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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
-$40.3M
Cap. Flow
+$8.01M
Cap. Flow %
0.61%
Top 10 Hldgs %
36.86%
Holding
693
New
34
Increased
310
Reduced
241
Closed
34

Top Buys

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$6.42M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.67M
3
HPQ icon
HP
HPQ
+$1.28M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$782K
5
PARA
Paramount Global Class B
PARA
+$724K

Top Sells

Rank Stock Value
1
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$5.25M
2
PKX icon
POSCO
PKX
+$1.49M
3
ZTS icon
Zoetis
ZTS
+$1.43M
4
AAPL icon
Apple
AAPL
+$1.14M
5
CTSH icon
Cognizant
CTSH
+$726K

Sector Composition

Rank Sector Weight
1 Technology 16.3%
2 Financials 8.03%
3 Healthcare 6.69%
4 Communication Services 5.27%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPDW icon
601
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$209K 0.02%
6,730
– –
PEG icon
602
Public Service Enterprise Group
PEG
$39.8B
$208K 0.02%
3,652
-338
-8% -$20.8K
DORM icon
603
Dorman Products
DORM
$4.01B
$207K 0.02%
2,738
– –
VNO icon
604
Vornado Realty Trust
VNO
$7.47B
$207K 0.02%
+9,118
New +$202K
ADM icon
605
Archer Daniels Midland
ADM
$41.4B
$205K 0.02%
2,711
-309
-10% -$25K
MFC icon
606
Manulife Financial
MFC
$72.6B
$204K 0.02%
+11,185
New +$211K
VOYA icon
607
Voya Financial
VOYA
$8.94B
$204K 0.02%
+3,067
New +$218K
HUBG icon
608
HUB Group
HUBG
$3.01B
$202K 0.02%
+5,150
New +$211K
LYG icon
609
Lloyds Banking Group
LYG
$87.4B
$202K 0.02%
94,947
-8,903
-9% -$19.3K
JWN
610
DELISTED
Nordstrom
JWN
$201K 0.02%
13,483
+2
+0% +$37
SEIC icon
611
SEI Investments
SEIC
$11.9B
$201K 0.02%
+3,333
New +$205K
PGNY icon
612
Progyny
PGNY
$2.44B
$201K 0.02%
5,900
+79
+1% +$2.98K
RF icon
613
Regions Financial
RF
$26.3B
$200K 0.02%
11,461
-7,811
-41% -$148K
GFI icon
614
Gold Fields
GFI
$29.2B
$188K 0.01%
17,327
-947
-5% -$12.5K
OMER icon
615
Omeros
OMER
$709M
$178K 0.01%
60,819
+7
+0% +$28
TPVG icon
616
TriplePoint Venture Growth BDC
TPVG
$180M
$176K 0.01%
16,800
– –
OPEN icon
617
Opendoor
OPEN
$3.69B
$171K 0.01%
66,936
– –
CIG icon
618
CEMIG Preferred Shares
CIG
$6.09B
$171K 0.01%
91,842
+1,920
+2% +$3.71K
HST icon
619
Host Hotels & Resorts
HST
$16.8B
$169K 0.01%
10,379
-256
-2% -$4.27K
NMR icon
620
Nomura Holdings
NMR
$28.7B
$168K 0.01%
41,906
-2,175
-5% -$8.66K
WBD icon
621
Warner Bros
WBD
$64.6B
$160K 0.01%
+14,706
New +$184K
BCS icon
622
Barclays
BCS
$94.1B
$159K 0.01%
20,453
-4,705
-19% -$36.5K
NIO icon
623
NIO
NIO
$11.3B
$157K 0.01%
+17,412
New +$194K
CCL icon
624
Carnival Corporation Ltd
CCL
$36.1B
$144K 0.01%
10,488
-388
-4% -$6.43K
PMT
625
PennyMac Mortgage Investment
PMT
$849M
$141K 0.01%
11,393
+209
+2% +$2.73K
23 24
25
26 27

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2023 Portfolio in Review

As of Q3 2023, Caprock Group held 693 positions worth $1.32B, down 3% from $1.36B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group's Q3 2023 filing shows 34 new, 310 increased, 241 reduced and 34 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M. The largest sale was Innovator US Equity Power Buffer ETF April, an estimated $5.25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q3 2023, an estimated $2.67M increase.
  • Caprock Group's biggest Q3 2023 reduction was Zoetis, cutting an estimated $1.43M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF April in Q3 2023, selling an estimated $5.25M.
  • Caprock Group's ten largest holdings make up 37% of its $1.32B portfolio in Q3 2023.
  • Caprock Group opened 34 new positions and closed 34 in Q3 2023.
  • Caprock Group's portfolio value fell 3% quarter-over-quarter to $1.32B.

Based on Caprock Group's 13F filing for Q3 2023, filed 18 Oct 2023.