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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
-$40.3M
Cap. Flow
+$8.01M
Cap. Flow %
0.61%
Top 10 Hldgs %
36.86%
Holding
693
New
34
Increased
310
Reduced
241
Closed
34

Top Buys

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$6.42M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.67M
3
HPQ icon
HP
HPQ
+$1.28M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$782K
5
PARA
Paramount Global Class B
PARA
+$724K

Top Sells

Rank Stock Value
1
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$5.25M
2
PKX icon
POSCO
PKX
+$1.49M
3
ZTS icon
Zoetis
ZTS
+$1.43M
4
AAPL icon
Apple
AAPL
+$1.14M
5
CTSH icon
Cognizant
CTSH
+$726K

Sector Composition

Rank Sector Weight
1 Technology 16.3%
2 Financials 8.03%
3 Healthcare 6.69%
4 Communication Services 5.27%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
76
Alibaba
BABA
$273B
$2.46M 0.19%
28,364
-6,767
-19% -$619K
QCOM icon
77
Qualcomm
QCOM
$180B
$2.45M 0.19%
22,084
+1,380
+7% +$160K
ABBV icon
78
AbbVie
ABBV
$454B
$2.45M 0.19%
16,427
+287
+2% +$42.1K
TSM icon
79
TSMC
TSM
$2.16T
$2.43M 0.18%
27,763
+345
+1% +$32.6K
INTU icon
80
Intuit
INTU
$77B
$2.4M 0.18%
4,701
-503
-10% -$255K
CDC icon
81
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$735M
$2.39M 0.18%
42,840
– –
TMFG icon
82
Motley Fool Global Opportunities ETF
TMFG
$343M
$2.39M 0.18%
91,222
– –
GTM
83
ZoomInfo Technologies
GTM
$849M
$2.28M 0.17%
139,117
-14,211
-9% -$290K
JEPI icon
84
JPMorgan Equity Premium Income ETF
JEPI
$45B
$2.28M 0.17%
42,529
-1,578
-4% -$87K
VIG icon
85
Vanguard Dividend Appreciation ETF
VIG
$110B
$2.27M 0.17%
14,559
+75
+0.5% +$12.2K
PM icon
86
Philip Morris
PM
$298B
$2.25M 0.17%
24,010
-3,503
-13% -$337K
SCHW
87
Charles Schwab
SCHW
$177B
$2.25M 0.17%
40,905
+1,384
+4% +$83.6K
WAT icon
88
Waters Corp
WAT
$37.5B
$2.24M 0.17%
8,187
+103
+1% +$28.5K
AMGN icon
89
Amgen
AMGN
$201B
$2.23M 0.17%
8,310
+1,413
+20% +$353K
DE icon
90
Deere & Co
DE
$165B
$2.2M 0.17%
5,812
-10
-0.2% -$4.12K
GS icon
91
Goldman Sachs
GS
$317B
$2.18M 0.16%
6,723
-201
-3% -$67.2K
IWD icon
92
iShares Russell 1000 Value ETF
IWD
$81.3B
$2.11M 0.16%
13,784
-7
-0.1% -$1.11K
MDLZ icon
93
Mondelez International
MDLZ
$77.1B
$2.08M 0.16%
29,826
-874
-3% -$63K
BDX icon
94
Becton Dickinson
BDX
$42.1B
$2.08M 0.16%
8,033
-1,281
-14% -$346K
GILD icon
95
Gilead Sciences
GILD
$162B
$2.04M 0.15%
27,164
-1,782
-6% -$137K
DHR icon
96
Danaher
DHR
$135B
$2.02M 0.15%
9,181
-478
-5% -$107K
PFE icon
97
Pfizer
PFE
$143B
$2.01M 0.15%
60,571
-3,094
-5% -$109K
IBM icon
98
IBM
IBM
$195B
$2.01M 0.15%
14,292
+162
+1% +$23.1K
ADI icon
99
Analog Devices
ADI
$185B
$2M 0.15%
11,440
+102
+0.9% +$18.8K
VOT icon
100
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$1.98M 0.15%
10,163
-12
-0.1% -$2.45K
2 3
4
5 6

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2023 Portfolio in Review

As of Q3 2023, Caprock Group held 693 positions worth $1.32B, down 3% from $1.36B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group's Q3 2023 filing shows 34 new, 310 increased, 241 reduced and 34 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M. The largest sale was Innovator US Equity Power Buffer ETF April, an estimated $5.25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q3 2023, an estimated $2.67M increase.
  • Caprock Group's biggest Q3 2023 reduction was Zoetis, cutting an estimated $1.43M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF April in Q3 2023, selling an estimated $5.25M.
  • Caprock Group's ten largest holdings make up 37% of its $1.32B portfolio in Q3 2023.
  • Caprock Group opened 34 new positions and closed 34 in Q3 2023.
  • Caprock Group's portfolio value fell 3% quarter-over-quarter to $1.32B.

Based on Caprock Group's 13F filing for Q3 2023, filed 18 Oct 2023.