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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$727M
AUM Growth
+$50.6M
Cap. Flow
+$73.7M
Cap. Flow %
10.14%
Top 10 Hldgs %
31.89%
Holding
641
New
169
Increased
117
Reduced
80
Closed
252

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$19.5M
2
NFLX icon
Netflix
NFLX
+$17.5M
3
TECK icon
Teck Resources
TECK
+$17.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$15.8M
5
ADBE icon
Adobe
ADBE
+$11.6M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$39.7M
2
NVDA icon
NVIDIA
NVDA
+$36.3M
3
NTES icon
NetEase
NTES
+$8.8M
4
NOW icon
ServiceNow
NOW
+$8.75M
5
CDNS icon
Cadence Design Systems
CDNS
+$7.91M

Sector Composition

Rank Sector Weight
1 Technology 27.81%
2 Consumer Discretionary 13.78%
3 Communication Services 11.94%
4 Financials 9.41%
5 Materials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNB icon
251
FNB Corp
FNB
$6.75B
$484K 0.07%
+44,872
New +$528K
ADAM
252
Adamas Trust
ADAM
$880M
$483K 0.07%
56,906
– –
EDIT icon
253
Editas Medicine
EDIT
$432M
$478K 0.07%
61,223
+27,678
+83% +$237K
SGI
254
Somnigroup International
SGI
$13.6B
$476K 0.07%
10,977
+3,764
+52% +$167K
KODK icon
255
Kodak
KODK
$978M
$465K 0.06%
110,517
+2,868
+3% +$14K
BLUE
256
DELISTED
bluebird bio
BLUE
$463K 0.06%
7,619
+4,973
+188% +$349K
AGEN
257
Agenus
AGEN
$291M
$441K 0.06%
19,512
+13,893
+247% +$394K
PETQ
258
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$432K 0.06%
+21,948
New +$393K
KELYA icon
259
Kelly Services Class A
KELYA
$544M
$432K 0.06%
23,731
+6,554
+38% +$118K
TPH
260
DELISTED
Tri Pointe Homes
TPH
$427K 0.06%
+15,595
New +$479K
ZUMZ icon
261
Zumiez
ZUMZ
$330M
$426K 0.06%
23,955
-6,234
-21% -$112K
TIGR
262
UP Fintech Holding
TIGR
$877M
$424K 0.06%
+82,723
New +$334K
NTGR icon
263
NETGEAR
NTGR
$619M
$422K 0.06%
33,551
+16,530
+97% +$219K
AXP icon
264
American Express
AXP
$229B
$419K 0.06%
2,810
-2,121
-43% -$347K
HAPN
265
Happen Inc
HAPN
$2.24B
$418K 0.06%
+68,566
New +$533K
TPC
266
Tutor Perini Cor
TPC
$5.18B
$412K 0.06%
52,586
+16,809
+47% +$138K
PLTR icon
267
Palantir
PLTR
$421B
$410K 0.06%
25,631
-23,928
-48% -$381K
PPG icon
268
PPG Industries
PPG
$25.7B
$407K 0.06%
+3,139
New +$441K
YUM icon
269
Yum! Brands
YUM
$39.7B
$403K 0.06%
3,225
-8,214
-72% -$1.08M
IQV icon
270
IQVIA
IQV
$39.8B
$397K 0.05%
+2,019
New +$438K
HNRG icon
271
Hallador Energy
HNRG
$748M
$392K 0.05%
+27,155
New +$287K
PFSI icon
272
PennyMac Financial
PFSI
$3.94B
$391K 0.05%
5,874
+206
+4% +$14.8K
ZS icon
273
Zscaler
ZS
$28.6B
$389K 0.05%
2,500
– –
KO icon
274
Coca-Cola
KO
$374B
$389K 0.05%
6,945
+3,203
+86% +$192K
ALGN icon
275
Align Technology
ALGN
$12.5B
$383K 0.05%
+1,253
New +$433K
9 10
11
12 13

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CCM
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LSAG
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RDIA
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Caxton Associates (New York)'s Q3 2023 Portfolio in Review

As of Q3 2023, Caxton Associates (New York) held 641 positions worth $727M, up 7.5% from $676M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caxton Associates (New York) deployed $73.7M of net new capital in Q3 2023, opening 169 new positions and adding to 117 existing holdings. Its largest new stake was Alphabet (Google) Class A: 150,797 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, down from 34% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Amazon, an estimated $39.7M trimmed.

  • Caxton Associates (New York)'s largest Q3 2023 buy was Alphabet (Google) Class A: 150,797 shares worth $19.7M.
  • Caxton Associates (New York) added most to Netflix in Q3 2023, an estimated $17.5M increase.
  • Caxton Associates (New York)'s biggest Q3 2023 reduction was Amazon, cutting an estimated $39.7M.
  • Caxton Associates (New York) fully exited NetEase in Q3 2023, selling an estimated $8.8M.
  • Caxton Associates (New York)'s ten largest holdings make up 32% of its $727M portfolio in Q3 2023.
  • Caxton Associates (New York) opened 169 new positions and closed 252 in Q3 2023.
  • Caxton Associates (New York)'s portfolio value rose 7.5% quarter-over-quarter to $727M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2023, filed 14 Nov 2023.