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CG

Caprock Group Portfolio holdings

AUM $5.22B
1-Year Est. Return 42.47%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+42.47%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
Cap. Flow
-$48.5M
Cap. Flow %
-12.2%
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.37M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.44M
3
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.71M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$1.81M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.37M

Top Sells

Rank Stock Value
1
EXPD icon
Expeditors International
EXPD
+$3.14M
2
ARI
Apollo Commercial Real Estate
ARI
+$1.55M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$1.39M
4
SPG icon
Simon Property Group
SPG
+$1.29M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.08%
2 Financials 8.78%
3 Technology 8.57%
4 Healthcare 8.49%
5 Consumer Staples 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GD icon
176
General Dynamics
GD
$97.2B
$430K 0.11%
2,491
-17
-0.7% -$2.78K
CTXS
177
DELISTED
Citrix Systems Inc
CTXS
$414K 0.1%
5,819
+1,397
+32% +$96.6K
AM
178
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$414K 0.1%
13,411
-22,813
-63% -$655K
MASI
179
DELISTED
Masimo
MASI
$410K 0.1%
6,077
-2,017
-25% -$124K
AFL icon
180
Aflac
AFL
$58.8B
$409K 0.1%
11,754
-118
-1% -$4.16K
ECC
181
Eagle Point Credit Company
ECC
$521M
$406K 0.1%
24,285
-23,482
-49% -$402K
EOG icon
182
EOG Resources
EOG
$76.2B
$405K 0.1%
4,001
-1,302
-25% -$127K
EQC
183
DELISTED
Equity Commonwealth
EQC
$400K 0.1%
13,240
-87
-0.7% -$2.58K
UNP icon
184
Union Pacific
UNP
$172B
$394K 0.1%
3,803
-829
-18% -$81.5K
ELV icon
185
Elevance Health
ELV
$88.4B
$390K 0.1%
2,716
-496
-15% -$66.4K
SHW icon
186
Sherwin-Williams
SHW
$81B
$390K 0.1%
4,350
-9
-0.2% -$795
GPX
187
DELISTED
GP Strategies Corp.
GPX
$389K 0.1%
13,600
– –
OMC icon
188
Omnicom Group
OMC
$22.7B
$383K 0.1%
4,500
-850
-16% -$71.3K
APD icon
189
Air Products & Chemicals
APD
$67.1B
$381K 0.1%
2,649
-649
-20% -$90.8K
FISV
190
Fiserv Inc
FISV
$28.2B
$379K 0.1%
7,136
-706
-9% -$36.3K
PACW
191
DELISTED
PacWest Bancorp
PACW
$377K 0.09%
6,924
-4,672
-40% -$226K
NVDA icon
192
NVIDIA
NVDA
$5.56T
$375K 0.09%
+140,560
New +$294K
YUM icon
193
Yum! Brands
YUM
$41.1B
$366K 0.09%
5,772
-3,919
-40% -$246K
SNBR
194
DELISTED
Sleep Number
SNBR
$356K 0.09%
+15,724
New +$340K
MTN icon
195
Vail Resorts
MTN
$4.81B
$355K 0.09%
2,201
+509
+30% +$80.8K
CAG icon
196
Conagra Brands
CAG
$7.43B
$349K 0.09%
8,820
-2,502
-22% -$93.5K
XLV icon
197
State Street Health Care Select Sector SPDR ETF
XLV
$44.1B
$349K 0.09%
+5,069
New +$352K
AET
198
DELISTED
Aetna Inc
AET
$347K 0.09%
2,799
-717
-20% -$85.8K
DIA icon
199
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$346K 0.09%
1,750
+534
+44% +$101K
AVD icon
200
American Vanguard Corp
AVD
$68.7M
$345K 0.09%
18,025
-258
-1% -$4.39K
6 7
8
9 10

Similar funds

DFO
Duquesne Family Office New York $5.21B AUM 87.01% 1-Year Est. Return
LNWTC
Laird Norton Wetherby Trust Company Seattle, Washington $5.21B AUM 31.48% 1-Year Est. Return
CFC
Cincinnati Financial Corp Fairfield, Ohio $5.23B AUM 22.72% 1-Year Est. Return
SFG
SNS Financial Group Minneapolis, Minnesota $5.2B AUM 22.05% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $5.24B AUM 38.12% 1-Year Est. Return
EIC
Equity Investment Corp Atlanta, Georgia $5.24B AUM 11.32% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return
FAMI
Fideuram Asset Management (Ireland) Dublin 1 $5.26B AUM

Caprock Group's Q4 2016 Portfolio in Review

As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, up from 37% a quarter earlier, followed by Financials and Technology.

Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.

  • Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
  • Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
  • Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
  • Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
  • Caprock Group opened 57 new positions and closed 82 in Q4 2016.
  • Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.

Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.