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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+2.49%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.8M
AUM Growth
+$5.63M
Cap. Flow
+$3.87M
Cap. Flow %
3.95%
Top 10 Hldgs %
54.39%
Holding
106
New
11
Increased
30
Reduced
7
Closed
27

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$3.17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$2.16M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.03M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.03M
5
VB icon
Vanguard Small-Cap ETF
VB
+$1.59M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$4.71M
2
BP icon
BP
BP
+$1.6M
3
SCD
LMP Capital and Income Fund
SCD
+$1.15M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$945K
5
ACSF
American Capital Senior Floating, Ltd.
ACSF
+$635K

Sector Composition

Rank Sector Weight
1 Consumer Staples 9.17%
2 Industrials 6.18%
3 Consumer Discretionary 5.59%
4 Technology 5.53%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROW icon
76
T. Rowe Price
TROW
$24.7B
$200K 0.2%
2,464
– –
ARTX
77
DELISTED
Arotech Corporation
ARTX
$155K 0.16%
50,000
– –
OPK icon
78
Opko Health
OPK
$891M
$142K 0.15%
+10,000
New +$130K
LSTA icon
79
Lisata Therapeutics
LSTA
$19.3M
$43K 0.04%
113
– –
ARCC icon
80
Ares Capital
ARCC
$13.3B
– –
-35,978
Closed -$561K
BP icon
81
BP
BP
$114B
– –
-50,670
Closed -$1.6M
CMI icon
82
Cummins
CMI
$91.7B
– –
-2,400
Closed -$346K
EEM icon
83
iShares MSCI Emerging Markets ETF
EEM
$28.5B
– –
-6,141
Closed -$241K
EPD icon
84
Enterprise Products Partners
EPD
$84.1B
– –
-6,726
Closed -$243K
FFIV icon
85
F5
FFIV
$22B
– –
-3,750
Closed -$489K
GDV icon
86
Gabelli Dividend & Income Trust
GDV
$2.58B
– –
-12,200
Closed -$264K
HEDJ icon
87
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.81B
– –
-33,964
Closed -$945K
MO icon
88
Altria Group
MO
$120B
– –
-5,251
Closed -$259K
PFLT icon
89
PennantPark Floating Rate Capital
PFLT
$683M
– –
-45,006
Closed -$618K
PHYS icon
90
Sprott Physical Gold
PHYS
$14.6B
– –
-33,850
Closed -$331K
PM icon
91
Philip Morris
PM
$296B
– –
-6,215
Closed -$506K
SCD
92
LMP Capital and Income Fund
SCD
$354M
– –
-68,680
Closed -$1.15M
SLB icon
93
SLB Ltd
SLB
$70.9B
– –
-2,884
Closed -$246K
SPPP
94
Sprott Physical Platinum and Palladium Trust
SPPP
$561M
– –
-40,160
Closed -$347K
TECH icon
95
Bio-Techne
TECH
$11.2B
– –
-12,396
Closed -$286K
TYG
96
Tortoise Energy Infrastructure Corp
TYG
$1.14B
– –
-26,901
Closed -$4.71M
WYNN icon
97
Wynn Resorts
WYNN
$10B
– –
-1,878
Closed -$279K
SUNS
98
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-39,175
Closed -$586K
TFCFA
99
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-5,304
Closed -$204K
GPT
100
DELISTED
Gramercy Property Trust
GPT
– –
-8,333
Closed -$173K
1 2 3
4
5

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q1 2015 Portfolio in Review

As of Q1 2015, Caprock Group held 106 positions worth $97.8M, up 6.1% from $92.2M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Caprock Group deployed $3.87M of net new capital in Q1 2015, opening 11 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 37,710 shares worth $2.04M.

By sector, the portfolio is most concentrated in Consumer Staples at 9.2% of assets, down from 10% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Neuberger Energy Infrastructure and Income Fund Inc, an estimated $489K trimmed.

  • Caprock Group's largest Q1 2015 buy was Vanguard FTSE Europe ETF: 37,710 shares worth $2.04M.
  • Caprock Group added most to iShares Russell 2000 ETF in Q1 2015, an estimated $3.17M increase.
  • Caprock Group's biggest Q1 2015 reduction was Neuberger Energy Infrastructure and Income Fund Inc, cutting an estimated $489K.
  • Caprock Group fully exited Tortoise Energy Infrastructure Corp in Q1 2015, selling an estimated $4.71M.
  • Caprock Group's ten largest holdings make up 54% of its $97.8M portfolio in Q1 2015.
  • Caprock Group opened 11 new positions and closed 27 in Q1 2015.
  • Caprock Group's portfolio value rose 6.1% quarter-over-quarter to $97.8M.

Based on Caprock Group's 13F filing for Q1 2015, filed 8 May 2015.