CG

Caprock Group Portfolio holdings

AUM $4.73B
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.75B
AUM Growth
+$289M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
980
New
Increased
Reduced
Closed

Top Buys

1
+$53.6M
2
+$52.5M
3
+$12.5M
4
NVO icon
Novo Nordisk
NVO
+$8.17M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$7.44M

Top Sells

1
+$54M
2
+$8.39M
3
+$4.55M
4
AXP icon
American Express
AXP
+$4.33M
5
MS icon
Morgan Stanley
MS
+$4.31M

Sector Composition

1 Technology 21.1%
2 Financials 8.72%
3 Healthcare 8.24%
4 Consumer Discretionary 6.47%
5 Communication Services 6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
951
– –
-6,743
952
– –
-10,879
953
– –
-4,863
954
– –
-1,600
955
– –
-2,615
956
– –
-61,049
957
– –
-7,384
958
– –
-827
959
– –
-2,725
960
– –
-12,652
961
– –
-10,062
962
– –
-1,155
963
– –
-12,550
964
– –
-5,122
965
– –
-44,336
966
– –
-9,350
967
– –
-1,669
968
– –
-2,561
969
– –
-11,363
970
– –
-8,000
971
– –
-2,798
972
– –
-500
973
– –
-4,604
974
– –
-101,667
975
– –
-1,087
36 37 38
39
40