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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
-$40.3M
Cap. Flow
+$8.01M
Cap. Flow %
0.61%
Top 10 Hldgs %
36.86%
Holding
693
New
34
Increased
310
Reduced
241
Closed
34

Top Buys

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$6.42M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.67M
3
HPQ icon
HP
HPQ
+$1.28M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$782K
5
PARA
Paramount Global Class B
PARA
+$724K

Top Sells

Rank Stock Value
1
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$5.25M
2
PKX icon
POSCO
PKX
+$1.49M
3
ZTS icon
Zoetis
ZTS
+$1.43M
4
AAPL icon
Apple
AAPL
+$1.14M
5
CTSH icon
Cognizant
CTSH
+$726K

Sector Composition

Rank Sector Weight
1 Technology 16.3%
2 Financials 8.03%
3 Healthcare 6.69%
4 Communication Services 5.27%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWR icon
26
Quanta Services
PWR
$97.5B
$7.61M 0.58%
40,665
-772
-2% -$155K
JNJ icon
27
Johnson & Johnson
JNJ
$622B
$7.48M 0.57%
48,052
-288
-0.6% -$47.5K
UNH icon
28
UnitedHealth
UNH
$386B
$7.09M 0.54%
14,062
+233
+2% +$115K
MA icon
29
Mastercard
MA
$467B
$7.08M 0.54%
17,875
+1,286
+8% +$516K
IWB icon
30
iShares Russell 1000 ETF
IWB
$47.6B
$6.95M 0.53%
29,454
– –
SOFI icon
31
SoFi Technologies
SOFI
$21.4B
$6.86M 0.52%
859,122
+70,901
+9% +$623K
AJG icon
32
Arthur J. Gallagher & Co
AJG
$62.3B
$6.65M 0.5%
29,195
-49
-0.2% -$11K
IVV icon
33
iShares Core S&P 500 ETF
IVV
$874B
$6.61M 0.5%
15,325
– –
ADBE icon
34
Adobe
ADBE
$84.7B
$6.48M 0.49%
12,712
+231
+2% +$121K
HD icon
35
Home Depot
HD
$324B
$6.48M 0.49%
21,441
+237
+1% +$76.2K
VB icon
36
Vanguard Small-Cap ETF
VB
$79.2B
$6.41M 0.49%
33,920
-799
-2% -$159K
ORCL icon
37
Oracle
ORCL
$346B
$6.38M 0.48%
60,202
+611
+1% +$70.7K
PAUG icon
38
Innovator US Equity Power Buffer ETF August
PAUG
$856M
$6.3M 0.48%
+203,014
New +$6.42M
PJUL icon
39
Innovator US Equity Power Buffer ETF July
PJUL
$1.17B
$5.96M 0.45%
176,818
– –
GE icon
40
GE Aerospace
GE
$361B
$5.93M 0.45%
67,260
-283
-0.4% -$25.4K
CSCO icon
41
Cisco
CSCO
$444B
$5.59M 0.42%
104,055
-2,243
-2% -$121K
LLY icon
42
Eli Lilly
LLY
$1.05T
$5.53M 0.42%
10,285
+159
+2% +$81.9K
VUG icon
43
Vanguard Growth ETF
VUG
$216B
$5.38M 0.41%
118,482
-1,584
-1% -$74.8K
AVGO icon
44
Broadcom
AVGO
$1.86T
$5.33M 0.4%
64,140
-90
-0.1% -$7.8K
VYM icon
45
Vanguard High Dividend Yield ETF
VYM
$80.5B
$5.22M 0.39%
50,483
-1,711
-3% -$184K
QUAL icon
46
iShares MSCI USA Quality Factor ETF
QUAL
$45.5B
$5.03M 0.38%
38,031
– –
XOM icon
47
ExxonMobil
XOM
$654B
$4.87M 0.37%
41,410
-1,321
-3% -$145K
JPM icon
48
JPMorgan Chase
JPM
$925B
$4.69M 0.35%
32,305
+61
+0.2% +$9.14K
CMCSA icon
49
Comcast
CMCSA
$79.7B
$4.63M 0.35%
104,315
-7,382
-7% -$330K
PLTR icon
50
Palantir
PLTR
$293B
$4.49M 0.34%
280,530
+891
+0.3% +$14.2K
1
2
3 4 5

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2023 Portfolio in Review

As of Q3 2023, Caprock Group held 693 positions worth $1.32B, down 3% from $1.36B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group's Q3 2023 filing shows 34 new, 310 increased, 241 reduced and 34 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M. The largest sale was Innovator US Equity Power Buffer ETF April, an estimated $5.25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q3 2023, an estimated $2.67M increase.
  • Caprock Group's biggest Q3 2023 reduction was Zoetis, cutting an estimated $1.43M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF April in Q3 2023, selling an estimated $5.25M.
  • Caprock Group's ten largest holdings make up 37% of its $1.32B portfolio in Q3 2023.
  • Caprock Group opened 34 new positions and closed 34 in Q3 2023.
  • Caprock Group's portfolio value fell 3% quarter-over-quarter to $1.32B.

Based on Caprock Group's 13F filing for Q3 2023, filed 18 Oct 2023.