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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.91B
AUM Growth
-$79M
Cap. Flow
-$180M
Cap. Flow %
-9.44%
Top 10 Hldgs %
46.92%
Holding
261
New
116
Increased
20
Reduced
18
Closed
95

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$38.3M
2
HDS
HD Supply Holdings, Inc.
HDS
+$36M
3
GM icon
General Motors
GM
+$28.7M
4
LYB icon
LyondellBasell Industries
LYB
+$27.9M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$20.3M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$81.1M
2
SKS
SAKS INCORPORATED
SKS
+$72.4M
3
MS icon
Morgan Stanley
MS
+$45.9M
4
URI icon
United Rentals
URI
+$37.8M
5
SNV
Synovus
SNV
+$30.6M

Sector Composition

Rank Sector Weight
1 Financials 13.46%
2 Consumer Discretionary 12.86%
3 Industrials 5.74%
4 Communication Services 5.73%
5 Technology 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWLD
251
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-53,601
Closed -$5.27M
DD
252
CALL
DELISTED
Du Pont De Nemours E I
DD
– –
-347,490
Closed -$17.3M
FNFG
253
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-153,848
Closed -$1.55M
MHFI
254
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-50,000
Closed -$2.66M
GMCR
255
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
– –
-70,000
Closed -$5.26M
CNW
256
DELISTED
CON-WAY INC.
CNW
– –
-155,698
Closed -$6.07M
ZQK
257
DELISTED
QUICKSILVER,INC.
ZQK
– –
-500,000
Closed -$3.22M
CVD
258
DELISTED
COVANCE INC.
CVD
– –
-15,000
Closed -$1.14M
LCC
259
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-433,595
Closed -$7.12M
NFP
260
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-225,000
Closed -$5.7M
QLIK
261
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-210,000
Closed -$5.94M
7 8 9 10
11

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Caxton Associates (New York)'s Q3 2013 Portfolio in Review

As of Q3 2013, Caxton Associates (New York) held 261 positions worth $1.91B, down 4% from $1.99B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Caxton Associates (New York) withdrew a net $180M in Q3 2013, closing 95 positions and reducing 18 holdings. Its most notable exit was State Street Financial Select Sector SPDR ETF, an estimated $81.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Caxton Associates (New York) opened a new position in HD Supply Holdings, Inc. worth $36M.

  • Caxton Associates (New York)'s largest Q3 2013 buy was HD Supply Holdings, Inc.: 1,637,500 shares worth $36M.
  • Caxton Associates (New York) added most to American International in Q3 2013, an estimated $38.3M increase.
  • Caxton Associates (New York)'s biggest Q3 2013 reduction was SAKS INCORPORATED, cutting an estimated $72.4M.
  • Caxton Associates (New York) fully exited State Street Financial Select Sector SPDR ETF in Q3 2013, selling an estimated $81.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 47% of its $1.91B portfolio in Q3 2013.
  • Caxton Associates (New York) opened 116 new positions and closed 95 in Q3 2013.
  • Caxton Associates (New York)'s portfolio value fell 4% quarter-over-quarter to $1.91B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2013, filed 14 Nov 2013.