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CG
Caprock Group Portfolio holdings
AUM
$4.12B
This Fund
S&P 500
This Quarter
Est. Return
+1.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
(-9.9%)
Cap. Flow
-$48.5M
Cap. Flow
% of AUM
-12.2%
Top 10 Holdings %
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$5.37M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$3.44M |
| 3 |
Invesco Financial Preferred ETF
PGF
|
+$2.71M |
| 4 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$1.81M |
| 5 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$1.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Expeditors International
EXPD
|
+$3.14M |
| 2 |
ARI
Apollo Commercial Real Estate
ARI
|
+$1.55M |
| 3 |
Blackstone Mortgage Trust
BXMT
|
+$1.39M |
| 4 |
Simon Property Group
SPG
|
+$1.29M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$1.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.64% |
| 2 | Technology | 8.51% |
| 3 | Healthcare | 7.95% |
| 4 | Consumer Staples | 6.08% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DD
151
DELISTED
Du Pont De Nemours E I
DD
| $514K | 0.13% |
7,004
-750
| -10% | -$53.3K |
|
152
Viasat
VSAT
$10.2B
| $510K | 0.13% |
7,700
-735
| -9% | -$52.7K |
|
153
WisdomTree Dynamic International Equity Fund
DDWM
$1.46B
| $509K | 0.13% |
+19,270
| New | +$501K |
|
|
SHLX
154
DELISTED
Shell Midstream Partners, L.P.
SHLX
| $506K | 0.13% |
17,382
-29,087
| -63% | -$810K |
|
155
Novanta
NOVT
$5.17B
| $496K | 0.12% |
23,600
| – | – |
|
|
PXD
156
DELISTED
Pioneer Natural Resource Co.
PXD
| $496K | 0.12% |
2,757
-149
| -5% | -$27.3K |
|
157
Bath & Body Works
BBWI
$4.04B
| $492K | 0.12% |
9,248
-5,660
| -38% | -$322K |
|
|
OKS
158
DELISTED
Oneok Partners LP
OKS
| $474K | 0.12% |
11,011
-3,058
| -22% | -$127K |
|
159
Prudential Financial
PRU
$41.3B
| $463K | 0.12% |
4,449
-121
| -3% | -$11.5K |
|
160
Forestar Group
FOR
$1.4B
| $460K | 0.12% |
34,620
-4,110
| -11% | -$50.3K |
|
161
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $459K | 0.12% |
12,328
-21,658
| -64% | -$823K |
|
162
Halliburton
HAL
$27.6B
| $457K | 0.12% |
8,443
-1,242
| -13% | -$61.9K |
|
163
Norfolk Southern
NSC
$74.3B
| $456K | 0.11% |
4,224
-264
| -6% | -$26.7K |
|
164
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $452K | 0.11% |
13,680
-2,670
| -16% | -$84.7K |
|
165
PNC Financial Services
PNC
$101B
| $449K | 0.11% |
3,838
-639
| -14% | -$66.4K |
|
166
Avanos Medical
AVNS
$1.17B
| $448K | 0.11% |
12,106
| – | – |
|
167
Polaris
PII
$4.22B
| $448K | 0.11% |
5,443
-45
| -0.8% | -$3.67K |
|
168
NextEra Energy
NEE
$186B
| $443K | 0.11% |
14,824
-120
| -0.8% | -$3.59K |
|
|
USG
169
DELISTED
Usg
USG
| $443K | 0.11% |
15,355
| – | – |
|
|
TGNA
170
DELISTED
TEGNA Inc
TGNA
| $437K | 0.11% |
+31,945
| New | +$435K |
|
|
HALL
171
DELISTED
Hallmark Financial Services, Inc.
HALL
| $435K | 0.11% |
3,738
+63
| +2% | +$6.84K |
|
172
ConocoPhillips
COP
$145B
| $434K | 0.11% |
8,656
-24
| -0.3% | -$1.11K |
|
173
Chubb
CB
$133B
| $433K | 0.11% |
3,275
-1,084
| -25% | -$138K |
|
174
WisdomTree India Earnings Fund ETF
EPI
$2.03B
| $433K | 0.11% |
21,414
+61
| +0.3% | +$1.27K |
|
|
WBA
175
DELISTED
Walgreens Boots Alliance
WBA
| $432K | 0.11% |
5,218
-906
| -15% | -$74.9K |
|
Similar funds
AP
BHC
BOK
SP
GCM
ZP
SHCM
MGP
Caprock Group's Q4 2016 Portfolio in Review
As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.
- Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
- Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
- Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
- Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
- Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
- Caprock Group opened 57 new positions and closed 82 in Q4 2016.
- Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.
Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.