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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.96B
AUM Growth
-$671M
Cap. Flow
-$696M
Cap. Flow %
-23.54%
Top 10 Hldgs %
54.6%
Holding
271
New
97
Increased
32
Reduced
44
Closed
91

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$259M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$63.1M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$58.6M
4
CHK
Chesapeake Energy Corporation
CHK
+$38.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$29.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$174M
2
KHC icon
Kraft Heinz
KHC
+$125M
3
GT icon
Goodyear
GT
+$55.1M
4
NOC icon
Northrop Grumman
NOC
+$45.2M
5
RTN
Raytheon Company
RTN
+$42.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.91%
2 Consumer Discretionary 6.49%
3 Materials 6.17%
4 Energy 3.47%
5 Industrials 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BECN
251
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-160,000
Closed -$7.28M
SLCA
252
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-50,000
Closed -$1.72M
KSU
253
CALL
DELISTED
Kansas City Southern
KSU
– –
-125,000
Closed -$11.3M
MR
254
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-30,000
Closed -$1.5M
AKS
255
DELISTED
AK Steel Holding Corp
AKS
– –
-2,135,640
Closed -$9.95M
LLL
256
DELISTED
L3 Technologies, Inc.
LLL
– –
-217,500
Closed -$31.9M
COL
257
DELISTED
Rockwell Collins
COL
– –
-70,000
Closed -$5.96M
PF
258
DELISTED
Pinnacle Foods, Inc.
PF
– –
-125,000
Closed -$5.79M
MON
259
DELISTED
Monsanto Co
MON
– –
-140,000
Closed -$14.7M
SNI
260
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-16,200
Closed -$1.01M
BWLD
261
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-125,000
Closed -$17.4M
BWLD
262
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-153,451
Closed -$21.3M
RAI
263
DELISTED
Reynolds American Inc
RAI
– –
-20,000
Closed -$1.08M
BHI
264
DELISTED
Baker Hughes
BHI
– –
-60,000
Closed -$2.71M
LGF
265
CALL
DELISTED
Lions Gate Entertainment
LGF
– –
-150,000
Closed -$3.04M
ATVI
266
DELISTED
Activision Blizzard
ATVI
– –
-203,300
Closed -$8.06M
WWAV
267
CALL
DELISTED
The WhiteWave Foods Company
WWAV
– –
-300,000
Closed -$14.1M
WWAV
268
DELISTED
The WhiteWave Foods Company
WWAV
– –
-241,000
Closed -$11.3M
SCTY
269
DELISTED
SolarCity Corporation
SCTY
– –
-30,000
Closed -$718K
DRII
270
CALL
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-400,000
Closed -$12M
VXX
271
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-146,875
Closed -$32.5M
7 8 9 10
11

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Caxton Associates (New York)'s Q3 2016 Portfolio in Review

As of Q3 2016, Caxton Associates (New York) held 271 positions worth $2.96B, down 18% from $3.63B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Caxton Associates (New York) withdrew a net $696M in Q3 2016, closing 91 positions and reducing 44 holdings. Its most notable exit was Goodyear, an estimated $55.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Materials.

Against the trend, Caxton Associates (New York) opened a new position in State Street Financial Select Sector SPDR ETF worth $242M.

  • Caxton Associates (New York)'s largest Q3 2016 buy was State Street Financial Select Sector SPDR ETF: 12,547,500 shares worth $242M.
  • Caxton Associates (New York) added most to Kroger in Q3 2016, an estimated $20.9M increase.
  • Caxton Associates (New York)'s biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $174M.
  • Caxton Associates (New York) fully exited Goodyear in Q3 2016, selling an estimated $55.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 55% of its $2.96B portfolio in Q3 2016.
  • Caxton Associates (New York) opened 97 new positions and closed 91 in Q3 2016.
  • Caxton Associates (New York)'s portfolio value fell 18% quarter-over-quarter to $2.96B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2016, filed 14 Nov 2016.