Capstone Asset Management’s Prospect Capital PSEC Stock Holding History

Capstone Asset Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-14,482	Closed	-$156K	–	1703
2014 Q1	$156K	Sell	14,482 -93,818	-87%	-$1.04M	﹤0.01%	1691
2013 Q4	$1.22M	Buy	108,300 +15,643	+17%	+$176K	0.04%	563
2013 Q3	$1.03M	Buy	92,657 +4,180	+5%	+$46.4K	0.03%	742
2013 Q2	$956K	Buy	+88,477	New	+$948K	0.03%	731

Other funds holding PSEC

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CNB

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return

Capstone Asset Management's PSEC Position: Q2 2014 in Review

Capstone Asset Management sold out of Prospect Capital (PSEC) in Q2 2014, closing a stake of 14,482 shares — an estimated $156K sold.

Capstone Asset Management first reported a position in PSEC in Q2 2013 and held it in 4 quarters. The position peaked at $1.22M in Q4 2013. 227 funds tracked by Wall St. Rank hold PSEC as of Q2 2014.

Capstone Asset Management reported no remaining Prospect Capital position as of Q2 2014 after selling out during the quarter.
Capstone Asset Management sold 14,482 Prospect Capital shares in Q2 2014, an estimated $156K.
Capstone Asset Management first reported a position in Prospect Capital in Q2 2013 and held it in 4 quarters.
Capstone Asset Management's Prospect Capital position peaked at $1.22M in Q4 2013.
227 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2014.

Based on Capstone Asset Management's 13F filing for Q2 2014, filed 11 Jul 2014.