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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+1.56%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.63B
AUM Growth
-$1.52B
Cap. Flow
-$1.55B
Cap. Flow %
-95.01%
Top 10 Hldgs %
43.28%
Holding
315
New
102
Increased
21
Reduced
28
Closed
151

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$86.3M
2
BAC icon
Bank of America
BAC
+$41.3M
3
GM icon
General Motors
GM
+$35.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34.4M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$30.8M

Top Sells

Rank Stock Value
1
LYB icon
LyondellBasell Industries
LYB
+$95.3M
2
M icon
Macy's
M
+$80.5M
3
ST icon
Sensata Technologies
ST
+$58.2M
4
HCA icon
HCA Healthcare
HCA
+$40.3M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$38.4M

Sector Composition

Rank Sector Weight
1 Financials 25.75%
2 Consumer Discretionary 11.36%
3 Energy 9.98%
4 Communication Services 8.79%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CS
276
DELISTED
Credit Suisse Group
CS
– –
-51,705
Closed -$1.6M
BSMX
277
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-79,500
Closed -$1.08M
CLR
278
CALL
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-200,000
Closed -$11.3M
XLNX
279
PUT
DELISTED
Xilinx Inc
XLNX
– –
-100,000
Closed -$4.59M
KSU
280
DELISTED
Kansas City Southern
KSU
– –
-7,981
Closed -$988K
XEC
281
CALL
DELISTED
CIMAREX ENERGY CO
XEC
– –
-100,000
Closed -$10.5M
NAV
282
DELISTED
Navistar International
NAV
– –
-237,782
Closed -$9.08M
CXO
283
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-100,000
Closed -$10.8M
WPX
284
CALL
DELISTED
WPX Energy, Inc.
WPX
– –
-1,025,000
Closed -$20.9M
TIF
285
DELISTED
Tiffany & Co.
TIF
– –
-16,000
Closed -$1.48M
GNC
286
DELISTED
GNC Holdings, Inc.
GNC
– –
-6,344
Closed -$371K
CHK
287
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-2,378
Closed -$12.2M
ANDV
288
CALL
DELISTED
Andeavor
ANDV
– –
-2,500,000
Closed -$146M
ANDV
289
DELISTED
Andeavor
ANDV
– –
-37,468
Closed -$2.19M
MON
290
DELISTED
Monsanto Co
MON
– –
-21,688
Closed -$2.41M
CPN
291
DELISTED
Calpine Corporation
CPN
– –
-750,000
Closed -$14.6M
DD
292
CALL
DELISTED
Du Pont De Nemours E I
DD
– –
-105,300
Closed -$6.5M
YHOO
293
DELISTED
Yahoo Inc
YHOO
– –
-327,937
Closed -$13.3M
SCAI
294
DELISTED
Surgical Care Affiliates, Inc.
SCAI
– –
-200,000
Closed -$6.97M
LGF
295
DELISTED
Lions Gate Entertainment
LGF
– –
-125,000
Closed -$3.96M
CVC
296
CALL
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-216,800
Closed -$3.89M
CVC
297
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-204,000
Closed -$3.66M
SNDK
298
DELISTED
SANDISK CORP
SNDK
– –
-3,500
Closed -$247K
JAH
299
DELISTED
JARDEN CORPORATION
JAH
– –
-31,403
Closed -$1.28M
YOKU
300
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
– –
-38,000
Closed -$1.15M
9 10 11
12
13

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Caxton Associates (New York)'s Q1 2014 Portfolio in Review

As of Q1 2014, Caxton Associates (New York) held 315 positions worth $1.63B, down 48% from $3.15B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Caxton Associates (New York) withdrew a net $1.55B in Q1 2014, closing 151 positions and reducing 28 holdings. Its most notable exit was Macy's, an estimated $80.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Caxton Associates (New York) opened a new position in State Street SPDR S&P 500 ETF Trust worth $35.1M.

  • Caxton Associates (New York)'s largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 187,500 shares worth $35.1M.
  • Caxton Associates (New York) added most to Morgan Stanley in Q1 2014, an estimated $86.3M increase.
  • Caxton Associates (New York)'s biggest Q1 2014 reduction was LyondellBasell Industries, cutting an estimated $95.3M.
  • Caxton Associates (New York) fully exited Macy's in Q1 2014, selling an estimated $80.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 43% of its $1.63B portfolio in Q1 2014.
  • Caxton Associates (New York) opened 102 new positions and closed 151 in Q1 2014.
  • Caxton Associates (New York)'s portfolio value fell 48% quarter-over-quarter to $1.63B.

Based on Caxton Associates (New York)'s 13F filing for Q1 2014, filed 15 May 2014.