We are live on ! Find out more
CG

Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
151
Salesforce
CRM
$133B
$549K 0.12%
7,694
+500
+7% +$39K
CB icon
152
Chubb
CB
$133B
$548K 0.12%
4,359
+2,413
+124% +$306K
EQR icon
153
Equity Residential
EQR
$25.6B
$541K 0.12%
8,412
-2,084
-20% -$139K
IBB icon
154
iShares Biotechnology ETF
IBB
$9.26B
$539K 0.12%
5,586
-9,309
-62% -$886K
PXD
155
DELISTED
Pioneer Natural Resource Co.
PXD
$539K 0.12%
+2,906
New +$495K
IWP icon
156
iShares Russell Mid-Cap Growth ETF
IWP
$20.3B
$535K 0.12%
10,980
-388
-3% -$18.8K
VGK icon
157
Vanguard FTSE Europe ETF
VGK
$30.2B
$528K 0.12%
10,840
-57,023
-84% -$2.74M
SPGI icon
158
S&P Global
SPGI
$127B
$524K 0.12%
4,143
+1,162
+39% +$140K
PSA icon
159
Public Storage
PSA
$54.7B
$523K 0.12%
2,345
-474
-17% -$111K
MA icon
160
Mastercard
MA
$470B
$520K 0.12%
5,107
+515
+11% +$49.4K
DD
161
DELISTED
Du Pont De Nemours E I
DD
$519K 0.12%
7,754
-217
-3% -$14.7K
KMB icon
162
Kimberly-Clark
KMB
$36.1B
$517K 0.12%
4,096
-11
-0.3% -$1.42K
EOG icon
163
EOG Resources
EOG
$76.7B
$513K 0.12%
5,303
+2,283
+76% +$200K
VNO icon
164
Vornado Realty Trust
VNO
$7.24B
$511K 0.12%
6,249
+12
+0.2% +$994
VER
165
DELISTED
VEREIT, Inc.
VER
$508K 0.12%
9,796
+1,804
+23% +$93.9K
IJH icon
166
iShares Core S&P Mid-Cap ETF
IJH
$123B
$506K 0.11%
+16,350
New +$505K
HCCI
167
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$503K 0.11%
+37,900
New +$488K
PACW
168
DELISTED
PacWest Bancorp
PACW
$498K 0.11%
11,596
-56
-0.5% -$2.33K
WBA
169
DELISTED
Walgreens Boots Alliance
WBA
$494K 0.11%
6,124
+253
+4% +$20.6K
NGG icon
170
National Grid
NGG
$83.5B
$490K 0.11%
7,138
+91
+1% +$6.29K
MASI
171
DELISTED
Masimo
MASI
$482K 0.11%
+8,094
New +$457K
TAST
172
DELISTED
Carrols Restaurant Group, Inc.
TAST
$482K 0.11%
+36,500
New +$471K
ESRX
173
DELISTED
Express Scripts Holding Company
ESRX
$479K 0.11%
6,797
-33
-0.5% -$2.47K
LILA icon
174
Liberty Latin America Class A
LILA
$1.49B
$478K 0.11%
+27,033
New +$533K
MO icon
175
Altria Group
MO
$121B
$465K 0.11%
+7,360
New +$489K
5 6
7
8 9

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.