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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.91B
AUM Growth
-$79M
Cap. Flow
-$180M
Cap. Flow %
-9.44%
Top 10 Hldgs %
46.92%
Holding
261
New
116
Increased
20
Reduced
18
Closed
95

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$38.3M
2
HDS
HD Supply Holdings, Inc.
HDS
+$36M
3
GM icon
General Motors
GM
+$28.7M
4
LYB icon
LyondellBasell Industries
LYB
+$27.9M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$20.3M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$81.1M
2
SKS
SAKS INCORPORATED
SKS
+$72.4M
3
MS icon
Morgan Stanley
MS
+$45.9M
4
URI icon
United Rentals
URI
+$37.8M
5
SNV
Synovus
SNV
+$30.6M

Sector Composition

Rank Sector Weight
1 Financials 13.46%
2 Consumer Discretionary 12.86%
3 Industrials 5.74%
4 Communication Services 5.73%
5 Technology 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKR icon
226
Timken Company
TKR
$9.03B
– –
-352,539
Closed -$14.2M
TT icon
227
Trane Technologies
TT
$106B
– –
-159,883
Closed -$7.09M
TWO
228
CALL
Two Harbors Investment
TWO
$1.27B
– –
-25,663
Closed -$2.1M
UAL icon
229
United Airlines
UAL
$42.1B
– –
-205,489
Closed -$6.43M
UMC icon
230
United Microelectronic
UMC
$46.9B
– –
-104,600
Closed -$244K
UPS icon
231
United Parcel Service
UPS
$88.9B
– –
-65,000
Closed -$5.62M
URI icon
232
United Rentals
URI
$72.4B
– –
-756,819
Closed -$37.8M
USB icon
233
US Bancorp
USB
$99.6B
– –
-150,000
Closed -$5.42M
WHR icon
234
CALL
Whirlpool
WHR
$2.82B
– –
-70,000
Closed -$8.01M
WOLF icon
235
Wolfspeed
WOLF
$1.71B
– –
-10,000
Closed -$638K
WSO icon
236
Watsco Inc
WSO
$13.6B
– –
-80,132
Closed -$6.73M
XLF icon
237
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
– –
-4,749,821
Closed -$81.1M
YPF icon
238
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
– –
-26,600
Closed -$393K
JOBS
239
DELISTED
51job Inc
JOBS
– –
-14,000
Closed -$473K
KSU
240
DELISTED
Kansas City Southern
KSU
– –
-63,449
Closed -$6.72M
XONE
241
DELISTED
The ExOne Company
XONE
– –
-15,000
Closed -$926K
I
242
DELISTED
INTELSAT S. A.
I
– –
-500,000
Closed -$10M
STI
243
DELISTED
SunTrust Banks, Inc.
STI
– –
-50,000
Closed -$1.58M
SEMG
244
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-50,000
Closed -$2.69M
BID
245
DELISTED
Sotheby's
BID
– –
-186,205
Closed -$7.06M
PX
246
CALL
DELISTED
Praxair Inc
PX
– –
-150,000
Closed -$17.3M
JASO
247
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-10,000
Closed -$72K
YGE
248
DELISTED
Yingli Green Energy Holding Comp
YGE
– –
-6,330
Closed -$205K
SPIL
249
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
– –
-51,487
Closed -$323K
LVNTA
250
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-538,042
Closed -$11.2M
7 8 9
10
11

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Caxton Associates (New York)'s Q3 2013 Portfolio in Review

As of Q3 2013, Caxton Associates (New York) held 261 positions worth $1.91B, down 4% from $1.99B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Caxton Associates (New York) withdrew a net $180M in Q3 2013, closing 95 positions and reducing 18 holdings. Its most notable exit was State Street Financial Select Sector SPDR ETF, an estimated $81.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Caxton Associates (New York) opened a new position in HD Supply Holdings, Inc. worth $36M.

  • Caxton Associates (New York)'s largest Q3 2013 buy was HD Supply Holdings, Inc.: 1,637,500 shares worth $36M.
  • Caxton Associates (New York) added most to American International in Q3 2013, an estimated $38.3M increase.
  • Caxton Associates (New York)'s biggest Q3 2013 reduction was SAKS INCORPORATED, cutting an estimated $72.4M.
  • Caxton Associates (New York) fully exited State Street Financial Select Sector SPDR ETF in Q3 2013, selling an estimated $81.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 47% of its $1.91B portfolio in Q3 2013.
  • Caxton Associates (New York) opened 116 new positions and closed 95 in Q3 2013.
  • Caxton Associates (New York)'s portfolio value fell 4% quarter-over-quarter to $1.91B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2013, filed 14 Nov 2013.