CG

Caprock Group Portfolio holdings

AUM $3.28B
This Quarter Return
+2.49%
1 Year Return
+15.66%
3 Year Return
+46.1%
5 Year Return
+165.94%
10 Year Return
+245.23%
AUM
$97.8M
AUM Growth
+$97.8M
Cap. Flow
+$4.26M
Cap. Flow %
4.35%
Top 10 Hldgs %
54.39%
Holding
106
New
11
Increased
30
Reduced
7
Closed
27

Top Buys

1
IWM icon
iShares Russell 2000 ETF
IWM
$3.27M
2
VOO icon
Vanguard S&P 500 ETF
VOO
$2.16M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
$2.05M
4
QQQ icon
Invesco QQQ Trust
QQQ
$2.04M
5
VO icon
Vanguard Mid-Cap ETF
VO
$1.68M

Top Sells

1
TYG
Tortoise Energy Infrastructure Corp
TYG
$4.71M
2
BP icon
BP
BP
$1.6M
3
SCD
LMP Capital and Income Fund
SCD
$1.15M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
$945K
5
ACSF
American Capital Senior Floating, Ltd.
ACSF
$635K

Sector Composition

1 Consumer Staples 9.17%
2 Industrials 6.18%
3 Consumer Discretionary 5.59%
4 Technology 5.53%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TROW icon
76
T Rowe Price
TROW
$23.2B
$200K 0.2%
2,464
– –
ARTX
77
DELISTED
Arotech Corporation
ARTX
$155K 0.16%
50,000
– –
OPK icon
78
Opko Health
OPK
$1.1B
$142K 0.15%
+10,000
New +$142K
LSTA icon
79
Lisata Therapeutics
LSTA
$19.8M
$43K 0.04%
113
– –
PSTR
80
DELISTED
POSTROCK ENERGY CORP COM STK (DE) NEW
PSTR
– –
-43,134
Closed -$155K
EOX
81
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-2,500
Closed -$60K
ACAS
82
DELISTED
American Capital Ltd
ACAS
– –
-20,000
Closed -$292K
ARCC icon
83
Ares Capital
ARCC
$15.7B
– –
-35,978
Closed -$561K
BP icon
84
BP
BP
$88.8B
– –
-50,670
Closed -$1.6M
CMI icon
85
Cummins
CMI
$54B
– –
-2,400
Closed -$346K
EEM icon
86
iShares MSCI Emerging Markets ETF
EEM
$19B
– –
-6,141
Closed -$241K
EPD icon
87
Enterprise Products Partners
EPD
$68.9B
– –
-6,726
Closed -$243K
FFIV icon
88
F5
FFIV
$17.8B
– –
-3,750
Closed -$489K
GDV icon
89
Gabelli Dividend & Income Trust
GDV
$2.38B
– –
-12,200
Closed -$264K
HEDJ icon
90
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.78B
– –
-33,964
Closed -$945K
MO icon
91
Altria Group
MO
$112B
– –
-5,251
Closed -$259K
PFLT icon
92
PennantPark Floating Rate Capital
PFLT
$1.01B
– –
-45,006
Closed -$618K
PHYS icon
93
Sprott Physical Gold
PHYS
$12.7B
– –
-33,850
Closed -$331K
PM icon
94
Philip Morris
PM
$254B
– –
-6,215
Closed -$506K
SCD
95
LMP Capital and Income Fund
SCD
$271M
– –
-68,680
Closed -$1.15M
SLB icon
96
Schlumberger
SLB
$52.2B
– –
-2,884
Closed -$246K
SPPP
97
Sprott Physical Platinum and Palladium Trust
SPPP
$307M
– –
-40,160
Closed -$347K
TECH icon
98
Bio-Techne
TECH
$8.3B
– –
-12,396
Closed -$286K
TYG
99
Tortoise Energy Infrastructure Corp
TYG
$736M
– –
-26,901
Closed -$4.71M
WYNN icon
100
Wynn Resorts
WYNN
$13.1B
– –
-1,878
Closed -$279K
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