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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+13.66%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$80.2M
Cap. Flow
+$25.7M
Cap. Flow %
4.99%
Top 10 Hldgs %
37.07%
Holding
413
New
55
Increased
182
Reduced
106
Closed
35

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$10M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.09M
3
GE icon
GE Aerospace
GE
+$2.99M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$1.9M
5
AMZN icon
Amazon
AMZN
+$1.27M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.1M
2
MCHI icon
iShares MSCI China ETF
MCHI
+$2.95M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.78M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$905K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$591K

Sector Composition

Rank Sector Weight
1 Technology 11.94%
2 Healthcare 7.49%
3 Financials 7.13%
4 Industrials 4.93%
5 Communication Services 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTBK
351
DELISTED
Heritage Commerce
HTBK
$174K 0.03%
14,360
– –
CLAR icon
352
Clarus
CLAR
$125M
$155K 0.03%
12,124
– –
SAN icon
353
Banco Santander
SAN
$194B
$148K 0.03%
33,446
-2,128
-6% -$9.71K
MFG icon
354
Mizuho Financial
MFG
$129B
$145K 0.03%
47,422
-3,999
-8% -$12.5K
CLDR
355
DELISTED
Cloudera, Inc.
CLDR
$143K 0.03%
+13,088
New +$168K
MUFG icon
356
Mitsubishi UFJ Financial
MUFG
$258B
$137K 0.03%
27,581
-13,757
-33% -$71.5K
NMR icon
357
Nomura Holdings
NMR
$28.7B
$136K 0.03%
37,982
+20,859
+122% +$81.6K
MEET
358
DELISTED
The Meet Group, Inc. Common Stock
MEET
$128K 0.02%
25,400
– –
LYG icon
359
Lloyds Banking Group
LYG
$87.4B
$124K 0.02%
38,528
+2,025
+6% +$6.19K
PDLI
360
DELISTED
PDL BioPharma, Inc.
PDLI
$121K 0.02%
32,600
– –
ABEV icon
361
Ambev
ABEV
$47.3B
$119K 0.02%
27,765
+1,414
+5% +$6.5K
UIS icon
362
Unisys
UIS
$227M
$119K 0.02%
10,160
– –
ITUB icon
363
Itaú Unibanco
ITUB
$91.3B
$116K 0.02%
18,081
-5,740
-24% -$40.6K
AEG icon
364
Aegon
AEG
$13.5B
$110K 0.02%
26,786
-53,393
-67% -$233K
NCMI icon
365
National CineMedia
NCMI
$354M
$99K 0.02%
1,402
– –
FSP
366
Franklin Street Properties
FSP
$44.8M
$93K 0.02%
+13,000
New +$93.3K
TRST
367
Trustco Bank Corp NY
TRST
$1B
$92K 0.02%
2,363
– –
WTI icon
368
W&T Offshore
WTI
$545M
$86K 0.02%
12,500
+295
+2% +$1.6K
MNKD icon
369
MannKind Corp
MNKD
$1.28B
$79K 0.02%
40,000
– –
CERS icon
370
Cerus
CERS
$587M
$75K 0.01%
12,000
– –
SRGA
371
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$72K 0.01%
400
– –
ARQL
372
DELISTED
Arqule Inc
ARQL
$53K 0.01%
11,035
– –
GFI icon
373
Gold Fields
GFI
$29.2B
$49K 0.01%
+13,122
New +$50.7K
ASX icon
374
ASE Group
ASX
$80.8B
$44K 0.01%
+10,240
New +$40.2K
CIG icon
375
CEMIG Preferred Shares
CIG
$6.09B
$44K 0.01%
+24,238
New +$45.7K
13 14
15
16 17

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q1 2019 Portfolio in Review

As of Q1 2019, Caprock Group held 413 positions worth $515M, up 18% from $434M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group deployed $25.7M of net new capital in Q1 2019, opening 55 new positions and adding to 182 existing holdings. Its largest new stake was Blackstone: 21,300 shares worth $745K.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $3.1M trimmed.

  • Caprock Group's largest Q1 2019 buy was Blackstone: 21,300 shares worth $745K.
  • Caprock Group added most to Vanguard FTSE Emerging Markets ETF in Q1 2019, an estimated $10M increase.
  • Caprock Group's biggest Q1 2019 reduction was iShares MSCI EAFE ETF, cutting an estimated $3.1M.
  • Caprock Group fully exited iShares MSCI China ETF in Q1 2019, selling an estimated $2.95M.
  • Caprock Group's ten largest holdings make up 37% of its $515M portfolio in Q1 2019.
  • Caprock Group opened 55 new positions and closed 35 in Q1 2019.
  • Caprock Group's portfolio value rose 18% quarter-over-quarter to $515M.

Based on Caprock Group's 13F filing for Q1 2019, filed 12 Apr 2019.