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CG

Caprock Group Portfolio holdings

AUM $5.22B
1-Year Est. Return 42.47%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+42.47%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
Cap. Flow
-$48.5M
Cap. Flow %
-12.2%
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.37M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.44M
3
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.71M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$1.81M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.37M

Top Sells

Rank Stock Value
1
EXPD icon
Expeditors International
EXPD
+$3.14M
2
ARI
Apollo Commercial Real Estate
ARI
+$1.55M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$1.39M
4
SPG icon
Simon Property Group
SPG
+$1.29M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.08%
2 Financials 8.78%
3 Technology 8.57%
4 Healthcare 8.49%
5 Consumer Staples 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
26
Oracle
ORCL
$457B
$2.51M 0.63%
65,351
-9,722
-13% -$380K
AMZN icon
27
Amazon
AMZN
$2.79T
$2.42M 0.61%
64,620
+9,280
+17% +$364K
XOM icon
28
ExxonMobil
XOM
$656B
$2.41M 0.61%
26,713
-8,193
-23% -$716K
T icon
29
AT&T
T
$176B
$2.39M 0.6%
74,421
-31,996
-30% -$944K
GOOGL icon
30
Alphabet (Google) Class A
GOOGL
$4.14T
$2.38M 0.6%
60,200
-13,940
-19% -$557K
IAU icon
31
iShares Gold Trust
IAU
$65.8B
$2.35M 0.59%
106,249
-6,532
-6% -$153K
MRK icon
32
Merck
MRK
$371B
$2.27M 0.57%
40,419
-15,212
-27% -$890K
PEP icon
33
PepsiCo
PEP
$188B
$2.26M 0.57%
21,641
-96
-0.4% -$10.1K
BRK.B icon
34
Berkshire Hathaway Class B
BRK.B
$1.08T
$2.08M 0.52%
12,781
-27
-0.2% -$4.16K
IBM icon
35
IBM
IBM
$221B
$2.08M 0.52%
13,108
-3,284
-20% -$500K
DIS icon
36
Walt Disney
DIS
$182B
$2.06M 0.52%
19,783
-2,247
-10% -$219K
MMM icon
37
3M
MMM
$86.9B
$2.05M 0.52%
13,737
+457
+3% +$65.9K
EPD icon
38
Enterprise Products Partners
EPD
$84.1B
$1.96M 0.49%
72,611
-40,835
-36% -$1.06M
VZ icon
39
Verizon
VZ
$208B
$1.91M 0.48%
35,816
-12,171
-25% -$608K
META icon
40
Meta Platforms (Facebook)
META
$1.57T
$1.84M 0.46%
16,038
-5,497
-26% -$675K
JPM icon
41
JPMorgan Chase
JPM
$953B
$1.82M 0.46%
21,135
-9,192
-30% -$701K
WMT icon
42
Walmart Inc
WMT
$850B
$1.82M 0.46%
78,936
-5,604
-7% -$131K
UPS icon
43
United Parcel Service
UPS
$87B
$1.81M 0.46%
15,771
-4,393
-22% -$495K
VUG icon
44
Vanguard Morningstar Growth ETF
VUG
$228B
$1.8M 0.45%
97,002
-2,916
-3% -$53.9K
VBR icon
45
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$1.72M 0.43%
14,240
-68
-0.5% -$7.8K
HD icon
46
Home Depot
HD
$320B
$1.71M 0.43%
12,748
-916
-7% -$118K
GOOG icon
47
Alphabet (Google) Class C
GOOG
$4.1T
$1.65M 0.42%
42,800
-7,820
-15% -$305K
QCOM icon
48
Qualcomm
QCOM
$180B
$1.63M 0.41%
24,988
-13,903
-36% -$934K
SBUX icon
49
Starbucks
SBUX
$119B
$1.58M 0.4%
28,495
+4,600
+19% +$255K
TIP icon
50
iShares TIPS Bond ETF
TIP
$15B
$1.54M 0.39%
13,576
-262
-2% -$29.9K
1
2
3 4 5

Similar funds

DFO
Duquesne Family Office New York $5.21B AUM 87.01% 1-Year Est. Return
LNWTC
Laird Norton Wetherby Trust Company Seattle, Washington $5.21B AUM 31.48% 1-Year Est. Return
CFC
Cincinnati Financial Corp Fairfield, Ohio $5.23B AUM 22.72% 1-Year Est. Return
SFG
SNS Financial Group Minneapolis, Minnesota $5.2B AUM 22.05% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $5.24B AUM 38.12% 1-Year Est. Return
EIC
Equity Investment Corp Atlanta, Georgia $5.24B AUM 11.32% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return
FAMI
Fideuram Asset Management (Ireland) Dublin 1 $5.26B AUM

Caprock Group's Q4 2016 Portfolio in Review

As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, up from 37% a quarter earlier, followed by Financials and Technology.

Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.

  • Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
  • Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
  • Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
  • Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
  • Caprock Group opened 57 new positions and closed 82 in Q4 2016.
  • Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.

Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.