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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
26
AT&T
T
$155B
$3.26M 0.74%
106,417
-1,313
-1% -$41.5K
EPD icon
27
Enterprise Products Partners
EPD
$83.9B
$3.13M 0.71%
113,446
-78,336
-41% -$2.16M
XOM icon
28
ExxonMobil
XOM
$629B
$3.05M 0.69%
34,906
+942
+3% +$83.6K
GOOGL icon
29
Alphabet (Google) Class A
GOOGL
$4.24T
$2.98M 0.68%
74,140
+3,620
+5% +$142K
ORCL icon
30
Oracle
ORCL
$366B
$2.95M 0.67%
75,073
+7,332
+11% +$299K
IAU icon
31
iShares Gold Trust
IAU
$63.4B
$2.86M 0.65%
112,781
-14,895
-12% -$383K
META icon
32
Meta Platforms (Facebook)
META
$1.63T
$2.76M 0.63%
21,535
+549
+3% +$68.2K
QCOM icon
33
Qualcomm
QCOM
$183B
$2.66M 0.6%
38,891
+2,662
+7% +$162K
VZ icon
34
Verizon
VZ
$183B
$2.49M 0.57%
47,987
+3,249
+7% +$174K
IBM icon
35
IBM
IBM
$198B
$2.49M 0.56%
16,392
+6,188
+61% +$939K
PEP icon
36
PepsiCo
PEP
$184B
$2.36M 0.54%
21,737
+5,434
+33% +$586K
AMZN icon
37
Amazon
AMZN
$2.66T
$2.32M 0.53%
55,340
+14,900
+37% +$570K
ABBV icon
38
AbbVie
ABBV
$448B
$2.21M 0.5%
34,956
+320
+0.9% +$20.7K
UPS icon
39
United Parcel Service
UPS
$96.2B
$2.21M 0.5%
20,164
-51
-0.3% -$5.57K
PGF icon
40
Invesco Financial Preferred ETF
PGF
$681M
$2.1M 0.48%
+110,161
New +$2.12M
STWD icon
41
Starwood Property Trust
STWD
$6.15B
$2.1M 0.48%
93,121
-119
-0.1% -$2.63K
IVV icon
42
iShares Core S&P 500 ETF
IVV
$887B
$2.1M 0.48%
9,633
+4,442
+86% +$966K
MPLX icon
43
MPLX
MPLX
$58B
$2.05M 0.47%
60,580
-3,402
-5% -$112K
DIS icon
44
Walt Disney
DIS
$167B
$2.05M 0.46%
22,030
-709
-3% -$67.9K
WMT icon
45
Walmart Inc
WMT
$878B
$2.03M 0.46%
84,540
+10,035
+13% +$243K
JPM icon
46
JPMorgan Chase
JPM
$918B
$2.02M 0.46%
30,327
+9,832
+48% +$641K
GOOG icon
47
Alphabet (Google) Class C
GOOG
$4.22T
$1.97M 0.45%
50,620
+4,740
+10% +$180K
MMM icon
48
3M
MMM
$89.1B
$1.96M 0.44%
13,280
+2,272
+21% +$339K
NVS icon
49
Novartis
NVS
$294B
$1.95M 0.44%
27,610
+4,107
+17% +$299K
GSK icon
50
GSK
GSK
$102B
$1.91M 0.43%
35,384
-128
-0.4% -$7.02K
1
2
3 4 5

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
WA
WestEnd Advisors Charlotte, North Carolina $4.14B AUM 15.99% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.