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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.21B
AUM Growth
-$742M
Cap. Flow
-$818M
Cap. Flow %
-36.94%
Top 10 Hldgs %
49.88%
Holding
303
New
123
Increased
37
Reduced
47
Closed
92

Top Buys

Rank Stock Value
1
B
Barrick Mining
B
+$92M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$57M
3
X
US Steel
X
+$52.7M
4
MS icon
Morgan Stanley
MS
+$49.8M
5
INSW icon
International Seaways
INSW
+$33.2M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$72.3M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$61.5M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$57.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$26.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 19.28%
2 Materials 15.48%
3 Consumer Discretionary 8.03%
4 Financials 7.03%
5 Industrials 6.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
226
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
– –
-82,500
Closed -$3.87M
EA
227
DELISTED
Electronic Arts
EA
– –
-101,300
Closed -$8.65M
EEM icon
228
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-350,000
Closed -$13.1M
EEM icon
229
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-950,000
Closed -$35.6M
EWZ icon
230
iShares MSCI Brazil ETF
EWZ
$8.95B
– –
-90,625
Closed -$3.06M
FIVE icon
231
Five Below
FIVE
$13.5B
– –
-56,225
Closed -$2.27M
FTV icon
232
Fortive
FTV
$18.6B
– –
-277,509
Closed -$8.91M
FXI icon
233
iShares China Large-Cap ETF
FXI
$4.31B
– –
-150,000
Closed -$5.7M
GT icon
234
PUT
Goodyear
GT
$1.85B
– –
-350,000
Closed -$11.3M
HAIN icon
235
CALL
Hain Celestial
HAIN
$53.7M
– –
-200,000
Closed -$7.12M
HAL icon
236
Halliburton
HAL
$26.6B
– –
-50,000
Closed -$2.24M
HD icon
237
CALL
Home Depot
HD
$355B
– –
-50,000
Closed -$6.43M
HLT icon
238
PUT
Hilton Worldwide
HLT
$71.5B
– –
-291,667
Closed -$20.1M
HSY icon
239
Hershey
HSY
$36.6B
– –
-128,500
Closed -$12.7M
HYG icon
240
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-50,000
Closed -$4.36M
HYG icon
241
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-3,300,000
Closed -$288M
IP icon
242
International Paper
IP
$22B
– –
-211,200
Closed -$9.6M
IWM icon
243
PUT
iShares Russell 2000 ETF
IWM
$83B
– –
-470,000
Closed -$58.4M
JWN
244
DELISTED
Nordstrom
JWN
– –
-105,000
Closed -$5.45M
KDP icon
245
Keurig Dr Pepper
KDP
$40.8B
– –
-40,000
Closed -$3.65M
KR icon
246
CALL
Kroger
KR
$34.8B
– –
-325,000
Closed -$9.65M
LMT icon
247
Lockheed Martin
LMT
$136B
– –
-20,000
Closed -$4.79M
LYB icon
248
LyondellBasell Industries
LYB
$19.2B
– –
-70,000
Closed -$5.65M
M icon
249
CALL
Macy's
M
$6.68B
– –
-200,000
Closed -$7.41M
MGM icon
250
CALL
MGM Resorts International
MGM
$11.2B
– –
-400,000
Closed -$10.4M
8 9
10
11 12

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Caxton Associates (New York)'s Q4 2016 Portfolio in Review

As of Q4 2016, Caxton Associates (New York) held 303 positions worth $2.21B, down 25% from $2.96B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Caxton Associates (New York) withdrew a net $818M in Q4 2016, closing 92 positions and reducing 47 holdings. Its most notable exit was State Street Real Estate Select Sector SPDR ETF, an estimated $57.2M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 19% a quarter earlier, followed by Materials and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in State Street SPDR S&P Oil & Gas Exploration & Production ETF worth $60.2M.

  • Caxton Associates (New York)'s largest Q4 2016 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 363,125 shares worth $60.2M.
  • Caxton Associates (New York) added most to Barrick Mining in Q4 2016, an estimated $92M increase.
  • Caxton Associates (New York)'s biggest Q4 2016 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $72.3M.
  • Caxton Associates (New York) fully exited State Street Real Estate Select Sector SPDR ETF in Q4 2016, selling an estimated $57.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 50% of its $2.21B portfolio in Q4 2016.
  • Caxton Associates (New York) opened 123 new positions and closed 92 in Q4 2016.
  • Caxton Associates (New York)'s portfolio value fell 25% quarter-over-quarter to $2.21B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2016, filed 14 Feb 2017.