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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.21B
AUM Growth
-$742M
Cap. Flow
-$818M
Cap. Flow %
-36.94%
Top 10 Hldgs %
49.88%
Holding
303
New
123
Increased
37
Reduced
47
Closed
92

Top Buys

Rank Stock Value
1
B
Barrick Mining
B
+$92M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$57M
3
X
US Steel
X
+$52.7M
4
MS icon
Morgan Stanley
MS
+$49.8M
5
INSW icon
International Seaways
INSW
+$33.2M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$72.3M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$61.5M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$57.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$26.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 19.28%
2 Materials 15.48%
3 Consumer Discretionary 8.03%
4 Financials 7.03%
5 Industrials 6.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLRE icon
276
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
– –
-1,745,934
Closed -$57.2M
XLY icon
277
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-300,000
Closed -$12M
XRT icon
278
PUT
State Street SPDR S&P Retail ETF
XRT
$327M
– –
-200,000
Closed -$8.71M
SPWR
279
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-229,050
Closed -$1.34M
AMJ
280
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-50,000
Closed -$1.57M
RSX
281
DELISTED
VanEck Russia ETF
RSX
– –
-250,000
Closed -$4.69M
TWTR
282
DELISTED
Twitter, Inc.
TWTR
– –
-110,000
Closed -$2.54M
KSU
283
PUT
DELISTED
Kansas City Southern
KSU
– –
-50,000
Closed -$4.67M
HDS
284
PUT
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-150,000
Closed -$4.8M
LN
285
DELISTED
LINE Corporation
LN
– –
-26,500
Closed -$1.28M
JCP
286
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-150,000
Closed -$1.38M
RTN
287
DELISTED
Raytheon Company
RTN
– –
-70,000
Closed -$9.53M
SEMG
288
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-100,000
Closed -$3.54M
WFT
289
DELISTED
Weatherford International plc
WFT
– –
-250,000
Closed -$1.41M
ANDV
290
DELISTED
Andeavor
ANDV
– –
-85,000
Closed -$6.76M
MON
291
CALL
DELISTED
Monsanto Co
MON
– –
-200,000
Closed -$20.4M
OA
292
DELISTED
Orbital ATK, Inc.
OA
– –
-80,000
Closed -$6.1M
PZE
293
DELISTED
Petrobras Argentina S A
PZE
– –
-10,374
Closed -$68K
BUFF
294
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
– –
-80,000
Closed -$1.9M
DYN
295
DELISTED
Dynegy, Inc.
DYN
– –
-240,000
Closed -$2.97M
CSRA
296
DELISTED
CSRA Inc.
CSRA
– –
-450,000
Closed -$12.1M
CPN
297
DELISTED
Calpine Corporation
CPN
– –
-175,000
Closed -$2.21M
RICE
298
DELISTED
Rice Energy Inc.
RICE
– –
-250,000
Closed -$6.53M
PNRA
299
DELISTED
Panera Bread Co
PNRA
– –
-25,000
Closed -$5.07M
YHOO
300
DELISTED
Yahoo Inc
YHOO
– –
-25,000
Closed -$1.02M
9 10 11
12
13

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Caxton Associates (New York)'s Q4 2016 Portfolio in Review

As of Q4 2016, Caxton Associates (New York) held 303 positions worth $2.21B, down 25% from $2.96B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Caxton Associates (New York) withdrew a net $818M in Q4 2016, closing 92 positions and reducing 47 holdings. Its most notable exit was State Street Real Estate Select Sector SPDR ETF, an estimated $57.2M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 19% a quarter earlier, followed by Materials and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in State Street SPDR S&P Oil & Gas Exploration & Production ETF worth $60.2M.

  • Caxton Associates (New York)'s largest Q4 2016 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 363,125 shares worth $60.2M.
  • Caxton Associates (New York) added most to Barrick Mining in Q4 2016, an estimated $92M increase.
  • Caxton Associates (New York)'s biggest Q4 2016 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $72.3M.
  • Caxton Associates (New York) fully exited State Street Real Estate Select Sector SPDR ETF in Q4 2016, selling an estimated $57.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 50% of its $2.21B portfolio in Q4 2016.
  • Caxton Associates (New York) opened 123 new positions and closed 92 in Q4 2016.
  • Caxton Associates (New York)'s portfolio value fell 25% quarter-over-quarter to $2.21B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2016, filed 14 Feb 2017.