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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+14.9%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$877M
AUM Growth
+$146M
Cap. Flow
+$1.61B
Cap. Flow %
184.13%
Top 10 Hldgs %
39.52%
Holding
498
New
87
Increased
195
Reduced
168
Closed
14

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$15.3M
2
META icon
Meta Platforms (Facebook)
META
+$6.36M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.77M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$2.52M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.67M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.38M
3
UN
Unilever NV New York Registry Shares
UN
+$1.21M
4
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$937K
5
NVDA icon
NVIDIA
NVDA
+$808K

Sector Composition

Rank Sector Weight
1 Technology 15.28%
2 Healthcare 6.76%
3 Communication Services 6.25%
4 Financials 5.82%
5 Consumer Discretionary 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHF icon
101
iShares US Healthcare Providers ETF
IHF
$1.18B
$1.48M 0.17%
31,565
-150
-0.5% -$6.66K
CVS icon
102
CVS Health
CVS
$137B
$1.48M 0.17%
21,632
+1,250
+6% +$81.3K
AVGO icon
103
Broadcom
AVGO
$1.82T
$1.46M 0.17%
33,420
+2,930
+10% +$114K
TSM icon
104
TSMC
TSM
$2.09T
$1.45M 0.17%
13,252
+177
+1% +$16.8K
USMV icon
105
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.44M 0.16%
21,278
-3,626
-15% -$239K
VIG icon
106
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.43M 0.16%
10,133
-1,010
-9% -$137K
IBM icon
107
IBM
IBM
$202B
$1.43M 0.16%
11,875
+3,607
+44% +$417K
XLI icon
108
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.43M 0.16%
16,100
-36
-0.2% -$3.03K
CHRW icon
109
C.H. Robinson
CHRW
$22B
$1.41M 0.16%
14,932
-203
-1% -$19.4K
PJAN icon
110
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
$1.4M 0.16%
+45,918
New +$1.37M
VGT icon
111
Vanguard Information Technology ETF
VGT
$139B
$1.4M 0.16%
31,584
-18,464
-37% -$759K
MDLZ icon
112
Mondelez International
MDLZ
$77.7B
$1.39M 0.16%
23,680
+1,457
+7% +$83.3K
DBEF icon
113
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$1.35M 0.15%
40,303
– –
XLV icon
114
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.35M 0.15%
11,909
+1,408
+13% +$154K
SAP icon
115
SAP
SAP
$187B
$1.29M 0.15%
9,907
-2,770
-22% -$358K
ARKK icon
116
ARK Innovation ETF
ARKK
$5.89B
$1.29M 0.15%
10,368
-2,158
-17% -$234K
DXCM icon
117
DexCom
DXCM
$27.6B
$1.29M 0.15%
13,948
-176
-1% -$15.7K
INTU icon
118
Intuit
INTU
$81.1B
$1.28M 0.15%
3,370
+22
+0.7% +$7.73K
AWK icon
119
American Water Works
AWK
$26.3B
$1.25M 0.14%
8,179
+361
+5% +$55.6K
NSC icon
120
Norfolk Southern
NSC
$78.8B
$1.24M 0.14%
5,224
+93
+2% +$21.2K
MS icon
121
Morgan Stanley
MS
$337B
$1.21M 0.14%
17,659
+690
+4% +$39.6K
C icon
122
Citigroup
C
$222B
$1.21M 0.14%
19,592
-9,543
-33% -$485K
IJH icon
123
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1.21M 0.14%
26,280
+1,525
+6% +$64.3K
DE icon
124
Deere & Co
DE
$170B
$1.2M 0.14%
4,434
-87
-2% -$21.6K
SHW icon
125
Sherwin-Williams
SHW
$78.3B
$1.19M 0.14%
4,839
+258
+6% +$61.2K
3 4
5
6 7

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2020 Portfolio in Review

As of Q4 2020, Caprock Group held 498 positions worth $877M, up 20% from $731M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Caprock Group deployed $1.61B of net new capital in Q4 2020, opening 87 new positions and adding to 195 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF December: 54,516 shares worth $1.58M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Alibaba, an estimated $1.5M trimmed.

  • Caprock Group's largest Q4 2020 buy was Innovator US Equity Power Buffer ETF December: 54,516 shares worth $1.58M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q4 2020, an estimated $15.3M increase.
  • Caprock Group's biggest Q4 2020 reduction was Alibaba, cutting an estimated $1.5M.
  • Caprock Group fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.21M.
  • Caprock Group's ten largest holdings make up 40% of its $877M portfolio in Q4 2020.
  • Caprock Group opened 87 new positions and closed 14 in Q4 2020.
  • Caprock Group's portfolio value rose 20% quarter-over-quarter to $877M.

Based on Caprock Group's 13F filing for Q4 2020, filed 29 Jan 2021.