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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+9.34%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$559M
AUM Growth
+$46.8M
Cap. Flow
+$5.87M
Cap. Flow %
1.05%
Top 10 Hldgs %
40.02%
Holding
397
New
41
Increased
170
Reduced
136
Closed
28

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.42M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$1.09M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$932K
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$503K
5
GPC icon
Genuine Parts
GPC
+$453K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
2
IBB icon
iShares Biotechnology ETF
IBB
+$1.22M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$852K
4
VTV icon
Vanguard Value ETF
VTV
+$453K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$444K

Sector Composition

Rank Sector Weight
1 Technology 11.73%
2 Financials 7.49%
3 Healthcare 7.01%
4 Industrials 5.25%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
376
DuPont de Nemours
DD
$18.7B
– –
-3,163
Closed -$283K
DVY icon
377
iShares Select Dividend ETF
DVY
$23.9B
– –
-2,046
Closed -$209K
EPD icon
378
Enterprise Products Partners
EPD
$83.9B
– –
-8,227
Closed -$235K
ET icon
379
Energy Transfer Partners
ET
$70.2B
– –
-13,153
Closed -$172K
MDY icon
380
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
– –
-723
Closed -$256K
MSEX icon
381
Middlesex Water
MSEX
$1.05B
– –
-3,375
Closed -$219K
MSGS icon
382
Madison Square Garden
MSGS
$9.58B
– –
-1,469
Closed -$276K
NCMI icon
383
National CineMedia
NCMI
$361M
– –
-1,402
Closed -$115K
NOK icon
384
Nokia
NOK
$51.6B
– –
-21,794
Closed -$110K
OXY icon
385
Occidental Petroleum
OXY
$56.7B
– –
-4,707
Closed -$213K
PGR icon
386
Progressive
PGR
$125B
– –
-2,815
Closed -$217K
RLI icon
387
RLI Corp
RLI
$5.6B
– –
-4,400
Closed -$204K
SAIC icon
388
Saic
SAIC
$5.11B
– –
-2,793
Closed -$244K
SAM icon
389
Boston Beer
SAM
$1.86B
– –
-630
Closed -$229K
UBS icon
390
UBS Group
UBS
$170B
– –
-12,856
Closed -$145K
SEAC
391
DELISTED
Seachange International Inc
SEAC
– –
-1,098
Closed -$63K
ECOL
392
DELISTED
US Ecology, Inc.
ECOL
– –
-3,911
Closed -$250K
HMSY
393
DELISTED
HMS Holdings Corp.
HMSY
– –
-6,000
Closed -$207K
S
394
DELISTED
Sprint Corporation
S
– –
-11,353
Closed -$70K
ARC
395
DELISTED
ARC Document Solutions, Inc.
ARC
– –
-18,400
Closed -$25K
WBK
396
DELISTED
Westpac Banking Corporation
WBK
– –
-13,740
Closed -$275K
CELG
397
DELISTED
Celgene Corp
CELG
– –
-4,355
Closed -$432K
12 13 14 15
16

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2019 Portfolio in Review

As of Q4 2019, Caprock Group held 397 positions worth $559M, up 9.1% from $512M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Caprock Group's Q4 2019 filing shows 41 new, 170 increased, 136 reduced and 28 closed positions. Its largest new stake was iShares Russell 2000 Growth ETF: 6,980 shares worth $1.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $2.03M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q4 2019 buy was iShares Russell 2000 Growth ETF: 6,980 shares worth $1.5M.
  • Caprock Group added most to Vanguard FTSE All-World ex-US ETF in Q4 2019, an estimated $1.09M increase.
  • Caprock Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.03M.
  • Caprock Group fully exited Celgene Corp in Q4 2019, selling an estimated $432K.
  • Caprock Group's ten largest holdings make up 40% of its $559M portfolio in Q4 2019.
  • Caprock Group opened 41 new positions and closed 28 in Q4 2019.
  • Caprock Group's portfolio value rose 9.1% quarter-over-quarter to $559M.

Based on Caprock Group's 13F filing for Q4 2019, filed 4 Feb 2020.