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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.8M
Cap. Flow
+$14.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
33.1%
Holding
488
New
67
Increased
201
Reduced
127
Closed
36

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.06M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.14M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$2M
4
DD icon
DuPont de Nemours
DD
+$915K
5
TGT icon
Target
TGT
+$790K

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$5.94M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.8M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.68M
4
VDE icon
Vanguard Energy ETF
VDE
+$939K
5
JCI icon
Johnson Controls International
JCI
+$679K

Sector Composition

Rank Sector Weight
1 Technology 11.2%
2 Healthcare 8.72%
3 Financials 8.22%
4 Industrials 5.92%
5 Consumer Discretionary 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYG icon
426
Lloyds Banking Group
LYG
$87B
$131K 0.03%
35,178
+4,460
+15% +$15.5K
AES icon
427
AES
AES
$10.6B
$128K 0.03%
11,619
-1,030
-8% -$11.5K
AEG icon
428
Aegon
AEG
$13.4B
$125K 0.03%
26,488
+2,681
+11% +$12.2K
ENZ
429
DELISTED
Enzo Biochem, Inc.
ENZ
$118K 0.02%
+11,270
New +$125K
AMLP icon
430
Alerian MLP ETF
AMLP
$12.9B
$112K 0.02%
+2,000
New +$114K
IMBI
431
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$111K 0.02%
10,721
– –
PXLW icon
432
Pixelworks
PXLW
$38.2M
$108K 0.02%
1,905
– –
TBBK icon
433
The Bancorp
TBBK
$2.74B
$106K 0.02%
+12,815
New +$99.4K
TRST
434
Trustco Bank Corp NY
TRST
$986M
$106K 0.02%
+2,363
New +$94.3K
NOK icon
435
Nokia
NOK
$54.3B
$97K 0.02%
16,285
+2,471
+18% +$15.4K
SRGA
436
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$94K 0.02%
+691
New +$104K
DX
437
Dynex Capital
DX
$2.99B
$86K 0.02%
3,955
– –
S
438
DELISTED
Sprint Corporation
S
$84K 0.02%
10,842
+158
+1% +$1.3K
AQMS icon
439
Aqua Metals
AQMS
$9.46M
$79K 0.02%
58
-7
-11% -$12.6K
APEX
440
DELISTED
Apex Global Brands Inc. Common Stock
APEX
$78K 0.02%
943
– –
KODK icon
441
Kodak
KODK
$788M
$77K 0.02%
10,530
– –
HSTO
442
DELISTED
Histogen Inc. Common Stock
HSTO
$77K 0.02%
+70
New +$79.6K
SPWR
443
DELISTED
SunPower Corporation Common Stock
SPWR
$76K 0.02%
15,994
-2,240
-12% -$13.5K
WLL
444
DELISTED
Whiting Petroleum Corporation
WLL
$75K 0.02%
+46
New +$67.6K
ZIXI
445
DELISTED
Zix Corporation
ZIXI
$61K 0.01%
12,470
– –
GFN
446
DELISTED
General Finance Corporation
GFN
$56K 0.01%
11,000
– –
MOBL
447
DELISTED
MobileIron, Inc.
MOBL
$53K 0.01%
14,440
+80
+0.6% +$359
USO icon
448
CALL
United States Oil Fund
USO
$2.5B
$52K 0.01%
+62,500
New +$4.92M
ONDK
449
DELISTED
On Deck Capital, Inc.
ONDK
$49K 0.01%
+10,510
New +$48.7K
CERS icon
450
Cerus
CERS
$575M
$33K 0.01%
+12,000
New +$29.4K
16 17
18
19 20

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2017 Portfolio in Review

As of Q3 2017, Caprock Group held 488 positions worth $480M, up 6.6% from $450M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Caprock Group's Q3 2017 filing shows 67 new, 201 increased, 127 reduced and 36 closed positions. Its largest new stake was DuPont de Nemours: 5,485 shares worth $962K. The largest sale was PayPal, an estimated $5.94M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Caprock Group's largest Q3 2017 buy was DuPont de Nemours: 5,485 shares worth $962K.
  • Caprock Group added most to Vanguard FTSE Developed Markets ETF in Q3 2017, an estimated $3.06M increase.
  • Caprock Group's biggest Q3 2017 reduction was PayPal, cutting an estimated $5.94M.
  • Caprock Group fully exited Invesco FTSE RAFI US 1000 ETF in Q3 2017, selling an estimated $1.68M.
  • Caprock Group's ten largest holdings make up 33% of its $480M portfolio in Q3 2017.
  • Caprock Group opened 67 new positions and closed 36 in Q3 2017.
  • Caprock Group's portfolio value rose 6.6% quarter-over-quarter to $480M.

Based on Caprock Group's 13F filing for Q3 2017, filed 23 Oct 2017.