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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.03%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$33.9M
Cap. Flow
+$30M
Cap. Flow %
17.15%
Top 10 Hldgs %
51.66%
Holding
97
New
23
Increased
28
Reduced
26
Closed
10

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$7.24M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$7.18M
3
VOT icon
Vanguard Mid-Cap Growth ETF
VOT
+$5.53M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.97M
5
VTV icon
Vanguard Value ETF
VTV
+$3.93M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.12M
2
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$1.75M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.58M
4
GLD icon
SPDR Gold Trust
GLD
+$1.35M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.23M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.16%
2 Financials 4.92%
3 Industrials 3.29%
4 Technology 3.18%
5 Healthcare 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
51
iShares Russell 1000 Growth ETF
IWF
$125B
$463K 0.27%
18,604
-1,644
-8% -$41K
EPI icon
52
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$451K 0.26%
22,689
+2
+0% +$40
CRM icon
53
Salesforce
CRM
$133B
$443K 0.25%
5,650
– –
HD icon
54
Home Depot
HD
$330B
$364K 0.21%
2,752
-264
-9% -$33.6K
DVY icon
55
iShares Select Dividend ETF
DVY
$23.8B
$355K 0.2%
4,729
+182
+4% +$13.8K
VWO icon
56
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$352K 0.2%
10,776
+542
+5% +$18.7K
DIS icon
57
Walt Disney
DIS
$166B
$349K 0.2%
3,321
-200
-6% -$22.3K
POT
58
DELISTED
Potash Corp Of Saskatchewan
POT
$343K 0.2%
20,020
– –
UPS icon
59
United Parcel Service
UPS
$98.5B
$337K 0.19%
3,504
+423
+14% +$43.2K
USDU icon
60
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$471M
$328K 0.19%
+12,000
New +$344K
IWR icon
61
iShares Russell Mid-Cap ETF
IWR
$56.7B
$301K 0.17%
7,528
-3,864
-34% -$157K
PHYS icon
62
Sprott Physical Gold
PHYS
$14.9B
$282K 0.16%
32,290
+1,000
+3% +$9.07K
FCRD
63
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$281K 0.16%
26,247
+247
+1% +$2.82K
BIZD icon
64
VanEck BDC Income ETF
BIZD
$1.6B
$278K 0.16%
17,657
-13,080
-43% -$214K
PFF icon
65
iShares Preferred and Income Securities ETF
PFF
$13.3B
$271K 0.16%
6,978
+1,169
+20% +$45.5K
EXG icon
66
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.96B
$257K 0.15%
29,078
+98
+0.3% +$880
SPPP
67
Sprott Physical Platinum and Palladium Trust
SPPP
$581M
$247K 0.14%
40,160
– –
CVX icon
68
Chevron
CVX
$384B
$244K 0.14%
2,713
-860
-24% -$77.5K
IWB icon
69
iShares Russell 1000 ETF
IWB
$48.3B
$243K 0.14%
2,148
+2
+0.1% +$229
NML
70
Neuberger Energy Infrastructure and Income Fund Inc
NML
$591M
$243K 0.14%
29,759
-160,764
-84% -$1.75M
VFH icon
71
Vanguard Financials ETF
VFH
$13.3B
$243K 0.14%
5,013
+13
+0.3% +$636
KO icon
72
Coca-Cola
KO
$354B
$233K 0.13%
5,413
-3,004
-36% -$127K
ADSK icon
73
Autodesk
ADSK
$43B
$232K 0.13%
+3,807
New +$221K
SRCL
74
DELISTED
Stericycle Inc
SRCL
$230K 0.13%
+1,907
New +$243K
VIPS icon
75
Vipshop
VIPS
$7.05B
$228K 0.13%
+14,925
New +$262K
1 2
3
4

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2015 Portfolio in Review

As of Q4 2015, Caprock Group held 97 positions worth $175M, up 24% from $141M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Caprock Group deployed $30M of net new capital in Q4 2015, opening 23 new positions and adding to 28 existing holdings. Its largest new stake was Vanguard Growth ETF: 404,268 shares worth $7.17M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, down from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.12M trimmed.

  • Caprock Group's largest Q4 2015 buy was Vanguard Growth ETF: 404,268 shares worth $7.17M.
  • Caprock Group added most to Vanguard S&P 500 ETF in Q4 2015, an estimated $3.97M increase.
  • Caprock Group's biggest Q4 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.12M.
  • Caprock Group fully exited Kayne Anderson Energy Infrastructure Fund in Q4 2015, selling an estimated $832K.
  • Caprock Group's ten largest holdings make up 52% of its $175M portfolio in Q4 2015.
  • Caprock Group opened 23 new positions and closed 10 in Q4 2015.
  • Caprock Group's portfolio value rose 24% quarter-over-quarter to $175M.

Based on Caprock Group's 13F filing for Q4 2015, filed 9 Feb 2016.