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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.03%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$33.9M
Cap. Flow
+$30M
Cap. Flow %
17.15%
Top 10 Hldgs %
51.66%
Holding
97
New
23
Increased
28
Reduced
26
Closed
10

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$7.24M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$7.18M
3
VOT icon
Vanguard Mid-Cap Growth ETF
VOT
+$5.53M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.97M
5
VTV icon
Vanguard Value ETF
VTV
+$3.93M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.12M
2
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$1.75M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.58M
4
GLD icon
SPDR Gold Trust
GLD
+$1.35M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.23M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.16%
2 Financials 4.92%
3 Industrials 3.29%
4 Technology 3.18%
5 Healthcare 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETY icon
76
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$217K 0.12%
19,413
+73
+0.4% +$818
COR icon
77
Cencora
COR
$59B
$213K 0.12%
+2,058
New +$202K
NLSN
78
DELISTED
Nielsen Holdings plc
NLSN
$212K 0.12%
4,557
– –
GDV icon
79
Gabelli Dividend & Income Trust
GDV
$2.58B
$209K 0.12%
+11,300
New +$212K
VZ icon
80
Verizon
VZ
$184B
$203K 0.12%
+4,402
New +$200K
WYNN icon
81
Wynn Resorts
WYNN
$10.1B
$201K 0.12%
+2,909
New +$194K
HTBK
82
DELISTED
Heritage Commerce
HTBK
$172K 0.1%
+14,360
New +$158K
SCD
83
LMP Capital and Income Fund
SCD
$354M
$131K 0.08%
10,598
-77,639
-88% -$980K
VATE icon
84
INNOVATE Corp
VATE
$114M
$106K 0.06%
+2,000
New +$131K
GFN
85
DELISTED
General Finance Corporation
GFN
$44K 0.03%
11,000
– –
HL icon
86
Hecla Mining
HL
$10.2B
$22K 0.01%
+11,402
New +$23.7K
LSTA icon
87
Lisata Therapeutics
LSTA
$19.8M
$22K 0.01%
+136
New +$25K
AXP icon
88
American Express
AXP
$233B
– –
-3,183
Closed -$236K
FLTR icon
89
VanEck IG Floating Rate ETF
FLTR
$2.93B
– –
-26,600
Closed -$658K
IBM icon
90
IBM
IBM
$194B
– –
-3,403
Closed -$472K
KEY icon
91
KeyCorp
KEY
$24.3B
– –
-30,282
Closed -$394K
KYN icon
92
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
– –
-35,913
Closed -$832K
MMM icon
93
3M
MMM
$87.8B
– –
-3,855
Closed -$457K
PEP icon
94
PepsiCo
PEP
$184B
– –
-3,768
Closed -$355K
QID icon
95
ProShares UltraShort QQQ
QID
$261M
– –
-168
Closed -$497K
MXWL
96
DELISTED
Maxwell Technologies Inc
MXWL
– –
-45,000
Closed -$244K
UNIS
97
DELISTED
Unilife Corporation
UNIS
– –
-7,500
Closed -$73K
1 2 3
4

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2015 Portfolio in Review

As of Q4 2015, Caprock Group held 97 positions worth $175M, up 24% from $141M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Caprock Group deployed $30M of net new capital in Q4 2015, opening 23 new positions and adding to 28 existing holdings. Its largest new stake was Vanguard Growth ETF: 404,268 shares worth $7.17M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, down from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.12M trimmed.

  • Caprock Group's largest Q4 2015 buy was Vanguard Growth ETF: 404,268 shares worth $7.17M.
  • Caprock Group added most to Vanguard S&P 500 ETF in Q4 2015, an estimated $3.97M increase.
  • Caprock Group's biggest Q4 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.12M.
  • Caprock Group fully exited Kayne Anderson Energy Infrastructure Fund in Q4 2015, selling an estimated $832K.
  • Caprock Group's ten largest holdings make up 52% of its $175M portfolio in Q4 2015.
  • Caprock Group opened 23 new positions and closed 10 in Q4 2015.
  • Caprock Group's portfolio value rose 24% quarter-over-quarter to $175M.

Based on Caprock Group's 13F filing for Q4 2015, filed 9 Feb 2016.