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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
76
Intel
INTC
$526B
$1.4M 0.32%
37,119
+7,452
+25% +$264K
RTX icon
77
RTX Corp
RTX
$263B
$1.39M 0.32%
21,787
+4,211
+24% +$279K
JCI icon
78
Johnson Controls International
JCI
$87.3B
$1.38M 0.31%
29,723
-3,924
-12% -$182K
PAGP icon
79
Plains GP Holdings
PAGP
$5.19B
$1.37M 0.31%
+39,773
New +$1.2M
LQD icon
80
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
$1.34M 0.3%
10,891
+879
+9% +$108K
PFF icon
81
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.34M 0.3%
33,986
+7,783
+30% +$311K
SBUX icon
82
Starbucks
SBUX
$119B
$1.29M 0.29%
23,895
+530
+2% +$29.6K
SPG icon
83
Simon Property Group
SPG
$73.4B
$1.29M 0.29%
6,235
-237
-4% -$51.4K
WES icon
84
Western Midstream Partners
WES
$19.5B
$1.28M 0.29%
30,121
-4,039
-12% -$152K
EQGP
85
DELISTED
EQGP Holdings, LP
EQGP
$1.26M 0.29%
50,152
-21,008
-30% -$536K
EEM icon
86
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$1.25M 0.28%
33,422
+6,540
+24% +$239K
CVX icon
87
Chevron
CVX
$384B
$1.21M 0.27%
11,779
+338
+3% +$34.5K
UNH icon
88
UnitedHealth
UNH
$394B
$1.21M 0.27%
8,659
+3,106
+56% +$435K
WDC icon
89
Western Digital
WDC
$193B
$1.2M 0.27%
+27,029
New +$1.02M
BIIB icon
90
Biogen
BIIB
$29.7B
$1.15M 0.26%
3,686
+127
+4% +$37.6K
DLN icon
91
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$1.14M 0.26%
29,706
-420
-1% -$16.2K
LYB icon
92
LyondellBasell Industries
LYB
$20.2B
$1.14M 0.26%
14,118
-63
-0.4% -$4.87K
TPR icon
93
Tapestry
TPR
$28.9B
$1.14M 0.26%
31,132
-148
-0.5% -$5.86K
FEZ icon
94
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.34B
$1.12M 0.25%
34,201
-88,609
-72% -$2.86M
AMGN icon
95
Amgen
AMGN
$199B
$1.11M 0.25%
6,678
+1,654
+33% +$280K
CMCSA icon
96
Comcast
CMCSA
$84.8B
$1.09M 0.25%
32,930
+1,414
+4% +$47.1K
VDE icon
97
Vanguard Energy ETF
VDE
$10B
$1.08M 0.25%
11,069
+278
+3% +$26.4K
NVO
98
Novo Nordisk
NVO
$214B
$1.07M 0.24%
51,482
+15,476
+43% +$384K
CHRW icon
99
C.H. Robinson
CHRW
$24.4B
$1.04M 0.24%
14,821
+225
+2% +$15.8K
VAR
100
DELISTED
Varian Medical Systems, Inc.
VAR
$1.04M 0.24%
11,880
+142
+1% +$11.6K
2 3
4
5 6

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.