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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
Cap. Flow
-$48.5M
Cap. Flow %
-12.2%
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.37M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.44M
3
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.71M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$1.81M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.37M

Top Sells

Rank Stock Value
1
EXPD icon
Expeditors International
EXPD
+$3.14M
2
ARI
Apollo Commercial Real Estate
ARI
+$1.55M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$1.39M
4
SPG icon
Simon Property Group
SPG
+$1.29M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M

Sector Composition

Rank Sector Weight
1 Financials 8.64%
2 Technology 8.51%
3 Healthcare 7.95%
4 Consumer Staples 6.08%
5 Industrials 4.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
401
Waste Management
WM
$94.9B
– –
-3,378
Closed -$215K
XRX icon
402
Xerox
XRX
$348M
– –
-4,314
Closed -$115K
CPAY icon
403
Corpay
CPAY
$23.5B
– –
-1,463
Closed -$254K
CNH
404
CNH Industrial
CNH
$13.3B
– –
-46,000
Closed -$289K
SRC
405
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-6,047
Closed -$361K
AVID
406
DELISTED
Avid Technology Inc
AVID
– –
-57,790
Closed -$459K
DRE
407
DELISTED
Duke Realty Corp.
DRE
– –
-8,149
Closed -$223K
VER
408
DELISTED
VEREIT, Inc.
VER
– –
-9,796
Closed -$508K
RTN
409
DELISTED
Raytheon Company
RTN
– –
-3,267
Closed -$445K
CARB
410
DELISTED
Carbonite Inc
CARB
– –
-11,779
Closed -$181K
APC
411
DELISTED
Anadarko Petroleum
APC
– –
-3,789
Closed -$240K
SN
412
DELISTED
Sanchez Energy Corporation
SN
– –
-10,214
Closed -$90K
SEP
413
DELISTED
Spectra Engy Parters Lp
SEP
– –
-5,176
Closed -$226K
ETP
414
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-10,525
Closed -$299K
PNK
415
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-10,430
Closed -$129K
PAY
416
DELISTED
Verifone Systems Inc
PAY
– –
-20,775
Closed -$327K
JIVE
417
DELISTED
Jive Software, Inc.
JIVE
– –
-10,233
Closed -$44K
ARIA
418
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-11,365
Closed -$156K
GGP
419
DELISTED
GGP Inc.
GGP
– –
-23,963
Closed -$661K
FCH
420
DELISTED
Felcor Lodging Trust
FCH
– –
-15,237
Closed -$98K
WOOF
421
DELISTED
VCA Inc.
WOOF
– –
-3,785
Closed -$265K
13 14 15 16
17

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AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2016 Portfolio in Review

As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.

  • Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
  • Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
  • Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
  • Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
  • Caprock Group opened 57 new positions and closed 82 in Q4 2016.
  • Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.

Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.