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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.96B
AUM Growth
-$671M
Cap. Flow
-$696M
Cap. Flow %
-23.54%
Top 10 Hldgs %
54.6%
Holding
271
New
97
Increased
32
Reduced
44
Closed
91

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$259M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$63.1M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$58.6M
4
CHK
Chesapeake Energy Corporation
CHK
+$38.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$29.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$174M
2
KHC icon
Kraft Heinz
KHC
+$125M
3
GT icon
Goodyear
GT
+$55.1M
4
NOC icon
Northrop Grumman
NOC
+$45.2M
5
RTN
Raytheon Company
RTN
+$42.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.91%
2 Consumer Discretionary 6.49%
3 Materials 6.17%
4 Energy 3.47%
5 Industrials 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
226
Northrop Grumman
NOC
$81.2B
– –
-203,500
Closed -$45.2M
NUE icon
227
Nucor
NUE
$62.1B
– –
-503,700
Closed -$24.9M
PHG icon
228
Philips
PHG
$26.1B
– –
-168,820
Closed -$3.12M
RHP icon
229
Ryman Hospitality Properties
RHP
$7.63B
– –
-25,000
Closed -$1.27M
RIO icon
230
Rio Tinto
RIO
$164B
– –
-334,700
Closed -$10.5M
ROP icon
231
Roper Technologies
ROP
$39.8B
– –
-120,000
Closed -$20.5M
RS icon
232
Reliance Steel & Aluminium
RS
$21.6B
– –
-140,100
Closed -$10.8M
RTX icon
233
RTX Corp
RTX
$301B
– –
-143,010
Closed -$9.23M
SHAK icon
234
Shake Shack
SHAK
$2.87B
– –
-50,000
Closed -$1.82M
SIG icon
235
PUT
Signet Jewelers
SIG
$3.76B
– –
-50,000
Closed -$4.12M
SKX
236
DELISTED
Skechers
SKX
– –
-25,000
Closed -$743K
STLD icon
237
Steel Dynamics
STLD
$37.6B
– –
-704,700
Closed -$17.3M
T icon
238
AT&T
T
$163B
– –
-64,082
Closed -$2.09M
TGT icon
239
Target
TGT
$68B
– –
-30,000
Closed -$2.1M
TROX icon
240
Tronox
TROX
$1.04B
– –
-625,000
Closed -$2.75M
UAA icon
241
PUT
Under Armour
UAA
$2.6B
– –
-100,000
Closed -$4.01M
URI icon
242
United Rentals
URI
$72.4B
– –
-498,900
Closed -$33.5M
VMC icon
243
Vulcan Materials
VMC
$36.9B
– –
-297,900
Closed -$35.9M
WHR icon
244
Whirlpool
WHR
$2.82B
– –
-238,500
Closed -$39.7M
X
245
DELISTED
US Steel
X
– –
-1,934,700
Closed -$32.6M
XLU icon
246
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
– –
-100,000
Closed -$2.62M
XLU icon
247
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
– –
-150,000
Closed -$3.94M
XOM icon
248
PUT
ExxonMobil
XOM
$634B
– –
-25,000
Closed -$2.34M
XOP icon
249
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
– –
-50,000
Closed -$6.96M
CNH
250
CNH Industrial
CNH
$17.5B
– –
-373,425
Closed -$2.32M
7 8 9
10
11

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LSAG
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Caxton Associates (New York)'s Q3 2016 Portfolio in Review

As of Q3 2016, Caxton Associates (New York) held 271 positions worth $2.96B, down 18% from $3.63B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Caxton Associates (New York) withdrew a net $696M in Q3 2016, closing 91 positions and reducing 44 holdings. Its most notable exit was Goodyear, an estimated $55.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Materials.

Against the trend, Caxton Associates (New York) opened a new position in State Street Financial Select Sector SPDR ETF worth $242M.

  • Caxton Associates (New York)'s largest Q3 2016 buy was State Street Financial Select Sector SPDR ETF: 12,547,500 shares worth $242M.
  • Caxton Associates (New York) added most to Kroger in Q3 2016, an estimated $20.9M increase.
  • Caxton Associates (New York)'s biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $174M.
  • Caxton Associates (New York) fully exited Goodyear in Q3 2016, selling an estimated $55.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 55% of its $2.96B portfolio in Q3 2016.
  • Caxton Associates (New York) opened 97 new positions and closed 91 in Q3 2016.
  • Caxton Associates (New York)'s portfolio value fell 18% quarter-over-quarter to $2.96B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2016, filed 14 Nov 2016.