25% from $729M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Caxton Associates (New York) withdrew a net $53.4M in Q1 2020, closing 279 positions and reducing 46 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $136M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Caxton Associates (New York) opened a new position in Microsoft worth $82.8M.

  • Caxton Associates (New York)'s largest Q1 2020 buy was Microsoft: 525,000 shares worth $82.8M.
  • Caxton Associates (New York) added most to Alibaba in Q1 2020, an estimated $58.4M increase.
  • Caxton Associates (New York)'s biggest Q1 2020 reduction was Aptiv, cutting an estimated $11.9M.
  • Caxton Associates (New York) fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $136M.
  • Caxton Associates (New York)'s ten largest holdings make up 57% of its $544M portfolio in Q1 2020.
  • Caxton Associates (New York) opened 285 new positions and closed 279 in Q1 2020.
  • Caxton Associates (New York)'s portfolio value fell 25% quarter-over-quarter to $544M.

Based on Caxton Associates (New York)'s 13F filing for Q1 2020, filed 15 May 2020.