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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+12.92%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.45B
AUM Growth
+$498M
Cap. Flow
+$399M
Cap. Flow %
27.57%
Top 10 Hldgs %
76.54%
Holding
380
New
91
Increased
20
Reduced
24
Closed
242

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$75.5M
2
AES icon
AES
AES
+$43.8M
3
GLD icon
SPDR Gold Trust
GLD
+$25.5M
4
SLV icon
iShares Silver Trust
SLV
+$22.9M
5
AAPL icon
Apple
AAPL
+$16.8M

Top Sells

Rank Stock Value
1
HES
Hess
HES
+$41.5M
2
CTRA
Coterra Energy
CTRA
+$36.3M
3
EQNR icon
Equinor
EQNR
+$30.9M
4
EQT icon
EQT Corp
EQT
+$29.6M
5
OPTU
Optimum Communications Inc
OPTU
+$19M

Sector Composition

Rank Sector Weight
1 Utilities 12.18%
2 Technology 9.77%
3 Consumer Discretionary 4.85%
4 Healthcare 0.76%
5 Communication Services 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGEN
351
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-3,317
Closed -$649K
PACW
352
DELISTED
PacWest Bancorp
PACW
– –
-15,503
Closed -$265K
VMW
353
DELISTED
VMware, Inc
VMW
– –
-1,615
Closed -$232K
SCPL
354
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-49,411
Closed -$801K
NATI
355
DELISTED
National Instruments Corp
NATI
– –
-8,184
Closed -$292K
KBAL
356
DELISTED
Kimball International
KBAL
– –
-10,839
Closed -$114K
JNCE
357
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
– –
-41,412
Closed -$338K
LHCG
358
DELISTED
LHC Group LLC
LHCG
– –
-1,152
Closed -$245K
CLR
359
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-15,371
Closed -$189K
CTXS
360
DELISTED
Citrix Systems Inc
CTXS
– –
-3,310
Closed -$456K
ZNGA
361
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-19,274
Closed -$176K
ISBC
362
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-38,728
Closed -$281K
ARNA
363
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-3,425
Closed -$256K
XLNX
364
DELISTED
Xilinx Inc
XLNX
– –
-3,949
Closed -$412K
INOV
365
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-17,472
Closed -$462K
RPAI
366
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-24,895
Closed -$145K
IPFF
367
PUT
DELISTED
iShares International Preferred Stock ETF
IPFF
– –
-111,164
Closed -$3.76M
PRAH
368
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-3,807
Closed -$386K
VAR
369
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-1,447
Closed -$249K
CXO
370
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-13,585
Closed -$599K
PE
371
DELISTED
PARSLEY ENERGY INC
PE
– –
-29,699
Closed -$278K
LVGO
372
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-2,971
Closed -$416K
ETFC
373
DELISTED
E*Trade Financial Corporation
ETFC
– –
-7,743
Closed -$388K
FLY
374
DELISTED
Fly Leasing Limited
FLY
– –
-10,444
Closed -$76K
ATVI
375
DELISTED
Activision Blizzard
ATVI
– –
-35,000
Closed -$2.83M
12 13 14
15
16

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Caxton Associates (New York)'s Q4 2020 Portfolio in Review

As of Q4 2020, Caxton Associates (New York) held 380 positions worth $1.45B, up 52% from $950M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Caxton Associates (New York) deployed $399M of net new capital in Q4 2020, opening 91 new positions and adding to 20 existing holdings. Its largest new stake was AES: 2,105,805 shares worth $49.5M.

By sector, the portfolio is most concentrated in Utilities at 12% of assets, up from 0.06% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Optimum Communications Inc, an estimated $19M trimmed.

  • Caxton Associates (New York)'s largest Q4 2020 buy was AES: 2,105,805 shares worth $49.5M.
  • Caxton Associates (New York) added most to iShares MSCI Emerging Markets ETF in Q4 2020, an estimated $75.5M increase.
  • Caxton Associates (New York)'s biggest Q4 2020 reduction was Optimum Communications Inc, cutting an estimated $19M.
  • Caxton Associates (New York) fully exited Hess in Q4 2020, selling an estimated $41.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 77% of its $1.45B portfolio in Q4 2020.
  • Caxton Associates (New York) opened 91 new positions and closed 242 in Q4 2020.
  • Caxton Associates (New York)'s portfolio value rose 52% quarter-over-quarter to $1.45B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2020, filed 16 Feb 2021.