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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
-$40.3M
Cap. Flow
+$8.01M
Cap. Flow %
0.61%
Top 10 Hldgs %
36.86%
Holding
693
New
34
Increased
310
Reduced
241
Closed
34

Top Buys

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$6.42M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.67M
3
HPQ icon
HP
HPQ
+$1.28M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$782K
5
PARA
Paramount Global Class B
PARA
+$724K

Top Sells

Rank Stock Value
1
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$5.25M
2
PKX icon
POSCO
PKX
+$1.49M
3
ZTS icon
Zoetis
ZTS
+$1.43M
4
AAPL icon
Apple
AAPL
+$1.14M
5
CTSH icon
Cognizant
CTSH
+$726K

Sector Composition

Rank Sector Weight
1 Technology 16.3%
2 Financials 8.03%
3 Healthcare 6.69%
4 Communication Services 5.27%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RELX icon
476
RELX
RELX
$60.1B
$323K 0.02%
9,582
-2,548
-21% -$84.2K
SNOW icon
477
Snowflake
SNOW
$92.9B
$321K 0.02%
2,102
-628
-23% -$102K
ILMN icon
478
Illumina
ILMN
$29.4B
$318K 0.02%
2,382
-930
-28% -$153K
DAL icon
479
Delta Air Lines
DAL
$55.9B
$316K 0.02%
8,535
+4,034
+90% +$175K
EWA icon
480
iShares MSCI Australia ETF
EWA
$1.34B
$315K 0.02%
14,646
-6,045
-29% -$135K
PCG icon
481
PG&E
PCG
$47.8B
$315K 0.02%
19,497
-981
-5% -$16.9K
BF.B icon
482
Brown-Forman Class B
BF.B
$12B
$313K 0.02%
5,405
+97
+2% +$6.45K
KEYS icon
483
Keysight
KEYS
$54.5B
$311K 0.02%
2,350
-8
-0.3% -$1.19K
ESGU icon
484
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$310K 0.02%
3,291
– –
TT icon
485
Trane Technologies
TT
$106B
$310K 0.02%
1,528
+208
+16% +$41.7K
NGG icon
486
National Grid
NGG
$82.7B
$308K 0.02%
5,396
-255
-5% -$15.4K
SCHM icon
487
Schwab US Mid-Cap ETF
SCHM
$14.6B
$307K 0.02%
13,590
+48
+0.4% +$1.14K
SM icon
488
SM Energy
SM
$7.96B
$306K 0.02%
7,724
-174
-2% -$6.6K
XEL icon
489
Xcel Energy
XEL
$51B
$305K 0.02%
5,262
+228
+5% +$13.7K
IT icon
490
Gartner
IT
$9.41B
$304K 0.02%
886
-108
-11% -$37.7K
CCEP icon
491
Coca-Cola Europacific Partners
CCEP
$46.5B
$304K 0.02%
4,862
+855
+21% +$54.4K
MPC icon
492
Marathon Petroleum
MPC
$90.3B
$302K 0.02%
1,994
-20
-1% -$2.79K
RWT
493
Redwood Trust
RWT
$616M
$302K 0.02%
42,334
+463
+1% +$3.41K
KEY icon
494
KeyCorp
KEY
$24.3B
$297K 0.02%
27,623
-23,253
-46% -$257K
APAM icon
495
Artisan Partners
APAM
$2.79B
$296K 0.02%
7,897
-13
-0.2% -$504
MTCH icon
496
Match Group
MTCH
$8.84B
$295K 0.02%
7,518
+1,393
+23% +$61.8K
RMD icon
497
ResMed
RMD
$28.3B
$294K 0.02%
1,991
+141
+8% +$25.5K
HIG icon
498
Hartford Financial Services
HIG
$38.5B
$293K 0.02%
4,106
+329
+9% +$23.9K
STT icon
499
State Street
STT
$50.9B
$292K 0.02%
4,317
+298
+7% +$21K
EVRG icon
500
Evergy
EVRG
$20.1B
$292K 0.02%
5,751
+222
+4% +$12.6K
18 19
20
21 22

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2023 Portfolio in Review

As of Q3 2023, Caprock Group held 693 positions worth $1.32B, down 3% from $1.36B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group's Q3 2023 filing shows 34 new, 310 increased, 241 reduced and 34 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M. The largest sale was Innovator US Equity Power Buffer ETF April, an estimated $5.25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q3 2023, an estimated $2.67M increase.
  • Caprock Group's biggest Q3 2023 reduction was Zoetis, cutting an estimated $1.43M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF April in Q3 2023, selling an estimated $5.25M.
  • Caprock Group's ten largest holdings make up 37% of its $1.32B portfolio in Q3 2023.
  • Caprock Group opened 34 new positions and closed 34 in Q3 2023.
  • Caprock Group's portfolio value fell 3% quarter-over-quarter to $1.32B.

Based on Caprock Group's 13F filing for Q3 2023, filed 18 Oct 2023.