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CG
Caprock Group Portfolio holdings
AUM
$4.12B
This Fund
S&P 500
This Quarter
Est. Return
+1.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
(-9.9%)
Cap. Flow
-$48.5M
Cap. Flow
% of AUM
-12.2%
Top 10 Holdings %
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$5.37M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$3.44M |
| 3 |
Invesco Financial Preferred ETF
PGF
|
+$2.71M |
| 4 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$1.81M |
| 5 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$1.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Expeditors International
EXPD
|
+$3.14M |
| 2 |
ARI
Apollo Commercial Real Estate
ARI
|
+$1.55M |
| 3 |
Blackstone Mortgage Trust
BXMT
|
+$1.39M |
| 4 |
Simon Property Group
SPG
|
+$1.29M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$1.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.64% |
| 2 | Technology | 8.51% |
| 3 | Healthcare | 7.95% |
| 4 | Consumer Staples | 6.08% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Omega Healthcare
OHI
$15.1B
| $345K | 0.09% |
11,023
-5,154
| -32% | -$159K |
|
202
E.W. Scripps
SSP
$290M
| $339K | 0.09% |
17,529
-9,430
| -35% | -$153K |
|
203
Allstate
ALL
$64.8B
| $336K | 0.08% |
4,539
-485
| -10% | -$34.2K |
|
204
Zebra Technologies
ZBRA
$12.5B
| $334K | 0.08% |
3,896
-385
| -9% | -$28.5K |
|
|
WAIR
205
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
| $332K | 0.08% |
22,200
| – | – |
|
206
Energy Transfer Partners
ET
$70.1B
| $330K | 0.08% |
+17,078
| New | +$285K |
|
207
iShares Select Dividend ETF
DVY
$23.8B
| $326K | 0.08% |
3,685
-1,224
| -25% | -$105K |
|
208
iShares Russell 1000 Value ETF
IWD
$81.7B
| $323K | 0.08% |
2,885
+18
| +0.6% | +$1.95K |
|
|
209
Blackstone Mortgage Trust
BXMT
$2.82B
| $320K | 0.08% |
10,629
-46,673
| -81% | -$1.39M |
|
210
iShares Core US Aggregate Bond ETF
AGG
$138B
| $318K | 0.08% |
2,940
| – | – |
|
211
Sempra
SRE
$60.8B
| $318K | 0.08% |
6,322
-76
| -1% | -$3.87K |
|
212
Colgate-Palmolive
CL
$73.3B
| $317K | 0.08% |
4,840
-1,088
| -18% | -$74.6K |
|
213
Western Union
WU
$2.65B
| $316K | 0.08% |
+14,566
| New | +$302K |
|
214
Compass Minerals
CMP
$1.26B
| $315K | 0.08% |
+4,015
| New | +$305K |
|
215
Archer Daniels Midland
ADM
$42.1B
| $313K | 0.08% |
6,857
| – | – |
|
216
Eli Lilly
LLY
$1.04T
| $311K | 0.08% |
4,228
+973
| +30% | +$72.5K |
|
217
Consolidated Edison
ED
$41.3B
| $310K | 0.08% |
4,210
-779
| -16% | -$56.3K |
|
218
Deere & Co
DE
$164B
| $307K | 0.08% |
2,975
-1,824
| -38% | -$172K |
|
|
TEP
219
DELISTED
Tallgrass Energy Partners, LP
TEP
| $307K | 0.08% |
6,460
-1,889
| -23% | -$87.9K |
|
220
Tesla
TSLA
$1.4T
| $305K | 0.08% |
21,420
+255
| +1% | +$3.35K |
|
221
Newell Brands
NWL
$2.29B
| $304K | 0.08% |
6,810
-1,230
| -15% | -$59.5K |
|
|
WES
222
DELISTED
Western Gas Partners Lp
WES
| $304K | 0.08% |
5,169
-1,104
| -18% | -$62.2K |
|
223
Danaher
DHR
$127B
| $303K | 0.08% |
4,390
-216
| -5% | -$15K |
|
224
Philip Morris
PM
$303B
| $303K | 0.08% |
3,312
-129
| -4% | -$12K |
|
|
CVA
225
DELISTED
Covanta Holding Corporation
CVA
| $301K | 0.08% |
19,304
-7,689
| -28% | -$114K |
|
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GCM
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SHCM
MGP
Caprock Group's Q4 2016 Portfolio in Review
As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.
- Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
- Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
- Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
- Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
- Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
- Caprock Group opened 57 new positions and closed 82 in Q4 2016.
- Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.
Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.