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CG

Caprock Group Portfolio holdings

AUM $5.22B
1-Year Est. Return 42.47%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+42.47%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
Cap. Flow
-$48.5M
Cap. Flow %
-12.2%
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.37M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.44M
3
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.71M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$1.81M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.37M

Top Sells

Rank Stock Value
1
EXPD icon
Expeditors International
EXPD
+$3.14M
2
ARI
Apollo Commercial Real Estate
ARI
+$1.55M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$1.39M
4
SPG icon
Simon Property Group
SPG
+$1.29M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.08%
2 Financials 8.78%
3 Technology 8.57%
4 Healthcare 8.49%
5 Consumer Staples 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
101
Biogen
BIIB
$32.6B
$823K 0.21%
2,901
-785
-21% -$233K
PAGP icon
102
Plains GP Holdings
PAGP
$5.52B
$823K 0.21%
23,745
-16,028
-40% -$550K
GSK icon
103
GSK
GSK
$100B
$822K 0.21%
17,079
-18,305
-52% -$904K
SVC
104
Service Properties Trust
SVC
$986M
$807K 0.2%
5,087
-1,453
-22% -$211K
EXPD icon
105
Expeditors International
EXPD
$24.5B
$795K 0.2%
15,021
-60,170
-80% -$3.14M
C icon
106
Citigroup
C
$231B
$770K 0.19%
12,951
-2,481
-16% -$134K
AXP icon
107
American Express
AXP
$220B
$764K 0.19%
10,312
-3,521
-25% -$244K
ETN icon
108
Eaton
ETN
$160B
$764K 0.19%
11,382
-4,095
-26% -$269K
TFC icon
109
Truist Financial
TFC
$63.1B
$748K 0.19%
+15,908
New +$677K
CTSH icon
110
Cognizant
CTSH
$28.1B
$746K 0.19%
13,307
-2,568
-16% -$137K
VNQ icon
111
Vanguard Real Estate ETF
VNQ
$38.1B
$744K 0.19%
9,017
+6,539
+264% +$533K
LYB icon
112
LyondellBasell Industries
LYB
$20.5B
$719K 0.18%
8,377
-5,741
-41% -$482K
JCI icon
113
Johnson Controls International
JCI
$87.8B
$711K 0.18%
17,262
-12,461
-42% -$546K
SHYG icon
114
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.7B
$702K 0.18%
+14,836
New +$697K
HCCI
115
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$678K 0.17%
43,185
+5,285
+14% +$76.3K
TPR icon
116
Tapestry
TPR
$24.4B
$659K 0.17%
18,807
-12,325
-40% -$450K
OMER icon
117
Omeros
OMER
$1.37B
$654K 0.16%
65,934
– –
BAC icon
118
Bank of America
BAC
$438B
$633K 0.16%
28,655
-9,276
-24% -$179K
BMO icon
119
Bank of Montreal
BMO
$122B
$629K 0.16%
8,744
-4,795
-35% -$320K
WPZ
120
DELISTED
Williams Partners L.P.
WPZ
$626K 0.16%
16,454
+267
+2% +$9.59K
IWF icon
121
iShares Russell 1000 Growth ETF
IWF
$126B
$625K 0.16%
23,820
+52
+0.2% +$1.35K
VGK icon
122
Vanguard FTSE Europe ETF
VGK
$30.8B
$617K 0.16%
12,878
+2,038
+19% +$96K
CMCSA icon
123
Comcast
CMCSA
$94B
$615K 0.15%
17,818
-15,112
-46% -$505K
FWONA icon
124
Liberty Media Series A
FWONA
$22.2B
$615K 0.15%
20,475
– –
BX icon
125
Blackstone
BX
$102B
$614K 0.15%
22,700
+7,300
+47% +$189K
3 4
5
6 7

Similar funds

DFO
Duquesne Family Office New York $5.21B AUM 87.01% 1-Year Est. Return
LNWTC
Laird Norton Wetherby Trust Company Seattle, Washington $5.21B AUM 31.48% 1-Year Est. Return
CFC
Cincinnati Financial Corp Fairfield, Ohio $5.23B AUM 22.72% 1-Year Est. Return
SFG
SNS Financial Group Minneapolis, Minnesota $5.2B AUM 22.05% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $5.24B AUM 38.12% 1-Year Est. Return
EIC
Equity Investment Corp Atlanta, Georgia $5.24B AUM 11.32% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return
FAMI
Fideuram Asset Management (Ireland) Dublin 1 $5.26B AUM

Caprock Group's Q4 2016 Portfolio in Review

As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, up from 37% a quarter earlier, followed by Financials and Technology.

Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.

  • Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
  • Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
  • Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
  • Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
  • Caprock Group opened 57 new positions and closed 82 in Q4 2016.
  • Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.

Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.