CG

Caprock Group Portfolio holdings

AUM $4.73B
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.06B
AUM Growth
-$149M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
673
New
Increased
Reduced
Closed

Top Buys

1
+$29.5M
2
+$14.8M
3
+$9.84M
4
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$7.26M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$5.72M

Top Sells

1
+$6.45M
2
+$3.53M
3
+$3.17M
4
IWV icon
iShares Russell 3000 ETF
IWV
+$2.95M
5
ZEV
Lightning eMotors, Inc.
ZEV
+$2.4M

Sector Composition

1 Technology 18.33%
2 Financials 10.4%
3 Healthcare 7.45%
4 Consumer Discretionary 5.74%
5 Communication Services 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
601
$20K ﹤0.01%
+500
602
$18K ﹤0.01%
129,500
+4,100
603
$6K ﹤0.01%
+45,648
604
$4K ﹤0.01%
+5,787
605
$3K ﹤0.01%
57,008
-72
606
$3K ﹤0.01%
19,422
-213
607
– –
-1,172
608
– –
-1,749
609
– –
-6,058
610
$0 ﹤0.01%
1,959
+73
611
– –
-59,292
612
– –
-1,227
613
– –
-11,011
614
– –
-3,402
615
– –
-1,111
616
– –
-5,767
617
– –
-604
618
– –
-7,000
619
– –
-1,800
620
– –
-1,375
621
– –
-2,268
622
– –
-2,420
623
– –
-3,575
624
– –
-6,317
625
– –
-9,445
23 24
25
26 27