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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$950M
AUM Growth
-$195M
Cap. Flow
-$268M
Cap. Flow %
-28.24%
Top 10 Hldgs %
71.59%
Holding
594
New
150
Increased
51
Reduced
81
Closed
305

Top Buys

Rank Stock Value
1
EQNR icon
Equinor
EQNR
+$33.9M
2
APTV icon
Aptiv
APTV
+$21.7M
3
CTRA
Coterra Energy
CTRA
+$19.8M
4
EQT icon
EQT Corp
EQT
+$18.5M
5
OPTU
Optimum Communications Inc
OPTU
+$15.9M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$38.6M
2
AAPL icon
Apple
AAPL
+$21.7M
3
GLD icon
SPDR Gold Trust
GLD
+$20.6M
4
AMZN icon
Amazon
AMZN
+$17M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$16.9M

Sector Composition

Rank Sector Weight
1 Energy 14.91%
2 Technology 9.97%
3 Consumer Discretionary 9.75%
4 Communication Services 3.54%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGO icon
301
Assured Guaranty
AGO
$3.34B
– –
-34,286
Closed -$837K
AHRT
302
AH Realty Trust
AHRT
$503M
– –
-11,246
Closed -$112K
AIZ icon
303
Assurant
AIZ
$14.2B
– –
-2,595
Closed -$268K
AKBA icon
304
Akebia Therapeutics
AKBA
$234M
– –
-13,126
Closed -$178K
ALL icon
305
Allstate
ALL
$68.2B
– –
-2,523
Closed -$245K
ALNY icon
306
Alnylam Pharmaceuticals
ALNY
$29B
– –
-3,431
Closed -$508K
ALRM icon
307
Alarm.com
ALRM
$2.77B
– –
-6,085
Closed -$394K
OSG
308
Octave Specialty Group
OSG
$210M
– –
-16,804
Closed -$241K
AMGN icon
309
Amgen
AMGN
$226B
– –
-1,929
Closed -$455K
APLE icon
310
Apple Hospitality REIT
APLE
$3.71B
– –
-23,296
Closed -$225K
ARCO icon
311
Arcos Dorados Holdings
ARCO
$1.7B
– –
-18,832
Closed -$76K
ARES icon
312
Ares Management
ARES
$31B
– –
-6,463
Closed -$257K
AVB icon
313
AvalonBay Communities
AVB
$26.3B
– –
-3,099
Closed -$479K
AVT icon
314
Avnet
AVT
$7.99B
– –
-9,746
Closed -$272K
AWI icon
315
Armstrong World Industries
AWI
$7.75B
– –
-3,301
Closed -$257K
AXP icon
316
American Express
AXP
$229B
– –
-2,451
Closed -$233K
AYI icon
317
Acuity Brands
AYI
$10.6B
– –
-2,738
Closed -$262K
BAC icon
318
Bank of America
BAC
$447B
– –
-12,349
Closed -$293K
BAH icon
319
Booz Allen Hamilton
BAH
$9.37B
– –
-5,840
Closed -$454K
BANF icon
320
BancFirst
BANF
$3.77B
– –
-6,464
Closed -$262K
BE icon
321
Bloom Energy
BE
$62B
– –
-308,631
Closed -$3.36M
BFH icon
322
Bread Financial
BFH
$4.38B
– –
-12,539
Closed -$452K
BHF icon
323
Brighthouse Financial
BHF
$3.46B
– –
-13,971
Closed -$389K
BBT
324
Beacon Financial Corp
BBT
$2.64B
– –
-24,553
Closed -$271K
BKE icon
325
Buckle
BKE
$2.4B
– –
-18,533
Closed -$291K
11 12
13
14 15

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Caxton Associates (New York)'s Q3 2020 Portfolio in Review

As of Q3 2020, Caxton Associates (New York) held 594 positions worth $950M, down 17% from $1.15B the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Caxton Associates (New York) withdrew a net $268M in Q3 2020, closing 305 positions and reducing 81 holdings. Its most notable exit was iShares Silver Trust, an estimated $38.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, up from 7.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in Equinor worth $30.9M.

  • Caxton Associates (New York)'s largest Q3 2020 buy was Equinor: 2,196,285 shares worth $30.9M.
  • Caxton Associates (New York) added most to Aptiv in Q3 2020, an estimated $21.7M increase.
  • Caxton Associates (New York)'s biggest Q3 2020 reduction was Apple, cutting an estimated $21.7M.
  • Caxton Associates (New York) fully exited iShares Silver Trust in Q3 2020, selling an estimated $38.6M.
  • Caxton Associates (New York)'s ten largest holdings make up 72% of its $950M portfolio in Q3 2020.
  • Caxton Associates (New York) opened 150 new positions and closed 305 in Q3 2020.
  • Caxton Associates (New York)'s portfolio value fell 17% quarter-over-quarter to $950M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2020, filed 16 Nov 2020.