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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.8M
Cap. Flow
+$14.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
33.1%
Holding
488
New
67
Increased
201
Reduced
127
Closed
36

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.06M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.14M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$2M
4
DD icon
DuPont de Nemours
DD
+$915K
5
TGT icon
Target
TGT
+$790K

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$5.94M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.8M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.68M
4
VDE icon
Vanguard Energy ETF
VDE
+$939K
5
JCI icon
Johnson Controls International
JCI
+$679K

Sector Composition

Rank Sector Weight
1 Technology 11.2%
2 Healthcare 8.72%
3 Financials 8.22%
4 Industrials 5.92%
5 Consumer Discretionary 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
401
Waste Management
WM
$95.3B
$209K 0.04%
+2,675
New +$203K
SMFG icon
402
Sumitomo Mitsui Financial
SMFG
$165B
$208K 0.04%
26,980
+2,110
+8% +$16.1K
CNP icon
403
CenterPoint Energy
CNP
$28.9B
$206K 0.04%
+7,044
New +$203K
ATEN icon
404
A10 Networks
ATEN
$2.5B
$205K 0.04%
27,080
– –
VOX icon
405
Vanguard Communication Services ETF
VOX
$5.49B
$205K 0.04%
+2,205
New +$204K
EQNR icon
406
Equinor
EQNR
$97.4B
$204K 0.04%
+10,173
New +$188K
HTBK
407
DELISTED
Heritage Commerce
HTBK
$204K 0.04%
14,360
– –
MU icon
408
Micron Technology
MU
$1.12T
$202K 0.04%
+5,144
New +$163K
SRI icon
409
Stoneridge
SRI
$201M
$202K 0.04%
10,185
– –
SR icon
410
Spire
SR
$4.88B
$201K 0.04%
+2,672
New +$198K
TEVA icon
411
Teva Pharmaceuticals
TEVA
$36.3B
$196K 0.04%
11,117
+997
+10% +$22.4K
MTG icon
412
MGIC Investment
MTG
$6.12B
$190K 0.04%
+15,195
New +$177K
AZRE
413
DELISTED
Azure Power Global Limited
AZRE
$190K 0.04%
11,969
-1,543
-11% -$24K
HCR
414
DELISTED
Hi-Crush Inc. Common Stock
HCR
$190K 0.04%
+20,050
New +$176K
STLA icon
415
Stellantis
STLA
$16.7B
$188K 0.04%
10,509
-42
-0.4% -$581
HDSN
416
Hudson Technologies
HDSN
$266M
$181K 0.04%
23,177
-2,988
-11% -$25.9K
RUN icon
417
Sunrun
RUN
$2.48B
$181K 0.04%
32,621
-4,202
-11% -$28.6K
ERII icon
418
Energy Recovery
ERII
$433M
$170K 0.04%
21,564
-2,781
-11% -$19.9K
SAN icon
419
Banco Santander
SAN
$189B
$170K 0.04%
25,560
-409
-2% -$2.61K
BCS icon
420
Barclays
BCS
$93.3B
$156K 0.03%
15,753
+375
+2% +$3.72K
IBN icon
421
ICICI Bank
IBN
$105B
$156K 0.03%
18,265
+6,476
+55% +$59.2K
NLY icon
422
Annaly Capital Management
NLY
$16.7B
$143K 0.03%
2,855
-225
-7% -$11K
MFG icon
423
Mizuho Financial
MFG
$129B
$142K 0.03%
40,002
+494
+1% +$1.74K
AMD icon
424
Advanced Micro Devices
AMD
$880B
$140K 0.03%
+10,976
New +$143K
NVTA
425
DELISTED
Invitae Corporation
NVTA
$139K 0.03%
+14,875
New +$141K
15 16
17
18 19

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AP
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BHC
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BOK
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SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2017 Portfolio in Review

As of Q3 2017, Caprock Group held 488 positions worth $480M, up 6.6% from $450M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Caprock Group's Q3 2017 filing shows 67 new, 201 increased, 127 reduced and 36 closed positions. Its largest new stake was DuPont de Nemours: 5,485 shares worth $962K. The largest sale was PayPal, an estimated $5.94M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Caprock Group's largest Q3 2017 buy was DuPont de Nemours: 5,485 shares worth $962K.
  • Caprock Group added most to Vanguard FTSE Developed Markets ETF in Q3 2017, an estimated $3.06M increase.
  • Caprock Group's biggest Q3 2017 reduction was PayPal, cutting an estimated $5.94M.
  • Caprock Group fully exited Invesco FTSE RAFI US 1000 ETF in Q3 2017, selling an estimated $1.68M.
  • Caprock Group's ten largest holdings make up 33% of its $480M portfolio in Q3 2017.
  • Caprock Group opened 67 new positions and closed 36 in Q3 2017.
  • Caprock Group's portfolio value rose 6.6% quarter-over-quarter to $480M.

Based on Caprock Group's 13F filing for Q3 2017, filed 23 Oct 2017.