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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
-$40.3M
Cap. Flow
+$8.01M
Cap. Flow %
0.61%
Top 10 Hldgs %
36.86%
Holding
693
New
34
Increased
310
Reduced
241
Closed
34

Top Buys

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$6.42M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.67M
3
HPQ icon
HP
HPQ
+$1.28M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$782K
5
PARA
Paramount Global Class B
PARA
+$724K

Top Sells

Rank Stock Value
1
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$5.25M
2
PKX icon
POSCO
PKX
+$1.49M
3
ZTS icon
Zoetis
ZTS
+$1.43M
4
AAPL icon
Apple
AAPL
+$1.14M
5
CTSH icon
Cognizant
CTSH
+$726K

Sector Composition

Rank Sector Weight
1 Technology 16.3%
2 Financials 8.03%
3 Healthcare 6.69%
4 Communication Services 5.27%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADMA icon
651
ADMA Biologics
ADMA
$1.92B
$44.1K ﹤0.01%
12,317
+2,056
+20% +$7.91K
BLND icon
652
Blend Labs
BLND
$409M
$41.1K ﹤0.01%
30,000
-2,725
-8% -$3.31K
PRPL icon
653
Purple Innovation
PRPL
$33.2M
$36.8K ﹤0.01%
861
– –
ADV icon
654
Advantage Solutions
ADV
$484M
$35.5K ﹤0.01%
499
– –
OPK icon
655
Opko Health
OPK
$921M
$32.8K ﹤0.01%
20,484
– –
NEXI
656
DELISTED
NexImmune, Inc. Common Stock
NEXI
$21.7K ﹤0.01%
4,139
– –
AGEN
657
Agenus
AGEN
$249M
$19.8K ﹤0.01%
+875
New +$24.8K
GSAT icon
658
Globalstar
GSAT
$10.2B
$13.1K ﹤0.01%
667
-25
-4% -$448
SENS icon
659
Senseonics Holdings Inc
SENS
$254M
$6.04K ﹤0.01%
500
– –
ATO icon
660
Atmos Energy
ATO
$29.9B
– –
-2,518
Closed -$293K
AVB icon
661
AvalonBay Communities
AVB
$27.1B
– –
-1,075
Closed -$205K
BBY icon
662
Best Buy
BBY
$18B
– –
-2,676
Closed -$222K
CHKP icon
663
Check Point Software Technologies
CHKP
$13.3B
– –
-1,599
Closed -$201K
CMA
664
DELISTED
Comerica
CMA
– –
-5,544
Closed -$238K
CTRA
665
DELISTED
Coterra Energy
CTRA
– –
-8,855
Closed -$224K
ENPH icon
666
Enphase Energy
ENPH
$4.84B
– –
-2,283
Closed -$382K
EQR icon
667
Equity Residential
EQR
$25.4B
– –
-3,269
Closed -$218K
EXAS
668
DELISTED
Exact Sciences
EXAS
– –
-2,227
Closed -$209K
FWRD icon
669
Forward Air
FWRD
$482M
– –
-2,869
Closed -$304K
GPK icon
670
Graphic Packaging
GPK
$3.26B
– –
-8,993
Closed -$217K
ICLR icon
671
Icon
ICLR
$12.8B
– –
-820
Closed -$205K
IEFA icon
672
iShares Core MSCI EAFE ETF
IEFA
$186B
– –
-3,086
Closed -$208K
IVE icon
673
iShares S&P 500 Value ETF
IVE
$48.9B
– –
-3,863
Closed -$623K
LPX icon
674
Louisiana-Pacific
LPX
$5.2B
– –
-2,700
Closed -$202K
MAA icon
675
Mid-America Apartment Communities
MAA
$15.6B
– –
-1,346
Closed -$204K
24 25 26
27
28

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2023 Portfolio in Review

As of Q3 2023, Caprock Group held 693 positions worth $1.32B, down 3% from $1.36B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group's Q3 2023 filing shows 34 new, 310 increased, 241 reduced and 34 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M. The largest sale was Innovator US Equity Power Buffer ETF April, an estimated $5.25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q3 2023, an estimated $2.67M increase.
  • Caprock Group's biggest Q3 2023 reduction was Zoetis, cutting an estimated $1.43M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF April in Q3 2023, selling an estimated $5.25M.
  • Caprock Group's ten largest holdings make up 37% of its $1.32B portfolio in Q3 2023.
  • Caprock Group opened 34 new positions and closed 34 in Q3 2023.
  • Caprock Group's portfolio value fell 3% quarter-over-quarter to $1.32B.

Based on Caprock Group's 13F filing for Q3 2023, filed 18 Oct 2023.