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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
Cap. Flow
-$48.5M
Cap. Flow %
-12.2%
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.37M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.44M
3
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.71M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$1.81M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.37M

Top Sells

Rank Stock Value
1
EXPD icon
Expeditors International
EXPD
+$3.14M
2
ARI
Apollo Commercial Real Estate
ARI
+$1.55M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$1.39M
4
SPG icon
Simon Property Group
SPG
+$1.29M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M

Sector Composition

Rank Sector Weight
1 Financials 8.64%
2 Technology 8.51%
3 Healthcare 7.95%
4 Consumer Staples 6.08%
5 Industrials 4.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
326
Alerian MLP ETF
AMLP
$13B
$132K 0.03%
2,100
– –
FLWS icon
327
1-800-Flowers.com
FLWS
$263M
$125K 0.03%
+11,665
New +$118K
EXTR icon
328
Extreme Networks
EXTR
$3.87B
$124K 0.03%
24,600
+14,465
+143% +$65.5K
AGTC
329
DELISTED
Applied Genetic Technologies Corporation
AGTC
$103K 0.03%
11,050
-3,015
-21% -$27.2K
BV
330
DELISTED
Bazaarvoice, Inc.
BV
$102K 0.03%
21,085
-19,720
-48% -$100K
IMBI
331
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$101K 0.03%
6,744
– –
UCTT
332
Ultra Clean Holdings
UCTT
$4.48B
$100K 0.03%
+10,320
New +$93.7K
MX icon
333
Magnachip Semiconductor
MX
$131M
$90K 0.02%
+14,445
New +$98.4K
DX
334
Dynex Capital
DX
$2.98B
$81K 0.02%
+3,955
New +$81.6K
LYG icon
335
Lloyds Banking Group
LYG
$86.7B
$72K 0.02%
23,086
+3,598
+18% +$10.5K
ZIXI
336
DELISTED
Zix Corporation
ZIXI
$62K 0.02%
+12,470
New +$55.1K
CTIC
337
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$61K 0.02%
+15,000
New +$62.2K
GFN
338
DELISTED
General Finance Corporation
GFN
$61K 0.02%
11,000
– –
FSNN
339
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
$17K ﹤0.01%
7,408
– –
AA icon
340
Alcoa
AA
$11.9B
– –
-7,755
Closed -$189K
ADBE icon
341
Adobe
ADBE
$84.6B
– –
-2,278
Closed -$247K
ADSK icon
342
Autodesk
ADSK
$43.3B
– –
-3,118
Closed -$226K
AIG icon
343
American International
AIG
$41.6B
– –
-3,385
Closed -$201K
AMT icon
344
American Tower
AMT
$76.7B
– –
-2,332
Closed -$264K
AMX icon
345
America Movil
AMX
$78.4B
– –
-11,470
Closed -$131K
AVB icon
346
AvalonBay Communities
AVB
$27.1B
– –
-2,471
Closed -$439K
AZN icon
347
AstraZeneca
AZN
$261B
– –
-5,400
Closed -$355K
BWXT icon
348
BWX Technologies
BWXT
$16.2B
– –
-9,622
Closed -$369K
CHRD icon
349
Chord Energy
CHRD
$7.84B
– –
-13,293
Closed -$152K
COF icon
350
Capital One
COF
$122B
– –
-2,803
Closed -$201K
12 13
14
15 16

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2016 Portfolio in Review

As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.

  • Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
  • Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
  • Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
  • Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
  • Caprock Group opened 57 new positions and closed 82 in Q4 2016.
  • Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.

Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.