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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+12.92%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.45B
AUM Growth
+$498M
Cap. Flow
+$399M
Cap. Flow %
27.57%
Top 10 Hldgs %
76.54%
Holding
380
New
91
Increased
20
Reduced
24
Closed
242

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$75.5M
2
AES icon
AES
AES
+$43.8M
3
GLD icon
SPDR Gold Trust
GLD
+$25.5M
4
SLV icon
iShares Silver Trust
SLV
+$22.9M
5
AAPL icon
Apple
AAPL
+$16.8M

Top Sells

Rank Stock Value
1
HES
Hess
HES
+$41.5M
2
CTRA
Coterra Energy
CTRA
+$36.3M
3
EQNR icon
Equinor
EQNR
+$30.9M
4
EQT icon
EQT Corp
EQT
+$29.6M
5
OPTU
Optimum Communications Inc
OPTU
+$19M

Sector Composition

Rank Sector Weight
1 Utilities 12.18%
2 Technology 9.77%
3 Consumer Discretionary 4.85%
4 Healthcare 0.76%
5 Communication Services 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKTA icon
276
Okta
OKTA
$26.2B
– –
-1,210
Closed -$259K
ORCL icon
277
Oracle
ORCL
$435B
– –
-5,459
Closed -$326K
OSK icon
278
Oshkosh
OSK
$9.59B
– –
-6,318
Closed -$464K
PAYC icon
279
Paycom
PAYC
$9.62B
– –
-1,175
Closed -$366K
PDM
280
Piedmont Realty Trust
PDM
$1.16B
– –
-25,252
Closed -$343K
PEN icon
281
Penumbra
PEN
$12.8B
– –
-2,023
Closed -$393K
PFS icon
282
Provident Financial Services
PFS
$3.17B
– –
-25,087
Closed -$306K
PLUG icon
283
Plug Power
PLUG
$2.94B
– –
-103,807
Closed -$1.39M
PM icon
284
Philip Morris
PM
$290B
– –
-5,764
Closed -$432K
PNNT
285
Pennant Park Investment Corp
PNNT
$242M
– –
-69,686
Closed -$222K
PRU icon
286
Prudential Financial
PRU
$42.1B
– –
-5,148
Closed -$327K
PUMP icon
287
ProPetro Holding
PUMP
$1.43B
– –
-35,958
Closed -$146K
PYPL icon
288
PayPal
PYPL
$50.5B
– –
-2,159
Closed -$425K
QCOM icon
289
Qualcomm
QCOM
$170B
– –
-28,223
Closed -$3.32M
QDEL icon
290
QuidelOrtho
QDEL
$938M
– –
-1,053
Closed -$231K
REGN icon
291
Regeneron Pharmaceuticals
REGN
$83.2B
– –
-897
Closed -$502K
RMD icon
292
ResMed
RMD
$31.9B
– –
-2,117
Closed -$363K
ROK icon
293
Rockwell Automation
ROK
$48.3B
– –
-1,691
Closed -$373K
ROKU icon
294
Roku
ROKU
$22.5B
– –
-1,078
Closed -$204K
ROL icon
295
Rollins
ROL
$17.9B
– –
-18,198
Closed -$657K
RVTY icon
296
Revvity
RVTY
$12.9B
– –
-6,573
Closed -$825K
SE icon
297
Sea Limited
SE
$70.3B
– –
-4,605
Closed -$709K
SEDG icon
298
SolarEdge
SEDG
$1.98B
– –
-1,512
Closed -$360K
SHYF
299
DELISTED
The Shyft Group
SHYF
– –
-15,635
Closed -$295K
SLP icon
300
Simulations Plus
SLP
$371M
– –
-5,076
Closed -$383K
10 11
12
13 14

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Caxton Associates (New York)'s Q4 2020 Portfolio in Review

As of Q4 2020, Caxton Associates (New York) held 380 positions worth $1.45B, up 52% from $950M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Caxton Associates (New York) deployed $399M of net new capital in Q4 2020, opening 91 new positions and adding to 20 existing holdings. Its largest new stake was AES: 2,105,805 shares worth $49.5M.

By sector, the portfolio is most concentrated in Utilities at 12% of assets, up from 0.06% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Optimum Communications Inc, an estimated $19M trimmed.

  • Caxton Associates (New York)'s largest Q4 2020 buy was AES: 2,105,805 shares worth $49.5M.
  • Caxton Associates (New York) added most to iShares MSCI Emerging Markets ETF in Q4 2020, an estimated $75.5M increase.
  • Caxton Associates (New York)'s biggest Q4 2020 reduction was Optimum Communications Inc, cutting an estimated $19M.
  • Caxton Associates (New York) fully exited Hess in Q4 2020, selling an estimated $41.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 77% of its $1.45B portfolio in Q4 2020.
  • Caxton Associates (New York) opened 91 new positions and closed 242 in Q4 2020.
  • Caxton Associates (New York)'s portfolio value rose 52% quarter-over-quarter to $1.45B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2020, filed 16 Feb 2021.