CG

Caprock Group Portfolio holdings

AUM $3.28B
This Quarter Return
+4.03%
1 Year Return
+15.66%
3 Year Return
+46.1%
5 Year Return
+165.94%
10 Year Return
+245.23%
AUM
$175M
AUM Growth
+$175M
Cap. Flow
+$29.6M
Cap. Flow %
16.97%
Top 10 Hldgs %
51.66%
Holding
97
New
23
Increased
28
Reduced
26
Closed
10

Top Buys

1
VUG icon
Vanguard Growth ETF
VUG
$7.17M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$6.78M
3
VOT icon
Vanguard Mid-Cap Growth ETF
VOT
$5.45M
4
VOO icon
Vanguard S&P 500 ETF
VOO
$3.94M
5
VTV icon
Vanguard Value ETF
VTV
$3.91M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.1M
2
TYG
Tortoise Energy Infrastructure Corp
TYG
$1.58M
3
NML
Neuberger Berman Energy Infrastructure and Income Fund
NML
$1.31M
4
GLD icon
SPDR Gold Trust
GLD
$1.3M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$1.21M

Sector Composition

1 Consumer Staples 5.16%
2 Financials 4.92%
3 Industrials 3.29%
4 Technology 3.18%
5 Healthcare 2.72%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ETY icon
76
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.49B
$217K 0.12%
19,413
+73
+0.4% +$816
COR icon
77
Cencora
COR
$57.2B
$213K 0.12%
+2,058
New +$213K
NLSN
78
DELISTED
Nielsen Holdings plc
NLSN
$212K 0.12%
4,557
– –
GDV icon
79
Gabelli Dividend & Income Trust
GDV
$2.38B
$209K 0.12%
+11,300
New +$209K
VZ icon
80
Verizon
VZ
$184B
$203K 0.12%
+4,402
New +$203K
WYNN icon
81
Wynn Resorts
WYNN
$13.1B
$201K 0.12%
+2,909
New +$201K
HTBK icon
82
Heritage Commerce
HTBK
$628M
$172K 0.1%
+14,360
New +$172K
SCD
83
LMP Capital and Income Fund
SCD
$271M
$131K 0.08%
10,598
-77,639
-88% -$960K
VATE icon
84
INNOVATE Corp
VATE
$75.5M
$106K 0.06%
+2,000
New +$106K
GFN
85
DELISTED
General Finance Corporation
GFN
$44K 0.03%
11,000
– –
HL icon
86
Hecla Mining
HL
$6.02B
$22K 0.01%
+11,402
New +$22K
LSTA icon
87
Lisata Therapeutics
LSTA
$19.8M
$22K 0.01%
+136
New +$22K
AXP icon
88
American Express
AXP
$225B
– –
-3,183
Closed -$236K
FLTR icon
89
VanEck IG Floating Rate ETF
FLTR
$2.56B
– –
-26,600
Closed -$658K
IBM icon
90
IBM
IBM
$227B
– –
-3,403
Closed -$472K
KEY icon
91
KeyCorp
KEY
$20.8B
– –
-30,282
Closed -$394K
KYN icon
92
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
– –
-35,913
Closed -$832K
MMM icon
93
3M
MMM
$81B
– –
-3,855
Closed -$457K
PEP icon
94
PepsiCo
PEP
$203B
– –
-3,768
Closed -$355K
QID icon
95
ProShares UltraShort QQQ
QID
$279M
– –
-168
Closed -$497K
MXWL
96
DELISTED
Maxwell Technologies Inc
MXWL
– –
-45,000
Closed -$244K
UNIS
97
DELISTED
Unilife Corporation
UNIS
– –
-7,500
Closed -$73K
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