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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEY icon
376
KeyCorp
KEY
$24.9B
– –
-15,552
Closed -$172K
KR icon
377
Kroger
KR
$35.3B
– –
-5,993
Closed -$220K
LSTA icon
378
Lisata Therapeutics
LSTA
$20M
– –
-136
Closed -$12K
MUB icon
379
iShares National Muni Bond ETF
MUB
$45.2B
– –
-7,039
Closed -$802K
NUV icon
380
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-74,744
Closed -$809K
SJM icon
381
J.M. Smucker
SJM
$12.6B
– –
-9,112
Closed -$1.39M
TOTL icon
382
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.12B
– –
-4,000
Closed -$200K
VATE icon
383
INNOVATE Corp
VATE
$110M
– –
-2,000
Closed -$86K
VIRT icon
384
Virtu Financial
VIRT
$5.18B
– –
-10,000
Closed -$180K
VOOG icon
385
Vanguard S&P 500 Growth ETF
VOOG
$26B
– –
-272,982
Closed -$4.76M
CS
386
DELISTED
Credit Suisse Group
CS
– –
-11,778
Closed -$126K
TWTR
387
DELISTED
Twitter, Inc.
TWTR
– –
-16,286
Closed -$275K
ZNGA
388
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-20,400
Closed -$51K
AMTD
389
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,238,807
Closed -$1.73M
JUNO
390
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-8,000
Closed -$308K
ITC
391
DELISTED
ITC HOLDINGS CORP
ITC
– –
-5,711
Closed -$267K
PSXP
392
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
– –
-4,058
Closed -$227K
AMU
393
DELISTED
ETRACS Alerian MLP Index ETN
AMU
– –
-53,998
Closed -$1.53M
12 13 14 15
16

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.