We are live on ! Find out more
CG

Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNK
351
DELISTED
Pinnacle Entertainment Inc.
PNK
$129K 0.03%
+10,430
New +$119K
WIFI
352
DELISTED
Boingo Wireless, Inc.
WIFI
$118K 0.03%
+11,523
New +$103K
FCX icon
353
Freeport-McMoran
FCX
$90.7B
$116K 0.03%
10,715
+33
+0.3% +$380
STLA icon
354
Stellantis
STLA
$16.7B
$116K 0.03%
18,126
+7,609
+72% +$50K
XRX icon
355
Xerox
XRX
$337M
$115K 0.03%
4,314
– –
NVRI icon
356
Enviri
NVRI
$642M
$109K 0.02%
+10,955
New +$104K
FCH
357
DELISTED
Felcor Lodging Trust
FCH
$98K 0.02%
+15,237
New +$99.3K
SN
358
DELISTED
Sanchez Energy Corporation
SN
$90K 0.02%
+10,214
New +$78.6K
LYG icon
359
Lloyds Banking Group
LYG
$87.1B
$56K 0.01%
+19,488
New +$57.9K
GFN
360
DELISTED
General Finance Corporation
GFN
$49K 0.01%
11,000
– –
EXTR icon
361
Extreme Networks
EXTR
$3.89B
$46K 0.01%
+10,135
New +$40K
JIVE
362
DELISTED
Jive Software, Inc.
JIVE
$44K 0.01%
+10,233
New +$41.8K
TDW icon
363
Tidewater
TDW
$3.93B
$41K 0.01%
+446
New +$53.1K
FSNN
364
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
$18K ﹤0.01%
7,408
– –
ARE icon
365
Alexandria Real Estate Equities
ARE
$8.86B
– –
-2,500
Closed -$259K
BIZD icon
366
VanEck BDC Income ETF
BIZD
$1.58B
– –
-19,112
Closed -$318K
DHC
367
Diversified Healthcare Trust
DHC
$2.25B
– –
-18,020
Closed -$375K
DXCM icon
368
DexCom
DXCM
$27.4B
– –
-15,600
Closed -$309K
HTBK
369
DELISTED
Heritage Commerce
HTBK
– –
-14,360
Closed -$151K
HYG icon
370
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
– –
-7,178
Closed -$608K
ICF icon
371
iShares Select U.S. REIT ETF
ICF
$2.09B
– –
-3,868
Closed -$209K
IEV icon
372
iShares Europe ETF
IEV
$1.62B
– –
-82,768
Closed -$3.13M
IGSB icon
373
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
– –
-18,844
Closed -$1M
IHI icon
374
iShares US Medical Devices ETF
IHI
$2.97B
– –
-8,904
Closed -$201K
JWN
375
DELISTED
Nordstrom
JWN
– –
-11,010
Closed -$419K
12 13 14
15
16

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.