We are live on ! Find out more
CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$950M
AUM Growth
-$195M
Cap. Flow
-$268M
Cap. Flow %
-28.24%
Top 10 Hldgs %
71.59%
Holding
594
New
150
Increased
51
Reduced
81
Closed
305

Top Buys

Rank Stock Value
1
EQNR icon
Equinor
EQNR
+$33.9M
2
APTV icon
Aptiv
APTV
+$21.7M
3
CTRA
Coterra Energy
CTRA
+$19.8M
4
EQT icon
EQT Corp
EQT
+$18.5M
5
OPTU
Optimum Communications Inc
OPTU
+$15.9M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$38.6M
2
AAPL icon
Apple
AAPL
+$21.7M
3
GLD icon
SPDR Gold Trust
GLD
+$20.6M
4
AMZN icon
Amazon
AMZN
+$17M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$16.9M

Sector Composition

Rank Sector Weight
1 Energy 14.91%
2 Technology 9.97%
3 Consumer Discretionary 9.75%
4 Communication Services 3.54%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAF icon
376
First American
FAF
$7.37B
– –
-4,854
Closed -$233K
FBP icon
377
First Bancorp
FBP
$4.42B
– –
-31,415
Closed -$176K
FCF icon
378
First Commonwealth Financial
FCF
$2.17B
– –
-14,506
Closed -$120K
FDUS icon
379
Fidus Investment
FDUS
$753M
– –
-12,222
Closed -$111K
FFIC
380
DELISTED
Flushing Financial
FFIC
– –
-29,741
Closed -$343K
FHN icon
381
First Horizon
FHN
$12B
– –
-17,964
Closed -$179K
FINV
382
FinVolution Group
FINV
$1.11B
– –
-25,017
Closed -$45K
FIS icon
383
Fidelity National Information Services
FIS
$21.9B
– –
-25,300
Closed -$3.39M
FLS icon
384
Flowserve
FLS
$10.1B
– –
-8,885
Closed -$253K
FN icon
385
Fabrinet
FN
$18.9B
– –
-9,376
Closed -$585K
FRPT icon
386
Freshpet
FRPT
$3.26B
– –
-3,651
Closed -$305K
FSLR icon
387
First Solar
FSLR
$25.7B
– –
-178,613
Closed -$8.84M
FSK icon
388
FS KKR Capital
FSK
$3.37B
– –
-13,976
Closed -$196K
FSLY icon
389
Fastly Inc
FSLY
$4.42B
– –
-4,353
Closed -$371K
FSP
390
Franklin Street Properties
FSP
$45.3M
– –
-14,760
Closed -$75K
FTDR icon
391
Frontdoor
FTDR
$5.78B
– –
-6,874
Closed -$305K
FXI icon
392
CALL
iShares China Large-Cap ETF
FXI
$4.35B
– –
-100,000
Closed -$3.97M
GES
393
DELISTED
Guess Inc
GES
– –
-33,238
Closed -$321K
GILD icon
394
Gilead Sciences
GILD
$165B
– –
-6,247
Closed -$481K
GL icon
395
Globe Life
GL
$14.2B
– –
-6,959
Closed -$517K
HAFC icon
396
Hanmi Financial
HAFC
$939M
– –
-10,517
Closed -$102K
HALO icon
397
Halozyme
HALO
$11.6B
– –
-49,216
Closed -$1.32M
HASI icon
398
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.21B
– –
-168,212
Closed -$4.79M
HBAN icon
399
Huntington Bancshares
HBAN
$35.6B
– –
-17,430
Closed -$157K
HBNC icon
400
Horizon Bancorp
HBNC
$1.04B
– –
-25,683
Closed -$275K
14 15
16
17 18

Similar funds

BFM
Boston Financial Management Boston, Massachusetts $3.31B AUM 19.4% 1-Year Est. Return
MWM
Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return
CCM
Carlson Capital Management Northfield, Minnesota $2.29B AUM 7.48% 1-Year Est. Return
ECG
Edge Capital Group Atlanta, Georgia $2.24B AUM 19.7% 1-Year Est. Return
LSAG
Lake Street Advisors Group Portsmouth, New Hampshire $2.17B AUM 16.99% 1-Year Est. Return
KL
KGH Ltd Nassau, Bahamas $1.92B AUM 13.96% 1-Year Est. Return
WP
WMS Partners Towson, Maryland $1.78B AUM 11.82% 1-Year Est. Return
RDIA
RE Dickinson Investment Advisors Council Bluffs, Iowa $1.77B AUM 15.45% 1-Year Est. Return

Caxton Associates (New York)'s Q3 2020 Portfolio in Review

As of Q3 2020, Caxton Associates (New York) held 594 positions worth $950M, down 17% from $1.15B the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Caxton Associates (New York) withdrew a net $268M in Q3 2020, closing 305 positions and reducing 81 holdings. Its most notable exit was iShares Silver Trust, an estimated $38.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, up from 7.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in Equinor worth $30.9M.

  • Caxton Associates (New York)'s largest Q3 2020 buy was Equinor: 2,196,285 shares worth $30.9M.
  • Caxton Associates (New York) added most to Aptiv in Q3 2020, an estimated $21.7M increase.
  • Caxton Associates (New York)'s biggest Q3 2020 reduction was Apple, cutting an estimated $21.7M.
  • Caxton Associates (New York) fully exited iShares Silver Trust in Q3 2020, selling an estimated $38.6M.
  • Caxton Associates (New York)'s ten largest holdings make up 72% of its $950M portfolio in Q3 2020.
  • Caxton Associates (New York) opened 150 new positions and closed 305 in Q3 2020.
  • Caxton Associates (New York)'s portfolio value fell 17% quarter-over-quarter to $950M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2020, filed 16 Nov 2020.