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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$503M
AUM Growth
-$328M
Cap. Flow
-$337M
Cap. Flow %
-67.07%
Top 10 Hldgs %
58.19%
Holding
592
New
205
Increased
58
Reduced
102
Closed
218

Top Buys

Rank Stock Value
1
LNG icon
Cheniere Energy
LNG
+$37.1M
2
ATVI
Activision Blizzard
ATVI
+$13.2M
3
TSM icon
TSMC
TSM
+$12.9M
4
AAPL icon
Apple
AAPL
+$6.28M
5
SYK icon
Stryker
SYK
+$5.64M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77.8M
2
OPTU
Optimum Communications Inc
OPTU
+$32.9M
3
SYF icon
Synchrony
SYF
+$15.7M
4
BP icon
BP
BP
+$12.4M
5
C icon
Citigroup
C
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 12.08%
2 Energy 10.54%
3 Financials 9.23%
4 Consumer Discretionary 6.89%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXTN
351
DELISTED
Exterran Corporation
EXTN
$188K 0.04%
+14,397
New +$174K
NKTR icon
352
Nektar Therapeutics
NKTR
$2.58B
$184K 0.04%
+673
New +$247K
GLOG
353
DELISTED
GASLOG LTD
GLOG
$172K 0.03%
13,365
– –
AVX
354
DELISTED
AVX Corporation
AVX
$165K 0.03%
10,865
-7,984
-42% -$120K
PDLI
355
DELISTED
PDL BioPharma, Inc.
PDLI
$164K 0.03%
76,020
-7,040
-8% -$18.8K
HTGC icon
356
Hercules Capital
HTGC
$3.23B
$162K 0.03%
+12,119
New +$158K
PGRE
357
DELISTED
Paramount Group
PGRE
$160K 0.03%
+11,993
New +$162K
ANGI icon
358
Angi Inc
ANGI
$196M
$159K 0.03%
2,251
-20
-0.9% -$2.05K
BTU icon
359
Peabody Energy
BTU
$2.9B
$155K 0.03%
10,535
– –
LTM
360
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$154K 0.03%
+13,832
New +$127K
TCPC icon
361
BlackRock TCP Capital
TCPC
$345M
$152K 0.03%
11,182
-32,927
-75% -$454K
MIK
362
DELISTED
Michaels Stores, Inc
MIK
$151K 0.03%
15,401
-42,592
-73% -$318K
KEP icon
363
Korea Electric Power
KEP
$16B
$148K 0.03%
+13,651
New +$148K
PUMP icon
364
ProPetro Holding
PUMP
$1.35B
$145K 0.03%
+15,934
New +$221K
GHL
365
DELISTED
Greenhill & Co., Inc.
GHL
$141K 0.03%
+10,725
New +$153K
VIPS icon
366
Vipshop
VIPS
$7.53B
$140K 0.03%
+15,691
New +$128K
SPTN
367
DELISTED
SpartanNash
SPTN
$135K 0.03%
11,413
-14,444
-56% -$163K
NETI
368
DELISTED
Eneti Inc.
NETI
$128K 0.03%
+2,267
New +$127K
SM icon
369
SM Energy
SM
$6.87B
$115K 0.02%
+11,963
New +$122K
OPCH icon
370
Option Care Health
OPCH
$3.56B
$99K 0.02%
+7,733
New +$95.2K
WLL
371
DELISTED
Whiting Petroleum Corporation
WLL
$99K 0.02%
+165
New +$140K
VTLE
372
DELISTED
Vital Energy
VTLE
$88K 0.02%
+1,829
New +$101K
GCAP
373
DELISTED
Gain Capital Holdings, Inc.
GCAP
$76K 0.02%
+14,415
New +$67.4K
OXSQ icon
374
Oxford Square Capital
OXSQ
$157M
$75K 0.01%
12,225
-15,420
-56% -$98.4K
AA icon
375
Alcoa
AA
$13.2B
– –
-30,250
Closed -$708K
13 14
15
16 17

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RDIA
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Caxton Associates (New York)'s Q3 2019 Portfolio in Review

As of Q3 2019, Caxton Associates (New York) held 592 positions worth $503M, down 39% from $831M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Caxton Associates (New York) withdrew a net $337M in Q3 2019, closing 218 positions and reducing 102 holdings. Its most notable exit was BP, an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Caxton Associates (New York) opened a new position in Cheniere Energy worth $36.5M.

  • Caxton Associates (New York)'s largest Q3 2019 buy was Cheniere Energy: 579,200 shares worth $36.5M.
  • Caxton Associates (New York) added most to Ally Financial in Q3 2019, an estimated $3.53M increase.
  • Caxton Associates (New York)'s biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $77.8M.
  • Caxton Associates (New York) fully exited BP in Q3 2019, selling an estimated $12.4M.
  • Caxton Associates (New York)'s ten largest holdings make up 58% of its $503M portfolio in Q3 2019.
  • Caxton Associates (New York) opened 205 new positions and closed 218 in Q3 2019.
  • Caxton Associates (New York)'s portfolio value fell 39% quarter-over-quarter to $503M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2019, filed 14 Nov 2019.