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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
201
Conagra Brands
CAG
$7.1B
$415K 0.09%
11,322
+4,722
+72% +$169K
NKE icon
202
Nike
NKE
$62.6B
$415K 0.09%
7,888
-55
-0.7% -$3.1K
CVA
203
DELISTED
Covanta Holding Corporation
CVA
$415K 0.09%
26,993
-3,854
-12% -$59.9K
DE icon
204
Deere & Co
DE
$164B
$410K 0.09%
4,799
+49
+1% +$4.01K
NOVT icon
205
Novanta
NOVT
$5.17B
$409K 0.09%
+23,600
New +$388K
AET
206
DELISTED
Aetna Inc
AET
$406K 0.09%
3,516
+212
+6% +$24.8K
PNC icon
207
PNC Financial Services
PNC
$101B
$403K 0.09%
+4,477
New +$384K
EQC
208
DELISTED
Equity Commonwealth
EQC
$403K 0.09%
+13,327
New +$402K
ELV icon
209
Elevance Health
ELV
$84.4B
$402K 0.09%
+3,212
New +$415K
SHW icon
210
Sherwin-Williams
SHW
$78.9B
$402K 0.09%
4,359
+687
+19% +$66.6K
TEP
211
DELISTED
Tallgrass Energy Partners, LP
TEP
$402K 0.09%
+8,349
New +$389K
EWW icon
212
iShares MSCI Mexico ETF
EWW
$1.92B
$400K 0.09%
8,258
-1,000
-11% -$50.3K
USG
213
DELISTED
Usg
USG
$397K 0.09%
+15,355
New +$426K
BX icon
214
Blackstone
BX
$150B
$393K 0.09%
15,400
-5,200
-25% -$137K
EW icon
215
Edwards Lifesciences
EW
$48.6B
$393K 0.09%
+9,768
New +$368K
FISV
216
Fiserv Inc
FISV
$26.8B
$390K 0.09%
+7,842
New +$411K
GD icon
217
General Dynamics
GD
$101B
$389K 0.09%
+2,508
New +$374K
INTU icon
218
Intuit
INTU
$77.8B
$382K 0.09%
3,474
+1,448
+71% +$162K
HALL
219
DELISTED
Hallmark Financial Services, Inc.
HALL
$378K 0.09%
+3,675
New +$393K
COP icon
220
ConocoPhillips
COP
$145B
$377K 0.09%
+8,680
New +$361K
ED icon
221
Consolidated Edison
ED
$41.3B
$376K 0.09%
4,989
– –
SUI icon
222
Sun Communities
SUI
$14.7B
$376K 0.09%
4,792
+750
+19% +$58.2K
PRU icon
223
Prudential Financial
PRU
$41.3B
$373K 0.08%
+4,570
New +$351K
BWXT icon
224
BWX Technologies
BWXT
$16B
$369K 0.08%
+9,622
New +$363K
BKNG icon
225
Booking.com
BKNG
$138B
$363K 0.08%
6,175
+475
+8% +$26.5K
7 8
9
10 11

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AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.