We are live on ! Find out more
CG

Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
Cap. Flow
-$48.5M
Cap. Flow %
-12.2%
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.37M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.44M
3
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.71M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$1.81M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.37M

Top Sells

Rank Stock Value
1
EXPD icon
Expeditors International
EXPD
+$3.14M
2
ARI
Apollo Commercial Real Estate
ARI
+$1.55M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$1.39M
4
SPG icon
Simon Property Group
SPG
+$1.29M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M

Sector Composition

Rank Sector Weight
1 Financials 8.64%
2 Technology 8.51%
3 Healthcare 7.95%
4 Consumer Staples 6.08%
5 Industrials 4.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRW icon
76
C.H. Robinson
CHRW
$24.4B
$1.05M 0.26%
14,315
-506
-3% -$36.6K
AMGN icon
77
Amgen
AMGN
$198B
$1.03M 0.26%
7,059
+381
+6% +$57.3K
MPLX icon
78
MPLX
MPLX
$57.4B
$1.02M 0.26%
29,367
-31,213
-52% -$1.01M
SE
79
DELISTED
Spectra Energy Corp Wi
SE
$985K 0.25%
23,970
-18,232
-43% -$756K
WFC icon
80
Wells Fargo
WFC
$262B
$961K 0.24%
17,432
-21,740
-55% -$1.09M
ADP icon
81
Automatic Data Processing
ADP
$97.2B
$951K 0.24%
9,254
-754
-8% -$70.3K
ACN icon
82
Accenture
ACN
$85.7B
$940K 0.24%
8,028
-425
-5% -$50.4K
AWK icon
83
American Water Works
AWK
$26.1B
$940K 0.24%
12,996
+1,915
+17% +$139K
NVS icon
84
Novartis
NVS
$292B
$923K 0.23%
14,137
-13,473
-49% -$874K
DXJ icon
85
WisdomTree Japan Hedged Equity Fund
DXJ
$7.21B
$920K 0.23%
18,562
– –
VOD icon
86
Vodafone
VOD
$35.7B
$918K 0.23%
37,584
-15,311
-29% -$403K
WDC icon
87
Western Digital
WDC
$192B
$915K 0.23%
17,818
-9,211
-34% -$425K
TWX
88
DELISTED
Time Warner Inc
TWX
$909K 0.23%
9,416
-487
-5% -$43.4K
CAT icon
89
Caterpillar
CAT
$410B
$902K 0.23%
9,724
-792
-8% -$71.8K
VAR
90
DELISTED
Varian Medical Systems, Inc.
VAR
$902K 0.23%
11,463
-417
-4% -$33.7K
FMC icon
91
FMC
FMC
$1.48B
$891K 0.22%
18,154
+3,753
+26% +$171K
UNH icon
92
UnitedHealth
UNH
$392B
$883K 0.22%
5,519
-3,140
-36% -$469K
OEF icon
93
iShares S&P 100 ETF
OEF
$20.1B
$876K 0.22%
8,822
+1,973
+29% +$191K
CELG
94
DELISTED
Celgene Corp
CELG
$876K 0.22%
7,570
-516
-6% -$57.5K
BMY icon
95
Bristol-Myers Squibb
BMY
$124B
$874K 0.22%
14,952
-1,264
-8% -$69.1K
TXN icon
96
Texas Instruments
TXN
$268B
$868K 0.22%
11,895
-1,869
-14% -$133K
GILD icon
97
Gilead Sciences
GILD
$162B
$843K 0.21%
11,766
-819
-7% -$60.9K
MET icon
98
MetLife
MET
$60B
$839K 0.21%
17,458
-366
-2% -$16.8K
DLR icon
99
Digital Realty Trust
DLR
$66B
$831K 0.21%
8,462
-10,281
-55% -$956K
NVO
100
Novo Nordisk
NVO
$213B
$828K 0.21%
46,180
-5,302
-10% -$96.1K
2 3
4
5 6

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2016 Portfolio in Review

As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.

  • Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
  • Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
  • Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
  • Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
  • Caprock Group opened 57 new positions and closed 82 in Q4 2016.
  • Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.

Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.