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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTSH icon
126
Cognizant
CTSH
$20.4B
$757K 0.17%
15,875
+1,125
+8% +$64K
MDLZ icon
127
Mondelez International
MDLZ
$78.1B
$754K 0.17%
17,166
+2,928
+21% +$128K
PLD icon
128
Prologis
PLD
$135B
$751K 0.17%
14,027
+920
+7% +$48.5K
GS icon
129
Goldman Sachs
GS
$324B
$736K 0.17%
4,563
+241
+6% +$39.2K
OMER icon
130
Omeros
OMER
$712M
$736K 0.17%
65,934
– –
C icon
131
Citigroup
C
$222B
$729K 0.17%
15,432
+5,668
+58% +$258K
MET icon
132
MetLife
MET
$60B
$706K 0.16%
17,824
+10,178
+133% +$383K
PAA icon
133
Plains All American Pipeline
PAA
$17.3B
$700K 0.16%
22,288
-10,885
-33% -$311K
EMB icon
134
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$690K 0.16%
5,890
– –
GGP
135
DELISTED
GGP Inc.
GGP
$661K 0.15%
23,963
+28
+0.1% +$835
OEF icon
136
iShares S&P 100 ETF
OEF
$20.1B
$657K 0.15%
+6,849
New +$658K
YUM icon
137
Yum! Brands
YUM
$40.7B
$633K 0.14%
9,691
+1,965
+25% +$125K
VSAT icon
138
Viasat
VSAT
$10.2B
$630K 0.14%
+8,435
New +$624K
IWF icon
139
iShares Russell 1000 Growth ETF
IWF
$125B
$619K 0.14%
23,768
+468
+2% +$12.2K
MCD icon
140
McDonald's
MCD
$187B
$614K 0.14%
5,326
+2,274
+75% +$269K
FMC icon
141
FMC
FMC
$1.48B
$604K 0.14%
+14,401
New +$593K
WPZ
142
DELISTED
Williams Partners L.P.
WPZ
$602K 0.14%
+16,187
New +$596K
BAC icon
143
Bank of America
BAC
$432B
$594K 0.13%
37,931
+6,759
+22% +$101K
OHI icon
144
Omega Healthcare
OHI
$15.1B
$573K 0.13%
16,177
-103
-0.6% -$3.66K
FWONA icon
145
Liberty Media Series A
FWONA
$22.4B
$562K 0.13%
+20,475
New +$449K
HSBC icon
146
HSBC
HSBC
$354B
$562K 0.13%
16,534
+2,456
+17% +$77.1K
IGE icon
147
iShares North American Natural Resources ETF
IGE
$744M
$562K 0.13%
16,307
-1,371
-8% -$46.1K
OKS
148
DELISTED
Oneok Partners LP
OKS
$562K 0.13%
14,069
-3,238
-19% -$129K
IWR icon
149
iShares Russell Mid-Cap ETF
IWR
$56.7B
$555K 0.13%
12,732
-184
-1% -$7.98K
VWO icon
150
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$555K 0.13%
14,746
+2,568
+21% +$95.6K
4 5
6
7 8

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.