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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$727M
AUM Growth
+$50.6M
Cap. Flow
+$73.7M
Cap. Flow %
10.14%
Top 10 Hldgs %
31.89%
Holding
641
New
169
Increased
117
Reduced
80
Closed
252

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$19.5M
2
NFLX icon
Netflix
NFLX
+$17.5M
3
TECK icon
Teck Resources
TECK
+$17.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$15.8M
5
ADBE icon
Adobe
ADBE
+$11.6M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$39.7M
2
NVDA icon
NVIDIA
NVDA
+$36.3M
3
NTES icon
NetEase
NTES
+$8.8M
4
NOW icon
ServiceNow
NOW
+$8.75M
5
CDNS icon
Cadence Design Systems
CDNS
+$7.91M

Sector Composition

Rank Sector Weight
1 Technology 27.81%
2 Consumer Discretionary 13.78%
3 Communication Services 11.94%
4 Financials 9.41%
5 Materials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSUR icon
376
OraSure Technologies
OSUR
$276M
$120K 0.02%
20,309
-4,034
-17% -$22.6K
FHN icon
377
First Horizon
FHN
$12B
$120K 0.02%
+10,900
New +$135K
ZH
378
Zhihu
ZH
$284M
$117K 0.02%
18,722
+9,770
+109% +$63.8K
NAPA
379
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$112K 0.02%
+10,959
New +$136K
TRTX
380
TPG RE Finance Trust
TRTX
$608M
$111K 0.02%
+16,533
New +$120K
NFBK
381
DELISTED
Northfield Bancorp
NFBK
$106K 0.01%
+11,168
New +$122K
DOYU
382
DouYu International Holdings
DOYU
$134M
$98.5K 0.01%
10,114
-2,270
-18% -$23.8K
LOCO icon
383
El Pollo Loco
LOCO
$463M
$93.8K 0.01%
10,480
– –
FLWS icon
384
1-800-Flowers.com
FLWS
$255M
$79.9K 0.01%
11,411
– –
LX
385
LexinFintech Holdings
LX
$242M
$77.2K 0.01%
34,939
– –
INN
386
Summit Hotel Properties
INN
$670M
$67.5K 0.01%
+11,636
New +$69.5K
PGEN icon
387
Precigen
PGEN
$2.51B
$49.5K 0.01%
34,863
-43,092
-55% -$61.1K
AMWL icon
388
American Well
AMWL
$231M
$46.8K 0.01%
2,001
-616
-24% -$20.8K
RBBN icon
389
Ribbon Communications
RBBN
$367M
$40.7K 0.01%
+15,169
New +$44.3K
ACM icon
390
Aecom
ACM
$9.42B
– –
-13,038
Closed -$1.1M
ADMA icon
391
ADMA Biologics
ADMA
$2.18B
– –
-140,190
Closed -$517K
AEHR icon
392
Aehr Test Systems
AEHR
$3.46B
– –
-16,471
Closed -$679K
ALEC icon
393
Alector
ALEC
$189M
– –
-45,540
Closed -$274K
ALRM icon
394
Alarm.com
ALRM
$2.77B
– –
-13,413
Closed -$693K
AMD icon
395
Advanced Micro Devices
AMD
$767B
– –
-25,000
Closed -$2.85M
AMN icon
396
AMN Healthcare
AMN
$1.42B
– –
-5,325
Closed -$581K
AMRN
397
Amarin Corp
AMRN
$298M
– –
-4,805
Closed -$114K
ANIK icon
398
Anika Therapeutics
ANIK
$277M
– –
-7,737
Closed -$201K
ARGX icon
399
argenx
ARGX
$54.2B
– –
-12,000
Closed -$4.68M
ASB icon
400
Associated Banc-Corp
ASB
$5.92B
– –
-36,600
Closed -$594K
14 15
16
17 18

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RDIA
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Caxton Associates (New York)'s Q3 2023 Portfolio in Review

As of Q3 2023, Caxton Associates (New York) held 641 positions worth $727M, up 7.5% from $676M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caxton Associates (New York) deployed $73.7M of net new capital in Q3 2023, opening 169 new positions and adding to 117 existing holdings. Its largest new stake was Alphabet (Google) Class A: 150,797 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, down from 34% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Amazon, an estimated $39.7M trimmed.

  • Caxton Associates (New York)'s largest Q3 2023 buy was Alphabet (Google) Class A: 150,797 shares worth $19.7M.
  • Caxton Associates (New York) added most to Netflix in Q3 2023, an estimated $17.5M increase.
  • Caxton Associates (New York)'s biggest Q3 2023 reduction was Amazon, cutting an estimated $39.7M.
  • Caxton Associates (New York) fully exited NetEase in Q3 2023, selling an estimated $8.8M.
  • Caxton Associates (New York)'s ten largest holdings make up 32% of its $727M portfolio in Q3 2023.
  • Caxton Associates (New York) opened 169 new positions and closed 252 in Q3 2023.
  • Caxton Associates (New York)'s portfolio value rose 7.5% quarter-over-quarter to $727M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2023, filed 14 Nov 2023.